What does CUSIP 644465106 represent in this 13F holders report?

CUSIP 644465106 is the security identifier for GF - NEW GERMANY FUND INC - Common Shares, $0.001 par value used to aggregate holder disclosures.

How many institutions held GF - NEW GERMANY FUND INC - Common Shares, $0.001 par value in Q4 2016?

44 institutional investors reported GF - NEW GERMANY FUND INC - Common Shares, $0.001 par value for Q4 2016. Use the holders table for investor-level position and value details.

NEW GERMANY FUND INC - Common Shares, $0.001 par value (GF)

CUSIP: 644465106

Q4 2016 13F Holders as of 31 Dec 2016

Type / Class: Equity / Common Shares, $0.001 par value
Shares outstanding: 16,180,443
Total 13F shares: 7,682,805
Share change: -40,511
Total reported value: $100,422,652
Price per share: $13.07
Number of holders: 44
Value change: -$544,988
Number of buys: 21
Number of sells: 13

Quarterly Holders Quick Answers

What is CUSIP 644465106?
CUSIP 644465106 identifies GF - NEW GERMANY FUND INC - Common Shares, $0.001 par value in SEC institutional holdings data.

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Newer quarter: Q1 2017
Previous quarter: Q3 2016

Recent filing periods for CUSIP 644465106:

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Top shareholders of GF - NEW GERMANY FUND INC - Common Shares, $0.001 par value (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
LAZARD ASSET MANAGEMENT LLC	13F	Company	16%	2,655,688	$38,109,000	—	30 Sep 2016	13F
WELLS FARGO & COMPANY/MN	13F	Company	14%	2,279,912	$32,717,000	—	30 Sep 2016	13F
1607 Capital Partners, LLC	13F	Company	6.9%	1,119,082	$16,059,000	—	30 Sep 2016	13F
Karpus Management, Inc.	13F	Company	2.6%	415,846	$5,967,000	—	30 Sep 2016	13F
SII INVESTMENTS INC/WI	13F	Company	1.5%	240,478	$3,454,000	—	30 Sep 2016	13F
GABELLI FUNDS LLC	13F	Company	1.5%	240,200	$3,447,000	—	30 Sep 2016	13F
Shaker Financial Services, LLC	13F	Company	0.87%	140,326	$2,014,000	—	30 Sep 2016	13F
Thomas J. Herzfeld Advisors, Inc.	13F	Company	0.69%	110,966	$1,592,000	—	30 Sep 2016	13F
ROYAL BANK OF CANADA	13F	Company	0.67%	108,102	$1,551,000	—	30 Sep 2016	13F
CITIGROUP INC	13F	Company	0.57%	92,531	$1,328,000	—	30 Sep 2016	13F
Curi Capital, LLC	13F	Company	0.36%	58,507	$840,000	—	30 Sep 2016	13F
BANK OF AMERICA CORP /DE/	13F	Company	0.26%	41,719	$598,000	—	30 Sep 2016	13F
CSS LLC/IL	13F	Company	0.24%	38,531	$553,000	—	30 Sep 2016	13F
PNC FINANCIAL SERVICES GROUP, INC.	13F	Company	0.19%	31,123	$448,000	—	30 Sep 2016	13F
GAMCO INVESTORS, INC. ET AL	13F	Company	0.12%	19,606	$281,000	—	30 Sep 2016	13F
HighTower Advisors, LLC	13F	Company	0.1%	15,876	$228,000	—	30 Sep 2016	13F
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	13F	Company	0.09%	14,753	$212,000	—	30 Sep 2016	13F
DOLIVER ADVISORS, LP	13F	Company	0.09%	14,599	$209,000	—	30 Sep 2016	13F
Clearbridge Investments, LLC	13F	Company	0.09%	13,825	$198,000	—	30 Sep 2016	13F
First Eagle Investment Management, LLC	13F	Company	0.08%	12,919	$185,000	—	30 Sep 2016	13F
NORTHERN TRUST CORP	13F	Company	0.08%	12,790	$183,000	—	30 Sep 2016	13F
LPL Financial LLC	13F	Company	0.07%	11,549	$164,000	—	30 Sep 2016	13F
MORGAN STANLEY	13F	Company	0.06%	9,732	$140,000	—	30 Sep 2016	13F
Kelman-Lazarov, Inc.	13F	Company	0.02%	3,442	$48,979	—	30 Sep 2016	13F
Bartlett & Co. LLC	13F	Company	0.02%	2,839	$41,000	—	30 Sep 2016	13F
MSI Financial Services Inc	13F	Company	0.01%	2,370	$34,000	—	30 Sep 2016	13F
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	13F	Company	0.01%	2,013	$29,000	—	30 Sep 2016	13F
Tradewinds Capital Management, LLC	13F	Company	0.01%	1,782	$26,000	—	30 Sep 2016	13F
UBS Group AG	13F	Company	0.01%	1,661	$24,000	—	30 Sep 2016	13F
CAPITAL GUARDIAN TRUST CO	13F	Company	0.01%	1,497	$21,000	—	30 Sep 2016	13F
Creative Planning	13F	Company	0.01%	1,086	$16,000	—	30 Sep 2016	13F
AMICA MUTUAL INSURANCE CO	13F	Company	0%	702	$10,000	—	30 Sep 2016	13F
Community Bank, N.A.	13F	Company	0%	495	$7,000	—	30 Sep 2016	13F
Winslow, Evans & Crocker, Inc.	13F	Company	0%	398	$5,682	—	30 Sep 2016	13F
WealthPLAN Partners, LLC	13F	Company	0%	365	$5,194	—	30 Sep 2016	13F
Advisor Group, Inc.	13F	Company	0%	373	$5,000	—	30 Sep 2016	13F
Allworth Financial LP	13F	Company	0%	297	$4,000	—	30 Sep 2016	13F
NEXT Financial Group, Inc	13F	Company	0%	277	$4,000	—	30 Sep 2016	13F
IFP Advisors, Inc	13F	Company	0%	180	$3,000	—	30 Sep 2016	13F
AMICA PENSION FUND BOARD OF TRUSTEES	13F	Company	0%	48	$1,000	—	30 Sep 2016	13F

Institutional Holders of NEW GERMANY FUND INC - Common Shares, $0.001 par value (GF) as of Q4 2016

As of 31 Dec 2016, NEW GERMANY FUND INC - Common Shares, $0.001 par value (GF) was held by 44 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 7,682,805 shares. The largest 10 holders included WELLS FARGO & COMPANY/MN, LAZARD ASSET MANAGEMENT LLC, 1607 Capital Partners, LLC, Karpus Management, Inc., GABELLI FUNDS LLC, SII INVESTMENTS INC/WI, Shaker Financial Services, LLC, Thomas J. Herzfeld Advisors, Inc., ROYAL BANK OF CANADA, and CITIGROUP INC. This page lists 44 institutional shareholders reporting positions in this security for the Q4 2016 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q4 2016 vs Q3 2016 Across Filers

Q3 2016 holders

Q4 2016 holders

Holder diff

Investor	Q3 2016 Shares	Q4 2016 Shares	Share Diff	Share Chg %	Q3 2016 Value $	Q4 2016 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.