Security key
644465106
NEW GERMANY FUND INC - Common Shares, $0.001 par value (GF)
CUSIP: 644465106
Q1 2017 13F Holders as of 31 Mar 2017
- Security type / class
- Equity / Common Shares, $0.001 par value
- Total 13F shares
- 7,832,680
- Total 13F value
- $115,683,884
- Share change
- +155,700
- SEC-reported price per share
- $14.77
- Number of holders
- 34
- Value change
- +$2,581,821
- Number of buys
- 24
- Number of sells
- 17
- Shares outstanding
- 16,235,123
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q1 2017
Institutions
34
Top holders
10
GF full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q2 2017
Previous quarter: Q4 2016
NEW GERMANY FUND INC SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 644465106
Recent filing periods:
Ownership snapshot
Top reported holders of GF - NEW GERMANY FUND INC - Common Shares, $0.001 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
WELLS FARGO & COMPANY/MN
Disclosed value leader
WELLS FARGO & COMPANY/MN
Comparable rows
15/15
Latest evidence
31 Dec 2016
13F
Lead comparable stake: 15%
Showing 1-6 of 15 holder rows.
Quick read
WELLS FARGO & COMPANY/MN leads the comparable SEC ownership view at 15%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens WELLS FARGO & COMPANY/MN's linked filing trail.
Comparable ownership
Top 5
WELLS FARGO & COMPANY/MN
15%
LAZARD ASSET MANAGEMENT LLC
13%
1607 Capital Partners, LLC
7%
Karpus Management, Inc.
4%
GABELLI FUNDS LLC
1.5%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN |
13F
Company
|
15%
|
$30,880,000
2,362,660 shares
|
— | 31 Dec 2016 |
| LAZARD ASSET MANAGEMENT LLC |
13F
Company
|
13%
|
$27,695,000
2,119,001 shares
|
— | 31 Dec 2016 |
| 1607 Capital Partners, LLC |
13F
Company
|
7%
|
$14,789,000
1,131,524 shares
|
— | 31 Dec 2016 |
| Karpus Management, Inc. |
13F
Company
|
4%
|
$8,442,000
645,890 shares
|
— | 31 Dec 2016 |
| GABELLI FUNDS LLC |
13F
Company
|
1.5%
|
$3,139,000
240,200 shares
|
— | 31 Dec 2016 |
| SII INVESTMENTS INC/WI |
13F
Company
|
1.5%
|
$3,123,000
238,505 shares
|
— | 31 Dec 2016 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q1 2017
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
34
Shares
7,832,680
Rows available
34
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q1 2017 vs Q4 2016 Across Filers
Q4 2016 holders
44
Q1 2017 holders
34
Holder diff
-10
| Investor | Q4 2016 Shares | Q1 2017 Shares | Share Diff | Share Chg % | Q4 2016 value | Q1 2017 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend