NEW GERMANY FUND INC - Common Shares, $0.001 par value (GF)
CUSIP: 644465106
Q2 2019 13F Holders as of 30 Jun 2019
- Type / Class
- Equity / Common Shares, $0.001 par value
- Shares outstanding
- 16,180,443
- Total 13F shares
- 8,463,769
- Share change
- +166,712
- Total reported value
- $120,333,000
- Price per share
- $14.22
- Number of holders
- 34
- Value change
- +$2,368,128
- Number of buys
- 11
- Number of sells
- 11
Quarterly Holders Quick Answers
What is CUSIP 644465106?
CUSIP 644465106 identifies GF - NEW GERMANY FUND INC - Common Shares, $0.001 par value in SEC institutional holdings data.
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Recent filing periods for CUSIP 644465106:
Top shareholders of GF - NEW GERMANY FUND INC - Common Shares, $0.001 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
14%
|
2,216,286
|
$30,983,000 | — | 31 Mar 2019 | |
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
13%
|
2,035,480
|
$28,435,000 | — | 31 Mar 2019 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
7.5%
|
1,212,395
|
$16,949,000 | — | 31 Mar 2019 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
5%
|
804,285
|
$11,220,000 | — | 31 Mar 2019 | |
| Karpus Management, Inc. |
13F
|
Company |
4.6%
|
747,452
|
$10,763,000 | — | 31 Mar 2019 | |
| GABELLI FUNDS LLC |
13F
|
Company |
1.7%
|
273,316
|
$3,821,000 | — | 31 Mar 2019 | |
| Uncommon Cents Investing LLC |
13F
|
Company |
1.4%
|
233,118
|
$3,259,000 | — | 31 Mar 2019 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.93%
|
149,981
|
$2,097,000 | — | 31 Mar 2019 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.78%
|
125,546
|
$1,755,000 | — | 31 Mar 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.6%
|
97,016
|
$1,356,000 | — | 31 Mar 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.49%
|
79,703
|
$1,114,000 | — | 31 Mar 2019 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.36%
|
58,761
|
$820,000 | — | 31 Mar 2019 | |
| CORNERSTONE ADVISORS INC |
13F
|
Company |
0.33%
|
53,437
|
$747,000 | — | 31 Mar 2019 | |
| CSS LLC/IL |
13F
|
Company |
0.27%
|
43,638
|
$610,000 | — | 31 Mar 2019 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.23%
|
36,496
|
$512,000 | — | 31 Mar 2019 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
0.21%
|
33,896
|
$474,000 | — | 31 Mar 2019 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.17%
|
27,727
|
$387,000 | — | 31 Mar 2019 | |
| Dakota Wealth Management |
13F
|
Company |
0.14%
|
22,723
|
$319,000 | — | 31 Mar 2019 | |
| GAMCO INVESTORS, INC. ET AL |
13F
|
Company |
0.14%
|
22,307
|
$312,000 | — | 31 Mar 2019 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.12%
|
19,832
|
$277,000 | — | 31 Mar 2019 | |
| Arnhold LLC |
13F
|
Company |
0.11%
|
17,888
|
$250,000 | — | 31 Mar 2019 | |
| Sigma Planning Corp |
13F
|
Company |
0.1%
|
15,418
|
$216,000 | — | 31 Mar 2019 | |
| MORGAN STANLEY |
13F
|
Company |
0.05%
|
8,128
|
$114,000 | — | 31 Mar 2019 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.03%
|
4,861
|
$68,000 | — | 31 Mar 2019 | |
| UBS Group AG |
13F
|
Company |
0.03%
|
4,830
|
$67,000 | — | 31 Mar 2019 | |
| Tradewinds Capital Management, LLC |
13F
|
Company |
0.01%
|
1,782
|
$25,000 | — | 31 Mar 2019 | |
| BESSEMER GROUP INC |
13F
|
Company |
0.01%
|
1,538
|
$22,000 | — | 31 Mar 2019 | |
| Advisor Group, Inc. |
13F
|
Company |
0.01%
|
1,011
|
$14,000 | — | 31 Mar 2019 | |
| North Star Investment Management Corp. |
13F
|
Company |
0.01%
|
906
|
$13,000 | — | 31 Mar 2019 | |
| Allworth Financial LP |
13F
|
Company |
0%
|
314
|
$4,000 | — | 31 Mar 2019 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0%
|
267
|
$4,000 | — | 31 Mar 2019 | |
| ESSEX INVESTMENT MANAGEMENT CO LLC |
13F
|
Company |
0%
|
120
|
$2,000 | — | 31 Mar 2019 | |
| Winslow, Evans & Crocker, Inc. |
13F
|
Company |
0%
|
36
|
$2,000 | — | 31 Mar 2019 |
Institutional Holders of NEW GERMANY FUND INC - Common Shares, $0.001 par value (GF) as of Q2 2019
As of 30 Jun 2019,
NEW GERMANY FUND INC - Common Shares, $0.001 par value (GF) was held by
34 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
8,463,769 shares.
The largest 10 holders included
WELLS FARGO & COMPANY/MN, LAZARD ASSET MANAGEMENT LLC, 1607 Capital Partners, LLC, CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, Karpus Management, Inc., GABELLI FUNDS LLC, Uncommon Cents Investing LLC, Shaker Financial Services, LLC, Thomas J. Herzfeld Advisors, Inc., and ROYAL BANK OF CANADA.
This page lists
34
institutional shareholders reporting positions in this security
for the Q2 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2019 vs Q1 2019 Across Filers
Q1 2019 holders
33
Q2 2019 holders
34
Holder diff
1
| Investor | Q1 2019 Shares | Q2 2019 Shares | Share Diff | Share Chg % | Q1 2019 Value $ | Q2 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.