NEW GERMANY FUND INC - Common Shares, $0.001 par value (GF)
CUSIP: 644465106
Q1 2018 13F Holders as of 31 Mar 2018
- Type / Class
- Equity / Common Shares, $0.001 par value
- Shares outstanding
- 16,180,443
- Total 13F shares
- 7,971,672
- Share change
- +58,174
- Total reported value
- $155,708,544
- Price per share
- $19.53
- Number of holders
- 33
- Value change
- +$1,142,942
- Number of buys
- 15
- Number of sells
- 15
Quarterly Holders Quick Answers
What is CUSIP 644465106?
CUSIP 644465106 identifies GF - NEW GERMANY FUND INC - Common Shares, $0.001 par value in SEC institutional holdings data.
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Recent filing periods for CUSIP 644465106:
Top shareholders of GF - NEW GERMANY FUND INC - Common Shares, $0.001 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
16%
|
2,517,392
|
$48,963,000 | — | 31 Dec 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
12%
|
2,018,968
|
$39,248,000 | — | 31 Dec 2017 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
6.9%
|
1,114,150
|
$21,659,000 | — | 31 Dec 2017 | |
| Karpus Management, Inc. |
13F
|
Company |
4.5%
|
721,448
|
$14,025,000 | — | 31 Dec 2017 | |
| GABELLI FUNDS LLC |
13F
|
Company |
1.6%
|
254,011
|
$4,938,000 | — | 31 Dec 2017 | |
| Uncommon Cents Investing LLC |
13F
|
Company |
1.4%
|
230,685
|
$4,485,000 | — | 31 Dec 2017 | |
| Shaker Financial Services, LLC |
13F
|
Company |
1.2%
|
187,448
|
$3,644,000 | — | 31 Dec 2017 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
1.1%
|
179,737
|
$3,484,000 | — | 31 Dec 2017 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.94%
|
151,448
|
$2,944,000 | — | 31 Dec 2017 | |
| Advisory Alpha, LLC |
13F
|
Company |
0.64%
|
104,039
|
$2,118,000 | — | 31 Dec 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.58%
|
94,409
|
$1,835,000 | — | 31 Dec 2017 | |
| CORNERSTONE ADVISORS INC |
13F
|
Company |
0.31%
|
50,556
|
$983,000 | — | 31 Dec 2017 | |
| CSS LLC/IL |
13F
|
Company |
0.25%
|
40,746
|
$792,000 | — | 31 Dec 2017 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.25%
|
39,971
|
$777,000 | — | 31 Dec 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.19%
|
31,039
|
$603,000 | — | 31 Dec 2017 | |
| MORGAN STANLEY |
13F
|
Company |
0.16%
|
26,245
|
$511,000 | — | 31 Dec 2017 | |
| AlphaStar Capital Management, LLC |
13F
|
Company |
0.13%
|
20,810
|
$405,000 | — | 31 Dec 2017 | |
| GAMCO INVESTORS, INC. ET AL |
13F
|
Company |
0.13%
|
20,733
|
$403,000 | — | 31 Dec 2017 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
0.12%
|
19,646
|
$382,000 | — | 31 Dec 2017 | |
| BRINKER CAPITAL INC |
13F
|
Company |
0.1%
|
15,695
|
$308,000 | — | 31 Dec 2017 | |
| First Eagle Investment Management, LLC |
13F
|
Company |
0.08%
|
13,661
|
$266,000 | — | 31 Dec 2017 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.08%
|
12,678
|
$246,000 | — | 31 Dec 2017 | |
| Sigma Planning Corp |
13F
|
Company |
0.07%
|
11,774
|
$229,000 | — | 31 Dec 2017 | |
| CIBC WORLD MARKET INC. |
13F
|
Company |
0.07%
|
11,489
|
$223,000 | — | 31 Dec 2017 | |
| UBS Group AG |
13F
|
Company |
0.03%
|
5,024
|
$98,000 | — | 31 Dec 2017 | |
| Tradewinds Capital Management, LLC |
13F
|
Company |
0.01%
|
1,782
|
$35,000 | — | 31 Dec 2017 | |
| North Star Investment Management Corp. |
13F
|
Company |
0.01%
|
906
|
$18,000 | — | 31 Dec 2017 | |
| Advisor Group, Inc. |
13F
|
Company |
0.01%
|
843
|
$16,000 | — | 31 Dec 2017 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0%
|
800
|
$15,000 | — | 31 Dec 2017 | |
| Community Bank, N.A. |
13F
|
Company |
0%
|
495
|
$10,000 | — | 31 Dec 2017 | |
| Allworth Financial LP |
13F
|
Company |
0%
|
314
|
$6,000 | — | 31 Dec 2017 | |
| Acorn Wealth Advisors, LLC |
13F
|
Company |
0%
|
276
|
$6,000 | — | 31 Dec 2017 | |
| Stratos Wealth Partners, LTD. |
13F
|
Company |
0%
|
56
|
$1,000 | — | 31 Dec 2017 | |
| SEI INVESTMENTS CO |
13F
|
Company |
0%
|
50
|
$1,000 | — | 31 Dec 2017 | |
| Winslow, Evans & Crocker, Inc. |
13F
|
Company |
0%
|
28
|
$524 | — | 31 Dec 2017 |
Institutional Holders of NEW GERMANY FUND INC - Common Shares, $0.001 par value (GF) as of Q1 2018
As of 31 Mar 2018,
NEW GERMANY FUND INC - Common Shares, $0.001 par value (GF) was held by
33 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
7,971,672 shares.
The largest 10 holders included
LAZARD ASSET MANAGEMENT LLC, WELLS FARGO & COMPANY/MN, 1607 Capital Partners, LLC, Karpus Management, Inc., CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, GABELLI FUNDS LLC, Uncommon Cents Investing LLC, Shaker Financial Services, LLC, Thomas J. Herzfeld Advisors, Inc., and Advisory Alpha, LLC.
This page lists
33
institutional shareholders reporting positions in this security
for the Q1 2018 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2018 vs Q4 2017 Across Filers
Q4 2017 holders
35
Q1 2018 holders
33
Holder diff
-2
| Investor | Q4 2017 Shares | Q1 2018 Shares | Share Diff | Share Chg % | Q4 2017 Value $ | Q1 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.