NEW GERMANY FUND INC - Common Shares, $0.001 par value (GF)
CUSIP: 644465106
Q1 2017 13F Holders as of 31 Mar 2017
- Type / Class
- Equity / Common Shares, $0.001 par value
- Shares outstanding
- 16,180,443
- Total 13F shares
- 7,832,680
- Share change
- +155,700
- Total reported value
- $115,683,884
- Price per share
- $14.77
- Number of holders
- 34
- Value change
- +$2,581,821
- Number of buys
- 24
- Number of sells
- 17
Quarterly Holders Quick Answers
What is CUSIP 644465106?
CUSIP 644465106 identifies GF - NEW GERMANY FUND INC - Common Shares, $0.001 par value in SEC institutional holdings data.
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Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 644465106:
Top shareholders of GF - NEW GERMANY FUND INC - Common Shares, $0.001 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
15%
|
2,362,660
|
$30,880,000 | — | 31 Dec 2016 | |
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
13%
|
2,119,001
|
$27,695,000 | — | 31 Dec 2016 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
7%
|
1,131,524
|
$14,789,000 | — | 31 Dec 2016 | |
| Karpus Management, Inc. |
13F
|
Company |
4%
|
645,890
|
$8,442,000 | — | 31 Dec 2016 | |
| GABELLI FUNDS LLC |
13F
|
Company |
1.5%
|
240,200
|
$3,139,000 | — | 31 Dec 2016 | |
| SII INVESTMENTS INC/WI |
13F
|
Company |
1.5%
|
238,505
|
$3,123,000 | — | 31 Dec 2016 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.91%
|
147,521
|
$1,928,000 | — | 31 Dec 2016 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.76%
|
122,616
|
$1,603,000 | — | 31 Dec 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.62%
|
101,109
|
$1,321,000 | — | 31 Dec 2016 | |
| CITIGROUP INC |
13F
|
Company |
0.59%
|
95,385
|
$1,247,000 | — | 31 Dec 2016 | |
| AMICA MUTUAL INSURANCE CO |
13F
|
Company |
0.38%
|
62,073
|
$811,000 | — | 31 Dec 2016 | |
| Curi Capital, LLC |
13F
|
Company |
0.37%
|
60,290
|
$788,000 | — | 31 Dec 2016 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.3%
|
48,651
|
$636,000 | — | 31 Dec 2016 | |
| CSS LLC/IL |
13F
|
Company |
0.27%
|
44,215
|
$578,000 | — | 31 Dec 2016 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.22%
|
35,203
|
$459,000 | — | 31 Dec 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.2%
|
32,832
|
$430,000 | — | 31 Dec 2016 | |
| CORNERSTONE ADVISORS INC |
13F
|
Company |
0.13%
|
20,872
|
$273,000 | — | 31 Dec 2016 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.13%
|
20,515
|
$268,000 | — | 31 Dec 2016 | |
| GAMCO INVESTORS, INC. ET AL |
13F
|
Company |
0.12%
|
19,606
|
$256,000 | — | 31 Dec 2016 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.1%
|
15,876
|
$208,000 | — | 31 Dec 2016 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
0.1%
|
15,507
|
$203,000 | — | 31 Dec 2016 | |
| Clearbridge Investments, LLC |
13F
|
Company |
0.09%
|
13,825
|
$181,000 | — | 31 Dec 2016 | |
| First Eagle Investment Management, LLC |
13F
|
Company |
0.08%
|
12,919
|
$169,000 | — | 31 Dec 2016 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.07%
|
11,990
|
$157,000 | — | 31 Dec 2016 | |
| Sigma Planning Corp |
13F
|
Company |
0.07%
|
11,134
|
$146,000 | — | 31 Dec 2016 | |
| Virtu KCG Holdings LLC |
13F
|
Company |
0.07%
|
10,750
|
$141,000 | — | 31 Dec 2016 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.06%
|
10,329
|
$135,000 | — | 31 Dec 2016 | |
| MORGAN STANLEY |
13F
|
Company |
0.05%
|
8,513
|
$112,000 | — | 31 Dec 2016 | |
| AMICA PENSION FUND BOARD OF TRUSTEES |
13F
|
Company |
0.03%
|
4,295
|
$56,000 | — | 31 Dec 2016 | |
| UBS Group AG |
13F
|
Company |
0.02%
|
3,431
|
$45,000 | — | 31 Dec 2016 | |
| Kelman-Lazarov, Inc. |
13F
|
Company |
0.02%
|
3,442
|
$44,986 | — | 31 Dec 2016 | |
| Bartlett & Co. LLC |
13F
|
Company |
0.02%
|
2,839
|
$37,000 | — | 31 Dec 2016 | |
| MSI Financial Services Inc |
13F
|
Company |
0.02%
|
2,759
|
$36,000 | — | 31 Dec 2016 | |
| Tradewinds Capital Management, LLC |
13F
|
Company |
0.01%
|
1,782
|
$23,000 | — | 31 Dec 2016 | |
| Mascoma Wealth Management LLC |
13F
|
Company |
0.01%
|
911
|
$12,000 | — | 31 Dec 2016 | |
| North Star Investment Management Corp. |
13F
|
Company |
0.01%
|
906
|
$12,000 | — | 31 Dec 2016 | |
| Creative Planning |
13F
|
Company |
0%
|
735
|
$10,000 | — | 31 Dec 2016 | |
| Amica Retiree Medical Trust |
13F
|
Company |
0%
|
652
|
$9,000 | — | 31 Dec 2016 | |
| Community Bank, N.A. |
13F
|
Company |
0%
|
495
|
$6,000 | — | 31 Dec 2016 | |
| Allworth Financial LP |
13F
|
Company |
0%
|
297
|
$4,000 | — | 31 Dec 2016 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0%
|
277
|
$4,000 | — | 31 Dec 2016 | |
| Advisor Group, Inc. |
13F
|
Company |
0%
|
241
|
$3,000 | — | 31 Dec 2016 | |
| IFP Advisors, Inc |
13F
|
Company |
0%
|
180
|
$2,000 | — | 31 Dec 2016 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
46
|
$1,000 | — | 31 Dec 2016 | |
| Winslow, Evans & Crocker, Inc. |
13F
|
Company |
0%
|
52
|
$666 | — | 31 Dec 2016 |
Institutional Holders of NEW GERMANY FUND INC - Common Shares, $0.001 par value (GF) as of Q1 2017
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2017 vs Q4 2016 Across Filers
| Investor | Q4 2016 Shares | Q1 2017 Shares | Share Diff | Share Chg % | Q4 2016 Value $ | Q1 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
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