NEW GERMANY FUND INC - Common Shares, $0.001 par value (GF)
CUSIP: 644465106
Q3 2015 13F Holders as of 30 Sep 2015
- Type / Class
- Equity / Common Shares, $0.001 par value
- Shares outstanding
- 16,180,443
- Total 13F shares
- 7,374,164
- Share change
- +123,006
- Total reported value
- $106,280,104
- Price per share
- $14.41
- Number of holders
- 37
- Value change
- +$1,759,941
- Number of buys
- 14
- Number of sells
- 11
Quarterly Holders Quick Answers
What is CUSIP 644465106?
CUSIP 644465106 identifies GF - NEW GERMANY FUND INC - Common Shares, $0.001 par value in SEC institutional holdings data.
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Recent filing periods for CUSIP 644465106:
Top shareholders of GF - NEW GERMANY FUND INC - Common Shares, $0.001 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
18%
|
2,882,354
|
$43,465,000 | — | 30 Jun 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
12%
|
2,007,672
|
$30,276,000 | — | 30 Jun 2015 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
6.5%
|
1,057,086
|
$15,941,000 | — | 30 Jun 2015 | |
| SII INVESTMENTS INC/WI |
13F
|
Company |
1.4%
|
226,049
|
$3,413,000 | — | 30 Jun 2015 | |
| GABELLI FUNDS LLC |
13F
|
Company |
1.4%
|
219,008
|
$3,303,000 | — | 30 Jun 2015 | |
| Karpus Management, Inc. |
13F
|
Company |
1.3%
|
216,552
|
$3,266,000 | — | 30 Jun 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.69%
|
111,848
|
$1,687,000 | — | 30 Jun 2015 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.57%
|
91,849
|
$1,385,000 | — | 30 Jun 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.43%
|
69,861
|
$1,053,000 | — | 30 Jun 2015 | |
| TOCQUEVILLE ASSET MANAGEMENT L.P. |
13F
|
Company |
0.32%
|
51,475
|
$776,000 | — | 30 Jun 2015 | |
| CSS LLC/IL |
13F
|
Company |
0.24%
|
38,531
|
$581,000 | — | 30 Jun 2015 | |
| MORGAN STANLEY |
13F
|
Company |
0.13%
|
21,789
|
$328,000 | — | 30 Jun 2015 | |
| GAMCO INVESTORS, INC. ET AL |
13F
|
Company |
0.11%
|
17,877
|
$270,000 | — | 30 Jun 2015 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.1%
|
16,090
|
$243,000 | — | 30 Jun 2015 | |
| LPL Financial LLC |
13F
|
Company |
0.1%
|
15,571
|
$233,000 | — | 30 Jun 2015 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
0.08%
|
12,978
|
$196,000 | — | 30 Jun 2015 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
0.08%
|
12,900
|
$195,000 | — | 30 Jun 2015 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.08%
|
12,750
|
$193,000 | — | 30 Jun 2015 | |
| Clearbridge Investments, LLC |
13F
|
Company |
0.08%
|
12,606
|
$190,000 | — | 30 Jun 2015 | |
| First Eagle Investment Management, LLC |
13F
|
Company |
0.07%
|
11,781
|
$178,000 | — | 30 Jun 2015 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.07%
|
10,596
|
$160,000 | — | 30 Jun 2015 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.06%
|
9,899
|
$150,000 | — | 30 Jun 2015 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.05%
|
7,980
|
$120,338 | — | 30 Jun 2015 | |
| Winslow, Evans & Crocker, Inc. |
13F
|
Company |
0.04%
|
5,794
|
$87,340 | — | 30 Jun 2015 | |
| CITIGROUP INC |
13F
|
Company |
0.03%
|
5,118
|
$77,000 | — | 30 Jun 2015 | |
| Bartlett & Co. LLC |
13F
|
Company |
0.02%
|
3,154
|
$48,000 | — | 30 Jun 2015 | |
| UBS Group AG |
13F
|
Company |
0.02%
|
3,000
|
$45,000 | — | 30 Jun 2015 | |
| US BANCORP \DE\ |
13F
|
Company |
0.02%
|
2,976
|
$45,000 | — | 30 Jun 2015 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.01%
|
2,113
|
$32,000 | — | 30 Jun 2015 | |
| Tradewinds Capital Management, LLC |
13F
|
Company |
0.01%
|
1,782
|
$27,000 | — | 30 Jun 2015 | |
| FARMERS & MERCHANTS INVESTMENTS INC |
13F
|
Company |
0.01%
|
1,274
|
$19,000 | — | 30 Jun 2015 | |
| MassMutual Private Wealth & Trust, FSB |
13F
|
Company |
0.01%
|
825
|
$15,403 | — | 30 Jun 2015 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
725
|
$11,000 | — | 30 Jun 2015 | |
| Ledyard National Bank |
13F
|
Company |
0%
|
187
|
$3,000 | — | 30 Jun 2015 |
Institutional Holders of NEW GERMANY FUND INC - Common Shares, $0.001 par value (GF) as of Q3 2015
As of 30 Sep 2015,
NEW GERMANY FUND INC - Common Shares, $0.001 par value (GF) was held by
37 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
7,374,164 shares.
The largest 10 holders included
LAZARD ASSET MANAGEMENT LLC, WELLS FARGO & COMPANY/MN, 1607 Capital Partners, LLC, SII INVESTMENTS INC/WI, GABELLI FUNDS LLC, Karpus Management, Inc., ROYAL BANK OF CANADA, Thomas J. Herzfeld Advisors, Inc., Inverness Investment Group, LLC, and BANK OF AMERICA CORP /DE/.
This page lists
37
institutional shareholders reporting positions in this security
for the Q3 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2015 vs Q2 2015 Across Filers
Q2 2015 holders
34
Q3 2015 holders
37
Holder diff
3
| Investor | Q2 2015 Shares | Q3 2015 Shares | Share Diff | Share Chg % | Q2 2015 Value $ | Q3 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.