NEW GERMANY FUND INC - Common Shares, $0.001 par value (GF)
CUSIP: 644465106
Q3 2017 13F Holders as of 30 Sep 2017
- Type / Class
- Equity / Common Shares, $0.001 par value
- Shares outstanding
- 16,180,443
- Total 13F shares
- 7,878,240
- Share change
- +16,060
- Total reported value
- $146,338,500
- Price per share
- $18.57
- Number of holders
- 33
- Value change
- +$443,887
- Number of buys
- 10
- Number of sells
- 12
Quarterly Holders Quick Answers
What is CUSIP 644465106?
CUSIP 644465106 identifies GF - NEW GERMANY FUND INC - Common Shares, $0.001 par value in SEC institutional holdings data.
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Recent filing periods for CUSIP 644465106:
Top shareholders of GF - NEW GERMANY FUND INC - Common Shares, $0.001 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
16%
|
2,575,992
|
$42,838,000 | — | 30 Jun 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
12%
|
2,020,031
|
$33,593,000 | — | 30 Jun 2017 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
7.1%
|
1,140,790
|
$18,971,000 | — | 30 Jun 2017 | |
| Karpus Management, Inc. |
13F
|
Company |
4.4%
|
717,300
|
$11,929,000 | — | 30 Jun 2017 | |
| GABELLI FUNDS LLC |
13F
|
Company |
1.6%
|
254,011
|
$4,224,000 | — | 30 Jun 2017 | |
| SII INVESTMENTS INC/WI |
13F
|
Company |
1.6%
|
250,864
|
$4,174,000 | — | 30 Jun 2017 | |
| Shaker Financial Services, LLC |
13F
|
Company |
1.2%
|
188,992
|
$3,143,000 | — | 30 Jun 2017 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.86%
|
139,452
|
$2,319,000 | — | 30 Jun 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.62%
|
100,064
|
$1,664,000 | — | 30 Jun 2017 | |
| Advisory Alpha, LLC |
13F
|
Company |
0.5%
|
80,384
|
$1,415,000 | — | 30 Jun 2017 | |
| CITIGROUP INC |
13F
|
Company |
0.34%
|
54,250
|
$902,000 | — | 30 Jun 2017 | |
| CORNERSTONE ADVISORS INC |
13F
|
Company |
0.27%
|
42,943
|
$714,000 | — | 30 Jun 2017 | |
| CSS LLC/IL |
13F
|
Company |
0.25%
|
40,746
|
$678,000 | — | 30 Jun 2017 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.25%
|
39,856
|
$664,000 | — | 30 Jun 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.19%
|
31,039
|
$516,000 | — | 30 Jun 2017 | |
| MORGAN STANLEY |
13F
|
Company |
0.18%
|
28,702
|
$477,000 | — | 30 Jun 2017 | |
| Curi Capital, LLC |
13F
|
Company |
0.16%
|
25,618
|
$426,000 | — | 30 Jun 2017 | |
| GAMCO INVESTORS, INC. ET AL |
13F
|
Company |
0.13%
|
20,733
|
$345,000 | — | 30 Jun 2017 | |
| BRINKER CAPITAL INC |
13F
|
Company |
0.12%
|
18,626
|
$310,000 | — | 30 Jun 2017 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
0.1%
|
16,586
|
$276,000 | — | 30 Jun 2017 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.1%
|
15,876
|
$264,000 | — | 30 Jun 2017 | |
| Clearbridge Investments, LLC |
13F
|
Company |
0.09%
|
14,619
|
$243,000 | — | 30 Jun 2017 | |
| First Eagle Investment Management, LLC |
13F
|
Company |
0.08%
|
13,661
|
$227,000 | — | 30 Jun 2017 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.08%
|
12,678
|
$211,000 | — | 30 Jun 2017 | |
| Sigma Planning Corp |
13F
|
Company |
0.07%
|
11,774
|
$196,000 | — | 30 Jun 2017 | |
| UBS Group AG |
13F
|
Company |
0.01%
|
2,344
|
$39,000 | — | 30 Jun 2017 | |
| Tradewinds Capital Management, LLC |
13F
|
Company |
0.01%
|
1,782
|
$30,000 | — | 30 Jun 2017 | |
| North Star Investment Management Corp. |
13F
|
Company |
0.01%
|
906
|
$15,000 | — | 30 Jun 2017 | |
| Community Bank, N.A. |
13F
|
Company |
0%
|
495
|
$8,000 | — | 30 Jun 2017 | |
| Advisor Group, Inc. |
13F
|
Company |
0%
|
415
|
$7,000 | — | 30 Jun 2017 | |
| Allworth Financial LP |
13F
|
Company |
0%
|
314
|
$5,000 | — | 30 Jun 2017 | |
| IFP Advisors, Inc |
13F
|
Company |
0%
|
190
|
$3,000 | — | 30 Jun 2017 | |
| Creative Planning |
13F
|
Company |
0%
|
93
|
$2,000 | — | 30 Jun 2017 | |
| Winslow, Evans & Crocker, Inc. |
13F
|
Company |
0%
|
54
|
$844 | — | 30 Jun 2017 |
Institutional Holders of NEW GERMANY FUND INC - Common Shares, $0.001 par value (GF) as of Q3 2017
As of 30 Sep 2017,
NEW GERMANY FUND INC - Common Shares, $0.001 par value (GF) was held by
33 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
7,878,240 shares.
The largest 10 holders included
LAZARD ASSET MANAGEMENT LLC, WELLS FARGO & COMPANY/MN, 1607 Capital Partners, LLC, Karpus Management, Inc., GABELLI FUNDS LLC, SII INVESTMENTS INC/WI, Shaker Financial Services, LLC, Thomas J. Herzfeld Advisors, Inc., Advisory Alpha, LLC, and ROYAL BANK OF CANADA.
This page lists
33
institutional shareholders reporting positions in this security
for the Q3 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2017 vs Q2 2017 Across Filers
Q2 2017 holders
34
Q3 2017 holders
33
Holder diff
-1
| Investor | Q2 2017 Shares | Q3 2017 Shares | Share Diff | Share Chg % | Q2 2017 Value $ | Q3 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.