NEW GERMANY FUND INC - Common Shares, $0.001 par value (GF)

CUSIP: 644465106

Q1 2017 13F Holders as of 31 Mar 2017

Type / Class
Equity / Common Shares, $0.001 par value
Shares outstanding
16,180,443
Total 13F shares
7,832,680
Share change
+155,700
Total reported value
$115,683,884
Price per share
$14.77
Number of holders
34
Value change
+$2,581,821
Number of buys
24
Number of sells
17

Quarterly Holders Quick Answers

What is CUSIP 644465106?
CUSIP 644465106 identifies GF - NEW GERMANY FUND INC - Common Shares, $0.001 par value in SEC institutional holdings data.

Need full ownership history?
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Top shareholders of GF - NEW GERMANY FUND INC - Common Shares, $0.001 par value (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
WELLS FARGO & COMPANY/MN
13F
Company
15%
2,362,660
$30,880,000 31 Dec 2016
13F
LAZARD ASSET MANAGEMENT LLC
13F
Company
13%
2,119,001
$27,695,000 31 Dec 2016
13F
1607 Capital Partners, LLC
13F
Company
7%
1,131,524
$14,789,000 31 Dec 2016
13F
Karpus Management, Inc.
13F
Company
4%
645,890
$8,442,000 31 Dec 2016
13F
GABELLI FUNDS LLC
13F
Company
1.5%
240,200
$3,139,000 31 Dec 2016
13F
SII INVESTMENTS INC/WI
13F
Company
1.5%
238,505
$3,123,000 31 Dec 2016
13F
Shaker Financial Services, LLC
13F
Company
0.91%
147,521
$1,928,000 31 Dec 2016
13F
Thomas J. Herzfeld Advisors, Inc.
13F
Company
0.76%
122,616
$1,603,000 31 Dec 2016
13F
ROYAL BANK OF CANADA
13F
Company
0.62%
101,109
$1,321,000 31 Dec 2016
13F
CITIGROUP INC
13F
Company
0.59%
95,385
$1,247,000 31 Dec 2016
13F
AMICA MUTUAL INSURANCE CO
13F
Company
0.38%
62,073
$811,000 31 Dec 2016
13F
Curi Capital, LLC
13F
Company
0.37%
60,290
$788,000 31 Dec 2016
13F
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.
13F
Company
0.3%
48,651
$636,000 31 Dec 2016
13F
CSS LLC/IL
13F
Company
0.27%
44,215
$578,000 31 Dec 2016
13F
PNC FINANCIAL SERVICES GROUP, INC.
13F
Company
0.22%
35,203
$459,000 31 Dec 2016
13F
BANK OF AMERICA CORP /DE/
13F
Company
0.2%
32,832
$430,000 31 Dec 2016
13F
CORNERSTONE ADVISORS INC
13F
Company
0.13%
20,872
$273,000 31 Dec 2016
13F
DOLIVER ADVISORS, LP
13F
Company
0.13%
20,515
$268,000 31 Dec 2016
13F
GAMCO INVESTORS, INC. ET AL
13F
Company
0.12%
19,606
$256,000 31 Dec 2016
13F
HighTower Advisors, LLC
13F
Company
0.1%
15,876
$208,000 31 Dec 2016
13F
Relative Value Partners Group, LLC
13F
Company
0.1%
15,507
$203,000 31 Dec 2016
13F
Clearbridge Investments, LLC
13F
Company
0.09%
13,825
$181,000 31 Dec 2016
13F
First Eagle Investment Management, LLC
13F
Company
0.08%
12,919
$169,000 31 Dec 2016
13F
NORTHERN TRUST CORP
13F
Company
0.07%
11,990
$157,000 31 Dec 2016
13F
Sigma Planning Corp
13F
Company
0.07%
11,134
$146,000 31 Dec 2016
13F
Virtu KCG Holdings LLC
13F
Company
0.07%
10,750
$141,000 31 Dec 2016
13F
SUSQUEHANNA INTERNATIONAL GROUP, LLP
13F
Company
0.06%
10,329
$135,000 31 Dec 2016
13F
MORGAN STANLEY
13F
Company
0.05%
8,513
$112,000 31 Dec 2016
13F
AMICA PENSION FUND BOARD OF TRUSTEES
13F
Company
0.03%
4,295
$56,000 31 Dec 2016
13F
UBS Group AG
13F
Company
0.02%
3,431
$45,000 31 Dec 2016
13F
Kelman-Lazarov, Inc.
13F
Company
0.02%
3,442
$44,986 31 Dec 2016
13F
Bartlett & Co. LLC
13F
Company
0.02%
2,839
$37,000 31 Dec 2016
13F
MSI Financial Services Inc
13F
Company
0.02%
2,759
$36,000 31 Dec 2016
13F
Tradewinds Capital Management, LLC
13F
Company
0.01%
1,782
$23,000 31 Dec 2016
13F
Mascoma Wealth Management LLC
13F
Company
0.01%
911
$12,000 31 Dec 2016
13F
North Star Investment Management Corp.
13F
Company
0.01%
906
$12,000 31 Dec 2016
13F
Creative Planning
13F
Company
0%
735
$10,000 31 Dec 2016
13F
Amica Retiree Medical Trust
13F
Company
0%
652
$9,000 31 Dec 2016
13F
Community Bank, N.A.
13F
Company
0%
495
$6,000 31 Dec 2016
13F
Allworth Financial LP
13F
Company
0%
297
$4,000 31 Dec 2016
13F
NEXT Financial Group, Inc
13F
Company
0%
277
$4,000 31 Dec 2016
13F
Advisor Group, Inc.
13F
Company
0%
241
$3,000 31 Dec 2016
13F
IFP Advisors, Inc
13F
Company
0%
180
$2,000 31 Dec 2016
13F
Tower Research Capital LLC (TRC)
13F
Company
0%
46
$1,000 31 Dec 2016
13F
Winslow, Evans & Crocker, Inc.
13F
Company
0%
52
$666 31 Dec 2016
13F

Institutional Holders of NEW GERMANY FUND INC - Common Shares, $0.001 par value (GF) as of Q1 2017

As of 31 Mar 2017, NEW GERMANY FUND INC - Common Shares, $0.001 par value (GF) was held by 34 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 7,832,680 shares. The largest 10 holders included LAZARD ASSET MANAGEMENT LLC, WELLS FARGO & COMPANY/MN, 1607 Capital Partners, LLC, Karpus Management, Inc., GABELLI FUNDS LLC, SII INVESTMENTS INC/WI, Shaker Financial Services, LLC, Thomas J. Herzfeld Advisors, Inc., ROYAL BANK OF CANADA, and CITIGROUP INC. This page lists 34 institutional shareholders reporting positions in this security for the Q1 2017 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q1 2017 vs Q4 2016 Across Filers

Q4 2016 holders
44
Q1 2017 holders
34
Holder diff
-10
Investor Q4 2016 Shares Q1 2017 Shares Share Diff Share Chg % Q4 2016 Value $ Q1 2017 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.