NEW GERMANY FUND INC - Common Shares, $0.001 par value (GF)
CUSIP: 644465106
Q2 2016 13F Holders as of 30 Jun 2016
- Type / Class
- Equity / Common Shares, $0.001 par value
- Shares outstanding
- 16,180,443
- Total 13F shares
- 7,578,153
- Share change
- -14,834
- Total reported value
- $99,817,181
- Price per share
- $13.27
- Number of holders
- 39
- Value change
- -$252,520
- Number of buys
- 13
- Number of sells
- 14
Quarterly Holders Quick Answers
What is CUSIP 644465106?
CUSIP 644465106 identifies GF - NEW GERMANY FUND INC - Common Shares, $0.001 par value in SEC institutional holdings data.
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Recent filing periods for CUSIP 644465106:
Top shareholders of GF - NEW GERMANY FUND INC - Common Shares, $0.001 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
18%
|
2,905,918
|
$40,944,000 | — | 31 Mar 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
14%
|
2,204,986
|
$31,068,000 | — | 31 Mar 2016 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
6.6%
|
1,070,822
|
$15,088,000 | — | 31 Mar 2016 | |
| SII INVESTMENTS INC/WI |
13F
|
Company |
1.5%
|
238,674
|
$3,369,000 | — | 31 Mar 2016 | |
| GABELLI FUNDS LLC |
13F
|
Company |
1.4%
|
233,444
|
$3,289,000 | — | 31 Mar 2016 | |
| Karpus Management, Inc. |
13F
|
Company |
1.4%
|
226,165
|
$3,187,000 | — | 31 Mar 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.68%
|
110,155
|
$1,552,000 | — | 31 Mar 2016 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.68%
|
109,643
|
$1,545,000 | — | 31 Mar 2016 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
0.52%
|
84,430
|
$1,190,000 | — | 31 Mar 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.45%
|
72,092
|
$1,016,000 | — | 31 Mar 2016 | |
| CSS LLC/IL |
13F
|
Company |
0.24%
|
38,531
|
$543,000 | — | 31 Mar 2016 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.22%
|
34,847
|
$491,000 | — | 31 Mar 2016 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.19%
|
31,328
|
$441,000 | — | 31 Mar 2016 | |
| LPL Financial LLC |
13F
|
Company |
0.19%
|
30,326
|
$415,000 | — | 31 Mar 2016 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.13%
|
20,762
|
$293,000 | — | 31 Mar 2016 | |
| Gramercy Funds Management LLC |
13F
|
Company |
0.12%
|
19,269
|
$272,000 | — | 31 Mar 2016 | |
| GAMCO INVESTORS, INC. ET AL |
13F
|
Company |
0.12%
|
19,055
|
$268,000 | — | 31 Mar 2016 | |
| CITIGROUP INC |
13F
|
Company |
0.11%
|
18,009
|
$254,000 | — | 31 Mar 2016 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.1%
|
15,876
|
$223,000 | — | 31 Mar 2016 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.09%
|
14,253
|
$201,000 | — | 31 Mar 2016 | |
| Clearbridge Investments, LLC |
13F
|
Company |
0.08%
|
13,437
|
$189,000 | — | 31 Mar 2016 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
0.08%
|
12,743
|
$187,000 | — | 31 Mar 2016 | |
| First Eagle Investment Management, LLC |
13F
|
Company |
0.08%
|
12,556
|
$177,000 | — | 31 Mar 2016 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.07%
|
10,922
|
$154,000 | — | 31 Mar 2016 | |
| Kelman-Lazarov, Inc. |
13F
|
Company |
0.05%
|
8,553
|
$120,000 | — | 31 Mar 2016 | |
| MORGAN STANLEY |
13F
|
Company |
0.04%
|
6,702
|
$94,000 | — | 31 Mar 2016 | |
| US BANCORP \DE\ |
13F
|
Company |
0.03%
|
4,996
|
$70,000 | — | 31 Mar 2016 | |
| Creative Planning |
13F
|
Company |
0.03%
|
4,965
|
$70,000 | — | 31 Mar 2016 | |
| UBS Group AG |
13F
|
Company |
0.03%
|
4,806
|
$68,000 | — | 31 Mar 2016 | |
| Bartlett & Co. LLC |
13F
|
Company |
0.02%
|
2,839
|
$40,000 | — | 31 Mar 2016 | |
| MSI Financial Services Inc |
13F
|
Company |
0.01%
|
2,391
|
$34,000 | — | 31 Mar 2016 | |
| Winslow, Evans & Crocker, Inc. |
13F
|
Company |
0.01%
|
2,094
|
$29,508 | — | 31 Mar 2016 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.01%
|
2,013
|
$28,000 | — | 31 Mar 2016 | |
| Tradewinds Capital Management, LLC |
13F
|
Company |
0.01%
|
1,782
|
$25,000 | — | 31 Mar 2016 | |
| CAPITAL GUARDIAN TRUST CO |
13F
|
Company |
0.01%
|
1,597
|
$23,000 | — | 31 Mar 2016 | |
| FARMERS & MERCHANTS INVESTMENTS INC |
13F
|
Company |
0.01%
|
1,274
|
$18,000 | — | 31 Mar 2016 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0%
|
366
|
$5,000 | — | 31 Mar 2016 |
Institutional Holders of NEW GERMANY FUND INC - Common Shares, $0.001 par value (GF) as of Q2 2016
As of 30 Jun 2016,
NEW GERMANY FUND INC - Common Shares, $0.001 par value (GF) was held by
39 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
7,578,153 shares.
The largest 10 holders included
LAZARD ASSET MANAGEMENT LLC, WELLS FARGO & COMPANY/MN, 1607 Capital Partners, LLC, Karpus Management, Inc., SII INVESTMENTS INC/WI, GABELLI FUNDS LLC, Thomas J. Herzfeld Advisors, Inc., ROYAL BANK OF CANADA, CITIGROUP INC, and BANK OF AMERICA CORP /DE/.
This page lists
39
institutional shareholders reporting positions in this security
for the Q2 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2016 vs Q1 2016 Across Filers
Q1 2016 holders
37
Q2 2016 holders
39
Holder diff
2
| Investor | Q1 2016 Shares | Q2 2016 Shares | Share Diff | Share Chg % | Q1 2016 Value $ | Q2 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.