NEW GERMANY FUND INC - Common Shares, $0.001 par value (GF)
CUSIP: 644465106
Q1 2014 13F Holders as of 31 Mar 2014
- Type / Class
- Equity / Common Shares, $0.001 par value
- Shares outstanding
- 16,180,443
- Total 13F shares
- 7,649,197
- Share change
- -210,276
- Total reported value
- $148,686,047
- Price per share
- $19.46
- Number of holders
- 37
- Value change
- -$4,149,543
- Number of buys
- 21
- Number of sells
- 10
Quarterly Holders Quick Answers
What is CUSIP 644465106?
CUSIP 644465106 identifies GF - NEW GERMANY FUND INC - Common Shares, $0.001 par value in SEC institutional holdings data.
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Recent filing periods for CUSIP 644465106:
Top shareholders of GF - NEW GERMANY FUND INC - Common Shares, $0.001 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
23%
|
3,716,906
|
$74,077,000 | — | 31 Dec 2013 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
11%
|
1,772,657
|
$35,329,000 | — | 31 Dec 2013 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
5.7%
|
925,401
|
$18,443,000 | — | 31 Dec 2013 | |
| Karpus Management, Inc. |
13F
|
Company |
3.3%
|
532,362
|
$10,610,000 | — | 31 Dec 2013 | |
| SII INVESTMENTS INC/WI |
13F
|
Company |
0.88%
|
142,139
|
$2,836,000 | — | 31 Dec 2013 | |
| GABELLI FUNDS LLC |
13F
|
Company |
0.82%
|
132,848
|
$2,648,000 | — | 31 Dec 2013 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.69%
|
110,915
|
$2,211,000 | — | 31 Dec 2013 | |
| Diversified Trust Co |
13F
|
Company |
0.55%
|
88,797
|
$1,770,000 | — | 31 Dec 2013 | |
| Gramercy Funds Management LLC |
13F
|
Company |
0.41%
|
65,857
|
$1,313,000 | — | 31 Dec 2013 | |
| Weiss Asset Management LP |
13F
|
Company |
0.39%
|
62,407
|
$1,244,000 | — | 31 Dec 2013 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.35%
|
57,436
|
$1,144,000 | — | 31 Dec 2013 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.28%
|
45,027
|
$897,000 | — | 31 Dec 2013 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.27%
|
44,093
|
$879,000 | — | 31 Dec 2013 | |
| TFS CAPITAL LLC |
13F
|
Company |
0.27%
|
43,587
|
$869,000 | — | 31 Dec 2013 | |
| Winslow, Evans & Crocker, Inc. |
13F
|
Company |
0.24%
|
38,680
|
$771,000 | — | 31 Dec 2013 | |
| CSS LLC/IL |
13F
|
Company |
0.22%
|
36,101
|
$719,000 | — | 31 Dec 2013 | |
| MORGAN STANLEY |
13F
|
Company |
0.1%
|
16,194
|
$322,000 | — | 31 Dec 2013 | |
| Relative Value Partners, LLC |
13F
|
Company |
0.09%
|
14,974
|
$298,000 | — | 31 Dec 2013 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.08%
|
12,937
|
$259,000 | — | 31 Dec 2013 | |
| Clearbridge Investments, LLC |
13F
|
Company |
0.08%
|
12,606
|
$251,000 | — | 31 Dec 2013 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.07%
|
10,900
|
$217,000 | — | 31 Dec 2013 | |
| GAMCO INVESTORS, INC. ET AL |
13F
|
Company |
0.07%
|
10,845
|
$216,000 | — | 31 Dec 2013 | |
| LPL Financial LLC |
13F
|
Company |
0.07%
|
10,668
|
$213,000 | — | 31 Dec 2013 | |
| SG Americas Securities, LLC |
13F
|
Company |
0.06%
|
10,306
|
$205,000 | — | 31 Dec 2013 | |
| First Eagle Investment Management, LLC |
13F
|
Company |
0.06%
|
9,214
|
$184,000 | — | 31 Dec 2013 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.04%
|
6,965
|
$138,812 | — | 31 Dec 2013 | |
| SeaBridge Investment Advisors LLC |
13F
|
Company |
0.03%
|
4,390
|
$87,000 | — | 31 Dec 2013 | |
| Bartlett & Co. LLC |
13F
|
Company |
0.02%
|
3,154
|
$63,000 | — | 31 Dec 2013 | |
| US BANCORP \DE\ |
13F
|
Company |
0.02%
|
2,976
|
$59,000 | — | 31 Dec 2013 | |
| SIGNET MANAGEMENT USA, LLC |
13F
|
Company |
0.02%
|
2,670
|
$53,000 | — | 31 Dec 2013 | |
| Tradewinds Capital Management, LLC |
13F
|
Company |
0.01%
|
1,782
|
$36,000 | — | 31 Dec 2013 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.01%
|
1,124
|
$22,000 | — | 31 Dec 2013 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.01%
|
1,085
|
$22,000 | — | 31 Dec 2013 | |
| MassMutual Private Wealth & Trust, FSB |
13F
|
Company |
0.01%
|
825
|
$16,442 | — | 31 Dec 2013 | |
| Blume Capital Management, Inc. |
13F
|
Company |
0%
|
700
|
$14,000 | — | 31 Dec 2013 | |
| REILLY FINANCIAL ADVISORS, LLC |
13F
|
Company |
0%
|
366
|
$7,000 | — | 31 Dec 2013 | |
| FIFTH THIRD BANCORP |
13F
|
Company |
0%
|
297
|
$6,000 | — | 31 Dec 2013 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0%
|
233
|
$5,000 | — | 31 Dec 2013 | |
| Creative Planning |
13F
|
Company |
0%
|
200
|
$4,000 | — | 31 Dec 2013 | |
| UBS AG |
13F
|
Company |
0%
|
166
|
$3,000 | — | 31 Dec 2013 | |
| Ledyard National Bank |
13F
|
Company |
0%
|
150
|
$3,000 | — | 31 Dec 2013 |
Institutional Holders of NEW GERMANY FUND INC - Common Shares, $0.001 par value (GF) as of Q1 2014
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2014 vs Q4 2013 Across Filers
| Investor | Q4 2013 Shares | Q1 2014 Shares | Share Diff | Share Chg % | Q4 2013 Value $ | Q1 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
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