NEW GERMANY FUND INC - Common Shares, $0.001 par value (GF)

CUSIP: 644465106

Q1 2014 13F Holders as of 31 Mar 2014

Type / Class
Equity / Common Shares, $0.001 par value
Shares outstanding
16,180,443
Total 13F shares
7,649,197
Share change
-210,276
Total reported value
$148,686,047
Price per share
$19.46
Number of holders
37
Value change
-$4,149,543
Number of buys
21
Number of sells
10

Quarterly Holders Quick Answers

What is CUSIP 644465106?
CUSIP 644465106 identifies GF - NEW GERMANY FUND INC - Common Shares, $0.001 par value in SEC institutional holdings data.

Need full ownership history?
Open the full security ownership history page.

Top shareholders of GF - NEW GERMANY FUND INC - Common Shares, $0.001 par value (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
LAZARD ASSET MANAGEMENT LLC
13F
Company
23%
3,716,906
$74,077,000 31 Dec 2013
13F
1607 Capital Partners, LLC
13F
Company
11%
1,772,657
$35,329,000 31 Dec 2013
13F
WELLS FARGO & COMPANY/MN
13F
Company
5.7%
925,401
$18,443,000 31 Dec 2013
13F
Karpus Management, Inc.
13F
Company
3.3%
532,362
$10,610,000 31 Dec 2013
13F
SII INVESTMENTS INC/WI
13F
Company
0.88%
142,139
$2,836,000 31 Dec 2013
13F
GABELLI FUNDS LLC
13F
Company
0.82%
132,848
$2,648,000 31 Dec 2013
13F
ROYAL BANK OF CANADA
13F
Company
0.69%
110,915
$2,211,000 31 Dec 2013
13F
Diversified Trust Co
13F
Company
0.55%
88,797
$1,770,000 31 Dec 2013
13F
Gramercy Funds Management LLC
13F
Company
0.41%
65,857
$1,313,000 31 Dec 2013
13F
Weiss Asset Management LP
13F
Company
0.39%
62,407
$1,244,000 31 Dec 2013
13F
BANK OF AMERICA CORP /DE/
13F
Company
0.35%
57,436
$1,144,000 31 Dec 2013
13F
Thomas J. Herzfeld Advisors, Inc.
13F
Company
0.28%
45,027
$897,000 31 Dec 2013
13F
Shaker Financial Services, LLC
13F
Company
0.27%
44,093
$879,000 31 Dec 2013
13F
TFS CAPITAL LLC
13F
Company
0.27%
43,587
$869,000 31 Dec 2013
13F
Winslow, Evans & Crocker, Inc.
13F
Company
0.24%
38,680
$771,000 31 Dec 2013
13F
CSS LLC/IL
13F
Company
0.22%
36,101
$719,000 31 Dec 2013
13F
MORGAN STANLEY
13F
Company
0.1%
16,194
$322,000 31 Dec 2013
13F
Relative Value Partners, LLC
13F
Company
0.09%
14,974
$298,000 31 Dec 2013
13F
PNC FINANCIAL SERVICES GROUP, INC.
13F
Company
0.08%
12,937
$259,000 31 Dec 2013
13F
Clearbridge Investments, LLC
13F
Company
0.08%
12,606
$251,000 31 Dec 2013
13F
NORTHERN TRUST CORP
13F
Company
0.07%
10,900
$217,000 31 Dec 2013
13F
GAMCO INVESTORS, INC. ET AL
13F
Company
0.07%
10,845
$216,000 31 Dec 2013
13F
LPL Financial LLC
13F
Company
0.07%
10,668
$213,000 31 Dec 2013
13F
SG Americas Securities, LLC
13F
Company
0.06%
10,306
$205,000 31 Dec 2013
13F
First Eagle Investment Management, LLC
13F
Company
0.06%
9,214
$184,000 31 Dec 2013
13F
AMERICAN INTERNATIONAL GROUP, INC.
13F
Company
0.04%
6,965
$138,812 31 Dec 2013
13F
SeaBridge Investment Advisors LLC
13F
Company
0.03%
4,390
$87,000 31 Dec 2013
13F
Bartlett & Co. LLC
13F
Company
0.02%
3,154
$63,000 31 Dec 2013
13F
US BANCORP \DE\
13F
Company
0.02%
2,976
$59,000 31 Dec 2013
13F
SIGNET MANAGEMENT USA, LLC
13F
Company
0.02%
2,670
$53,000 31 Dec 2013
13F
Tradewinds Capital Management, LLC
13F
Company
0.01%
1,782
$36,000 31 Dec 2013
13F
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC
13F
Company
0.01%
1,124
$22,000 31 Dec 2013
13F
AMERIPRISE FINANCIAL INC
13F
Company
0.01%
1,085
$22,000 31 Dec 2013
13F
MassMutual Private Wealth & Trust, FSB
13F
Company
0.01%
825
$16,442 31 Dec 2013
13F
Blume Capital Management, Inc.
13F
Company
0%
700
$14,000 31 Dec 2013
13F
REILLY FINANCIAL ADVISORS, LLC
13F
Company
0%
366
$7,000 31 Dec 2013
13F
FIFTH THIRD BANCORP
13F
Company
0%
297
$6,000 31 Dec 2013
13F
ENVESTNET ASSET MANAGEMENT INC
13F
Company
0%
233
$5,000 31 Dec 2013
13F
Creative Planning
13F
Company
0%
200
$4,000 31 Dec 2013
13F
UBS AG
13F
Company
0%
166
$3,000 31 Dec 2013
13F
Ledyard National Bank
13F
Company
0%
150
$3,000 31 Dec 2013
13F

Institutional Holders of NEW GERMANY FUND INC - Common Shares, $0.001 par value (GF) as of Q1 2014

As of 31 Mar 2014, NEW GERMANY FUND INC - Common Shares, $0.001 par value (GF) was held by 37 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 7,649,197 shares. The largest 10 holders included LAZARD ASSET MANAGEMENT LLC, 1607 Capital Partners, LLC, WELLS FARGO & COMPANY/MN, Karpus Management, Inc., SII INVESTMENTS INC/WI, GABELLI FUNDS LLC, ROYAL BANK OF CANADA, Gramercy Funds Management LLC, Shaker Financial Services, LLC, and BANK OF AMERICA CORP /DE/. This page lists 37 institutional shareholders reporting positions in this security for the Q1 2014 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q1 2014 vs Q4 2013 Across Filers

Q4 2013 holders
41
Q1 2014 holders
37
Holder diff
-4
Investor Q4 2013 Shares Q1 2014 Shares Share Diff Share Chg % Q4 2013 Value $ Q1 2014 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
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