Security key
644465106
NEW GERMANY FUND INC - Common Shares, $0.001 par value (GF)
CUSIP: 644465106
Q4 2017 13F Holders as of 31 Dec 2017
- Security type / class
- Equity / Common Shares, $0.001 par value
- Total 13F shares
- 7,899,352
- Total 13F value
- $153,677,524
- Share change
- -209,849
- SEC-reported price per share
- $19.44
- Number of holders
- 35
- Value change
- -$3,843,840
- Number of buys
- 10
- Number of sells
- 15
- Shares outstanding
- 16,228,493
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q4 2017
Institutions
35
Top holders
10
GF full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q1 2018
Previous quarter: Q3 2017
NEW GERMANY FUND INC SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 644465106
Recent filing periods:
Ownership snapshot
Top reported holders of GF - NEW GERMANY FUND INC - Common Shares, $0.001 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
LAZARD ASSET MANAGEMENT LLC
Disclosed value leader
LAZARD ASSET MANAGEMENT LLC
Comparable rows
15/15
Latest evidence
30 Sep 2017
13F
Lead comparable stake: 16%
Showing 1-6 of 15 holder rows.
Quick read
LAZARD ASSET MANAGEMENT LLC leads the comparable SEC ownership view at 16%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens LAZARD ASSET MANAGEMENT LLC's linked filing trail.
Comparable ownership
Top 5
LAZARD ASSET MANAGEMENT LLC
16%
WELLS FARGO & COMPANY/MN
12%
1607 Capital Partners, LLC
6.9%
Karpus Management, Inc.
4.6%
GABELLI FUNDS LLC
1.6%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| LAZARD ASSET MANAGEMENT LLC |
13F
Company
|
16%
|
$47,441,000
2,554,592 shares
|
— | 30 Sep 2017 |
| WELLS FARGO & COMPANY/MN |
13F
Company
|
12%
|
$37,301,000
2,008,705 shares
|
— | 30 Sep 2017 |
| 1607 Capital Partners, LLC |
13F
Company
|
6.9%
|
$20,719,000
1,115,740 shares
|
— | 30 Sep 2017 |
| Karpus Management, Inc. |
13F
Company
|
4.6%
|
$13,723,000
738,962 shares
|
— | 30 Sep 2017 |
| GABELLI FUNDS LLC |
13F
Company
|
1.6%
|
$4,717,000
254,011 shares
|
— | 30 Sep 2017 |
| SII INVESTMENTS INC/WI |
13F
Company
|
1.5%
|
$4,530,000
244,073 shares
|
— | 30 Sep 2017 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2017
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
35
Shares
7,899,352
Rows available
35
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q4 2017 vs Q3 2017 Across Filers
Q3 2017 holders
33
Q4 2017 holders
35
Holder diff
2
| Investor | Q3 2017 Shares | Q4 2017 Shares | Share Diff | Share Chg % | Q3 2017 value | Q4 2017 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend