NEW GERMANY FUND INC - Common Shares, $0.001 par value (GF)
CUSIP: 644465106
Q4 2015 13F Holders as of 31 Dec 2015
- Type / Class
- Equity / Common Shares, $0.001 par value
- Shares outstanding
- 16,180,443
- Total 13F shares
- 7,506,368
- Share change
- +132,460
- Total reported value
- $110,291,366
- Price per share
- $14.70
- Number of holders
- 38
- Value change
- +$1,921,652
- Number of buys
- 10
- Number of sells
- 14
Quarterly Holders Quick Answers
What is CUSIP 644465106?
CUSIP 644465106 identifies GF - NEW GERMANY FUND INC - Common Shares, $0.001 par value in SEC institutional holdings data.
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Recent filing periods for CUSIP 644465106:
Top shareholders of GF - NEW GERMANY FUND INC - Common Shares, $0.001 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
18%
|
2,924,083
|
$42,136,000 | — | 30 Sep 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
13%
|
2,076,514
|
$29,923,000 | — | 30 Sep 2015 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
6.6%
|
1,060,921
|
$15,288,000 | — | 30 Sep 2015 | |
| SII INVESTMENTS INC/WI |
13F
|
Company |
1.4%
|
226,049
|
$3,261,000 | — | 30 Sep 2015 | |
| GABELLI FUNDS LLC |
13F
|
Company |
1.4%
|
219,008
|
$3,156,000 | — | 30 Sep 2015 | |
| Karpus Management, Inc. |
13F
|
Company |
1.2%
|
195,016
|
$2,810,000 | — | 30 Sep 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.69%
|
111,725
|
$1,610,000 | — | 30 Sep 2015 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.61%
|
98,685
|
$1,422,000 | — | 30 Sep 2015 | |
| ANCORA PRIVATE WEALTH ADVISORS, LLC |
13F
|
Company |
0.55%
|
89,108
|
$1,284,000 | — | 30 Sep 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.44%
|
71,121
|
$1,025,000 | — | 30 Sep 2015 | |
| TOCQUEVILLE ASSET MANAGEMENT L.P. |
13F
|
Company |
0.31%
|
49,875
|
$719,000 | — | 30 Sep 2015 | |
| CSS LLC/IL |
13F
|
Company |
0.24%
|
38,531
|
$555,000 | — | 30 Sep 2015 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
0.16%
|
25,461
|
$369,000 | — | 30 Sep 2015 | |
| Gramercy Funds Management LLC |
13F
|
Company |
0.12%
|
19,269
|
$278,000 | — | 30 Sep 2015 | |
| GAMCO INVESTORS, INC. ET AL |
13F
|
Company |
0.11%
|
17,877
|
$258,000 | — | 30 Sep 2015 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.1%
|
16,352
|
$236,000 | — | 30 Sep 2015 | |
| LPL Financial LLC |
13F
|
Company |
0.1%
|
15,746
|
$234,000 | — | 30 Sep 2015 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
0.08%
|
12,978
|
$187,000 | — | 30 Sep 2015 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.08%
|
12,750
|
$184,000 | — | 30 Sep 2015 | |
| Clearbridge Investments, LLC |
13F
|
Company |
0.08%
|
12,606
|
$182,000 | — | 30 Sep 2015 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.07%
|
12,070
|
$174,000 | — | 30 Sep 2015 | |
| First Eagle Investment Management, LLC |
13F
|
Company |
0.07%
|
11,780
|
$170,000 | — | 30 Sep 2015 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.06%
|
9,899
|
$144,000 | — | 30 Sep 2015 | |
| MORGAN STANLEY |
13F
|
Company |
0.06%
|
9,853
|
$142,000 | — | 30 Sep 2015 | |
| Creative Planning |
13F
|
Company |
0.05%
|
7,696
|
$111,000 | — | 30 Sep 2015 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.04%
|
6,509
|
$94,000 | — | 30 Sep 2015 | |
| US BANCORP \DE\ |
13F
|
Company |
0.03%
|
4,996
|
$72,000 | — | 30 Sep 2015 | |
| UBS Group AG |
13F
|
Company |
0.03%
|
4,680
|
$67,000 | — | 30 Sep 2015 | |
| Bartlett & Co. LLC |
13F
|
Company |
0.02%
|
2,839
|
$41,000 | — | 30 Sep 2015 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.01%
|
2,113
|
$30,000 | — | 30 Sep 2015 | |
| Winslow, Evans & Crocker, Inc. |
13F
|
Company |
0.01%
|
1,968
|
$28,326 | — | 30 Sep 2015 | |
| Tradewinds Capital Management, LLC |
13F
|
Company |
0.01%
|
1,782
|
$26,000 | — | 30 Sep 2015 | |
| CAPITAL GUARDIAN TRUST CO |
13F
|
Company |
0.01%
|
1,597
|
$23,000 | — | 30 Sep 2015 | |
| FARMERS & MERCHANTS INVESTMENTS INC |
13F
|
Company |
0.01%
|
1,274
|
$18,000 | — | 30 Sep 2015 | |
| MassMutual Private Wealth & Trust, FSB |
13F
|
Company |
0.01%
|
825
|
$13,778 | — | 30 Sep 2015 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
421
|
$6,000 | — | 30 Sep 2015 | |
| Ledyard National Bank |
13F
|
Company |
0%
|
187
|
$3,000 | — | 30 Sep 2015 |
Institutional Holders of NEW GERMANY FUND INC - Common Shares, $0.001 par value (GF) as of Q4 2015
As of 31 Dec 2015,
NEW GERMANY FUND INC - Common Shares, $0.001 par value (GF) was held by
38 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
7,506,368 shares.
The largest 10 holders included
LAZARD ASSET MANAGEMENT LLC, WELLS FARGO & COMPANY/MN, 1607 Capital Partners, LLC, SII INVESTMENTS INC/WI, GABELLI FUNDS LLC, Karpus Management, Inc., ROYAL BANK OF CANADA, Thomas J. Herzfeld Advisors, Inc., CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, and BANK OF AMERICA CORP /DE/.
This page lists
38
institutional shareholders reporting positions in this security
for the Q4 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2015 vs Q3 2015 Across Filers
Q3 2015 holders
37
Q4 2015 holders
38
Holder diff
1
| Investor | Q3 2015 Shares | Q4 2015 Shares | Share Diff | Share Chg % | Q3 2015 Value $ | Q4 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.