Q3 2017 13F Holders as of 30 Sep 2017
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Type / Class
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Equity / Common Shares, $0.001 par value
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Shares outstanding
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16,179,715
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Number of holders
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33
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Total 13F shares, excl. options
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7,878,240
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Shares change
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+16,060
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Total reported value, excl. options
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$146,338,500
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Value change
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+$443,887
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Number of buys
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10
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Number of sells
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-12
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Price
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$18.57
Significant Holders of NEW GERMANY FUND INC - Common Shares, $0.001 par value (GF) as of Q3 2017
36 filings reported holding GF - NEW GERMANY FUND INC - Common Shares, $0.001 par value as of Q3 2017.
NEW GERMANY FUND INC - Common Shares, $0.001 par value (GF) has 33 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 7,878,240 shares
of 16,179,715 outstanding shares and own 48.69% of the company stock.
Largest 10 shareholders include LAZARD ASSET MANAGEMENT LLC (2,554,592 shares), WELLS FARGO & COMPANY/MN (2,008,705 shares), 1607 Capital Partners, LLC (1,115,740 shares), Karpus Management, Inc. (738,962 shares), GABELLI FUNDS LLC (254,011 shares), SII INVESTMENTS INC/WI (244,073 shares), Shaker Financial Services, LLC (191,709 shares), Thomas J. Herzfeld Advisors, Inc. (139,188 shares), Advisory Alpha, LLC (108,417 shares), and ROYAL BANK OF CANADA (99,446 shares).
This table shows the top 33 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.