NEW GERMANY FUND INC - Common Shares, $0.001 par value (GF)
CUSIP: 644465106
Q1 2016 13F Holders as of 31 Mar 2016
- Type / Class
- Equity / Common Shares, $0.001 par value
- Shares outstanding
- 16,180,443
- Total 13F shares
- 7,592,521
- Share change
- +77,865
- Total reported value
- $106,979,508
- Price per share
- $14.09
- Number of holders
- 37
- Value change
- +$1,040,233
- Number of buys
- 20
- Number of sells
- 11
Quarterly Holders Quick Answers
What is CUSIP 644465106?
CUSIP 644465106 identifies GF - NEW GERMANY FUND INC - Common Shares, $0.001 par value in SEC institutional holdings data.
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Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 644465106:
Top shareholders of GF - NEW GERMANY FUND INC - Common Shares, $0.001 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
18%
|
2,911,658
|
$42,801,000 | — | 31 Dec 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
14%
|
2,191,611
|
$32,217,000 | — | 31 Dec 2015 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
6.6%
|
1,067,232
|
$15,688,000 | — | 31 Dec 2015 | |
| SII INVESTMENTS INC/WI |
13F
|
Company |
1.4%
|
226,049
|
$3,318,000 | — | 31 Dec 2015 | |
| GABELLI FUNDS LLC |
13F
|
Company |
1.4%
|
219,008
|
$3,219,000 | — | 31 Dec 2015 | |
| Karpus Management, Inc. |
13F
|
Company |
1.2%
|
196,357
|
$2,886,000 | — | 31 Dec 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.69%
|
111,436
|
$1,638,000 | — | 31 Dec 2015 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.65%
|
104,546
|
$1,537,000 | — | 31 Dec 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.44%
|
70,696
|
$1,039,000 | — | 31 Dec 2015 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
0.45%
|
72,288
|
$1,032,000 | — | 31 Dec 2015 | |
| TOCQUEVILLE ASSET MANAGEMENT L.P. |
13F
|
Company |
0.29%
|
46,175
|
$679,000 | — | 31 Dec 2015 | |
| ANCORA PRIVATE WEALTH ADVISORS, LLC |
13F
|
Company |
0.26%
|
42,792
|
$629,000 | — | 31 Dec 2015 | |
| CSS LLC/IL |
13F
|
Company |
0.24%
|
38,531
|
$566,000 | — | 31 Dec 2015 | |
| LPL Financial LLC |
13F
|
Company |
0.19%
|
31,492
|
$449,000 | — | 31 Dec 2015 | |
| Gramercy Funds Management LLC |
13F
|
Company |
0.12%
|
19,269
|
$283,000 | — | 31 Dec 2015 | |
| GAMCO INVESTORS, INC. ET AL |
13F
|
Company |
0.11%
|
17,877
|
$263,000 | — | 31 Dec 2015 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.1%
|
16,154
|
$237,000 | — | 31 Dec 2015 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.09%
|
15,242
|
$224,000 | — | 31 Dec 2015 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
0.08%
|
12,978
|
$191,000 | — | 31 Dec 2015 | |
| Clearbridge Investments, LLC |
13F
|
Company |
0.08%
|
12,606
|
$185,000 | — | 31 Dec 2015 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.07%
|
12,050
|
$177,000 | — | 31 Dec 2015 | |
| First Eagle Investment Management, LLC |
13F
|
Company |
0.07%
|
11,780
|
$173,000 | — | 31 Dec 2015 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.06%
|
9,899
|
$146,000 | — | 31 Dec 2015 | |
| Creative Planning |
13F
|
Company |
0.05%
|
7,696
|
$113,000 | — | 31 Dec 2015 | |
| MORGAN STANLEY |
13F
|
Company |
0.05%
|
7,374
|
$108,000 | — | 31 Dec 2015 | |
| SG Americas Securities, LLC |
13F
|
Company |
0.04%
|
7,124
|
$105,000 | — | 31 Dec 2015 | |
| US BANCORP \DE\ |
13F
|
Company |
0.03%
|
4,996
|
$74,000 | — | 31 Dec 2015 | |
| UBS Group AG |
13F
|
Company |
0.03%
|
4,659
|
$68,000 | — | 31 Dec 2015 | |
| Bartlett & Co. LLC |
13F
|
Company |
0.02%
|
2,839
|
$42,000 | — | 31 Dec 2015 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.02%
|
2,712
|
$40,000 | — | 31 Dec 2015 | |
| MSI Financial Services Inc |
13F
|
Company |
0.01%
|
2,343
|
$34,000 | — | 31 Dec 2015 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.01%
|
2,013
|
$30,000 | — | 31 Dec 2015 | |
| Winslow, Evans & Crocker, Inc. |
13F
|
Company |
0.01%
|
1,968
|
$28,896 | — | 31 Dec 2015 | |
| Tradewinds Capital Management, LLC |
13F
|
Company |
0.01%
|
1,782
|
$26,000 | — | 31 Dec 2015 | |
| CAPITAL GUARDIAN TRUST CO |
13F
|
Company |
0.01%
|
1,597
|
$23,000 | — | 31 Dec 2015 | |
| FARMERS & MERCHANTS INVESTMENTS INC |
13F
|
Company |
0.01%
|
1,274
|
$19,000 | — | 31 Dec 2015 | |
| IFP Advisors, Inc |
13F
|
Company |
0%
|
165
|
$2,000 | — | 31 Dec 2015 | |
| WealthPLAN Partners, LLC |
13F
|
Company |
0%
|
100
|
$1,470 | — | 31 Dec 2015 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
95
|
$1,000 | — | 31 Dec 2015 |
Institutional Holders of NEW GERMANY FUND INC - Common Shares, $0.001 par value (GF) as of Q1 2016
As of 31 Mar 2016,
NEW GERMANY FUND INC - Common Shares, $0.001 par value (GF) was held by
37 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
7,592,521 shares.
The largest 10 holders included
LAZARD ASSET MANAGEMENT LLC, WELLS FARGO & COMPANY/MN, 1607 Capital Partners, LLC, SII INVESTMENTS INC/WI, GABELLI FUNDS LLC, Karpus Management, Inc., ROYAL BANK OF CANADA, Thomas J. Herzfeld Advisors, Inc., CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, and BANK OF AMERICA CORP /DE/.
This page lists
37
institutional shareholders reporting positions in this security
for the Q1 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2016 vs Q4 2015 Across Filers
Q4 2015 holders
38
Q1 2016 holders
37
Holder diff
-1
| Investor | Q4 2015 Shares | Q1 2016 Shares | Share Diff | Share Chg % | Q4 2015 Value $ | Q1 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.