Q3 2016 13F Holders as of 9/30/2016
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Type / Class
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Equity / Common Shares, $0.001 par value
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Shares outstanding
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16.2M
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Number of holders
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39
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Total 13F shares, excl. options
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7.72M
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Shares change
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+140K
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Total reported value, excl. options
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$111M
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Value change
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+$2.05M
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Number of buys
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21
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Number of sells
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-16
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Price
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$14.35
Significant Holders of NEW GERMANY FUND INC - Common Shares, $0.001 par value (GF) as of Q3 2016
43 filings reported holding GF - NEW GERMANY FUND INC - Common Shares, $0.001 par value as of Q3 2016.
NEW GERMANY FUND INC - Common Shares, $0.001 par value (GF) has 39 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 7.72M shares
of 16.2M outstanding shares and own 47.7% of the company stock.
Largest 10 shareholders include LAZARD ASSET MANAGEMENT LLC (2.66M shares), WELLS FARGO & COMPANY/MN (2.28M shares), 1607 Capital Partners, LLC (1.12M shares), Karpus Management, Inc. (416K shares), SII INVESTMENTS INC/WI (240K shares), GABELLI FUNDS LLC (240K shares), Shaker Financial Services, LLC (140K shares), Thomas J. Herzfeld Advisors, Inc. (111K shares), ROYAL BANK OF CANADA (108K shares), and CITIGROUP INC (92.5K shares).
This table shows the top 39 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.