NEW GERMANY FUND INC - Common Shares, $0.001 par value (GF)
CUSIP: 644465106
Q2 2014 13F Holders as of 30 Jun 2014
- Type / Class
- Equity / Common Shares, $0.001 par value
- Shares outstanding
- 16,180,443
- Total 13F shares
- 7,519,550
- Share change
- -279,914
- Total reported value
- $140,328,846
- Price per share
- $18.67
- Number of holders
- 39
- Value change
- -$5,356,125
- Number of buys
- 18
- Number of sells
- 12
Quarterly Holders Quick Answers
What is CUSIP 644465106?
CUSIP 644465106 identifies GF - NEW GERMANY FUND INC - Common Shares, $0.001 par value in SEC institutional holdings data.
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Recent filing periods for CUSIP 644465106:
Top shareholders of GF - NEW GERMANY FUND INC - Common Shares, $0.001 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
20%
|
3,239,834
|
$63,047,000 | — | 31 Mar 2014 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
11%
|
1,741,536
|
$33,890,000 | — | 31 Mar 2014 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
6.6%
|
1,072,783
|
$20,877,000 | — | 31 Mar 2014 | |
| Karpus Management, Inc. |
13F
|
Company |
3.5%
|
561,858
|
$10,934,000 | — | 31 Mar 2014 | |
| SII INVESTMENTS INC/WI |
13F
|
Company |
1.1%
|
176,757
|
$3,272,000 | — | 31 Mar 2014 | |
| GABELLI FUNDS LLC |
13F
|
Company |
1%
|
164,361
|
$3,198,000 | — | 31 Mar 2014 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.69%
|
111,377
|
$2,167,000 | — | 31 Mar 2014 | |
| Gramercy Funds Management LLC |
13F
|
Company |
0.68%
|
110,090
|
$2,142,000 | — | 31 Mar 2014 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.48%
|
78,355
|
$1,525,000 | — | 31 Mar 2014 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.42%
|
68,351
|
$1,330,000 | — | 31 Mar 2014 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.35%
|
57,028
|
$1,110,000 | — | 31 Mar 2014 | |
| Winslow, Evans & Crocker, Inc. |
13F
|
Company |
0.28%
|
46,036
|
$895,861 | — | 31 Mar 2014 | |
| CSS LLC/IL |
13F
|
Company |
0.22%
|
36,101
|
$703,000 | — | 31 Mar 2014 | |
| Weiss Asset Management LP |
13F
|
Company |
0.14%
|
23,436
|
$456,000 | — | 31 Mar 2014 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.12%
|
19,656
|
$383,000 | — | 31 Mar 2014 | |
| MORGAN STANLEY |
13F
|
Company |
0.12%
|
19,487
|
$379,000 | — | 31 Mar 2014 | |
| LPL Financial LLC |
13F
|
Company |
0.09%
|
13,916
|
$271,000 | — | 31 Mar 2014 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.08%
|
13,447
|
$262,000 | — | 31 Mar 2014 | |
| GAMCO INVESTORS, INC. ET AL |
13F
|
Company |
0.08%
|
13,417
|
$261,000 | — | 31 Mar 2014 | |
| Relative Value Partners, LLC |
13F
|
Company |
0.08%
|
13,103
|
$255,000 | — | 31 Mar 2014 | |
| Clearbridge Investments, LLC |
13F
|
Company |
0.08%
|
12,606
|
$245,000 | — | 31 Mar 2014 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.07%
|
10,900
|
$212,000 | — | 31 Mar 2014 | |
| CIBC WORLD MARKET INC. |
13F
|
Company |
0.06%
|
10,408
|
$203,000 | — | 31 Mar 2014 | |
| First Eagle Investment Management, LLC |
13F
|
Company |
0.06%
|
9,214
|
$179,000 | — | 31 Mar 2014 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.04%
|
7,201
|
$140,131 | — | 31 Mar 2014 | |
| SeaBridge Investment Advisors LLC |
13F
|
Company |
0.03%
|
4,390
|
$85,000 | — | 31 Mar 2014 | |
| Bartlett & Co. LLC |
13F
|
Company |
0.02%
|
3,154
|
$61,000 | — | 31 Mar 2014 | |
| US BANCORP \DE\ |
13F
|
Company |
0.02%
|
2,976
|
$58,000 | — | 31 Mar 2014 | |
| Tradewinds Capital Management, LLC |
13F
|
Company |
0.01%
|
1,782
|
$35,000 | — | 31 Mar 2014 | |
| UBS AG |
13F
|
Company |
0.01%
|
1,576
|
$31,000 | — | 31 Mar 2014 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.01%
|
1,388
|
$27,000 | — | 31 Mar 2014 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.01%
|
885
|
$17,000 | — | 31 Mar 2014 | |
| MassMutual Private Wealth & Trust, FSB |
13F
|
Company |
0.01%
|
825
|
$16,055 | — | 31 Mar 2014 | |
| REILLY FINANCIAL ADVISORS, LLC |
13F
|
Company |
0%
|
366
|
$7,000 | — | 31 Mar 2014 | |
| Creative Planning |
13F
|
Company |
0%
|
247
|
$5,000 | — | 31 Mar 2014 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
200
|
$4,000 | — | 31 Mar 2014 | |
| Ledyard National Bank |
13F
|
Company |
0%
|
150
|
$3,000 | — | 31 Mar 2014 |
Institutional Holders of NEW GERMANY FUND INC - Common Shares, $0.001 par value (GF) as of Q2 2014
As of 30 Jun 2014,
NEW GERMANY FUND INC - Common Shares, $0.001 par value (GF) was held by
39 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
7,519,550 shares.
The largest 10 holders included
LAZARD ASSET MANAGEMENT LLC, 1607 Capital Partners, LLC, WELLS FARGO & COMPANY/MN, Karpus Management, Inc., SII INVESTMENTS INC/WI, GABELLI FUNDS LLC, TOCQUEVILLE ASSET MANAGEMENT L.P., ROYAL BANK OF CANADA, Shaker Financial Services, LLC, and Gramercy Funds Management LLC.
This page lists
39
institutional shareholders reporting positions in this security
for the Q2 2014 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2014 vs Q1 2014 Across Filers
Q1 2014 holders
37
Q2 2014 holders
39
Holder diff
2
| Investor | Q1 2014 Shares | Q2 2014 Shares | Share Diff | Share Chg % | Q1 2014 Value $ | Q2 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.