NEW GERMANY FUND INC - Common Shares, $0.001 par value (GF)
CUSIP: 644465106
Q3 2014 13F Holders as of 30 Sep 2014
- Type / Class
- Equity / Common Shares, $0.001 par value
- Shares outstanding
- 16,180,443
- Total 13F shares
- 7,185,525
- Share change
- -274,069
- Total reported value
- $119,990,326
- Price per share
- $16.70
- Number of holders
- 34
- Value change
- -$5,249,200
- Number of buys
- 11
- Number of sells
- 13
Quarterly Holders Quick Answers
What is CUSIP 644465106?
CUSIP 644465106 identifies GF - NEW GERMANY FUND INC - Common Shares, $0.001 par value in SEC institutional holdings data.
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Recent filing periods for CUSIP 644465106:
Top shareholders of GF - NEW GERMANY FUND INC - Common Shares, $0.001 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
17%
|
2,821,391
|
$52,618,000 | — | 30 Jun 2014 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
11%
|
1,740,730
|
$32,500,000 | — | 30 Jun 2014 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
6.7%
|
1,089,457
|
$20,340,000 | — | 30 Jun 2014 | |
| Karpus Management, Inc. |
13F
|
Company |
3.4%
|
546,919
|
$10,211,000 | — | 30 Jun 2014 | |
| SII INVESTMENTS INC/WI |
13F
|
Company |
1.1%
|
179,862
|
$3,355,000 | — | 30 Jun 2014 | |
| GABELLI FUNDS LLC |
13F
|
Company |
1.1%
|
171,277
|
$3,198,000 | — | 30 Jun 2014 | |
| TOCQUEVILLE ASSET MANAGEMENT L.P. |
13F
|
Company |
0.91%
|
147,116
|
$2,747,000 | — | 30 Jun 2014 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.69%
|
111,511
|
$2,082,000 | — | 30 Jun 2014 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.68%
|
110,555
|
$2,064,000 | — | 30 Jun 2014 | |
| Gramercy Funds Management LLC |
13F
|
Company |
0.68%
|
110,090
|
$2,055,000 | — | 30 Jun 2014 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.44%
|
70,465
|
$1,316,000 | — | 30 Jun 2014 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.4%
|
65,511
|
$1,223,000 | — | 30 Jun 2014 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.38%
|
61,370
|
$1,145,000 | — | 30 Jun 2014 | |
| TFS CAPITAL LLC |
13F
|
Company |
0.35%
|
56,377
|
$1,053,000 | — | 30 Jun 2014 | |
| Winslow, Evans & Crocker, Inc. |
13F
|
Company |
0.29%
|
46,520
|
$868,533 | — | 30 Jun 2014 | |
| CSS LLC/IL |
13F
|
Company |
0.23%
|
37,620
|
$702,000 | — | 30 Jun 2014 | |
| MORGAN STANLEY |
13F
|
Company |
0.13%
|
20,348
|
$380,000 | — | 30 Jun 2014 | |
| LPL Financial LLC |
13F
|
Company |
0.1%
|
16,624
|
$310,000 | — | 30 Jun 2014 | |
| GAMCO INVESTORS, INC. ET AL |
13F
|
Company |
0.09%
|
13,981
|
$261,000 | — | 30 Jun 2014 | |
| Relative Value Partners, LLC |
13F
|
Company |
0.08%
|
12,691
|
$237,000 | — | 30 Jun 2014 | |
| Clearbridge Investments, LLC |
13F
|
Company |
0.08%
|
12,606
|
$235,000 | — | 30 Jun 2014 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.07%
|
11,210
|
$209,000 | — | 30 Jun 2014 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.07%
|
10,982
|
$205,000 | — | 30 Jun 2014 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.07%
|
10,900
|
$203,000 | — | 30 Jun 2014 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.06%
|
10,090
|
$188,000 | — | 30 Jun 2014 | |
| First Eagle Investment Management, LLC |
13F
|
Company |
0.06%
|
9,214
|
$172,000 | — | 30 Jun 2014 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.04%
|
7,226
|
$134,910 | — | 30 Jun 2014 | |
| SeaBridge Investment Advisors LLC |
13F
|
Company |
0.03%
|
4,390
|
$82,000 | — | 30 Jun 2014 | |
| Bartlett & Co. LLC |
13F
|
Company |
0.02%
|
3,154
|
$59,000 | — | 30 Jun 2014 | |
| US BANCORP \DE\ |
13F
|
Company |
0.02%
|
2,976
|
$56,000 | — | 30 Jun 2014 | |
| Tradewinds Capital Management, LLC |
13F
|
Company |
0.01%
|
1,782
|
$33,000 | — | 30 Jun 2014 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.01%
|
1,410
|
$26,000 | — | 30 Jun 2014 | |
| UBS AG |
13F
|
Company |
0.01%
|
961
|
$18,000 | — | 30 Jun 2014 | |
| MassMutual Private Wealth & Trust, FSB |
13F
|
Company |
0.01%
|
825
|
$15,403 | — | 30 Jun 2014 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0%
|
535
|
$10,000 | — | 30 Jun 2014 | |
| REILLY FINANCIAL ADVISORS, LLC |
13F
|
Company |
0%
|
366
|
$7,000 | — | 30 Jun 2014 | |
| Creative Planning |
13F
|
Company |
0%
|
258
|
$5,000 | — | 30 Jun 2014 | |
| Ledyard National Bank |
13F
|
Company |
0%
|
150
|
$3,000 | — | 30 Jun 2014 | |
| Ground Swell Capital, LLC |
13F
|
Company |
0%
|
100
|
$2,000 | — | 30 Jun 2014 |
Institutional Holders of NEW GERMANY FUND INC - Common Shares, $0.001 par value (GF) as of Q3 2014
As of 30 Sep 2014,
NEW GERMANY FUND INC - Common Shares, $0.001 par value (GF) was held by
34 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
7,185,525 shares.
The largest 10 holders included
LAZARD ASSET MANAGEMENT LLC, 1607 Capital Partners, LLC, WELLS FARGO & COMPANY/MN, Karpus Management, Inc., SII INVESTMENTS INC/WI, GABELLI FUNDS LLC, ROYAL BANK OF CANADA, Thomas J. Herzfeld Advisors, Inc., BANK OF AMERICA CORP /DE/, and Gramercy Funds Management LLC.
This page lists
34
institutional shareholders reporting positions in this security
for the Q3 2014 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2014 vs Q2 2014 Across Filers
Q2 2014 holders
39
Q3 2014 holders
34
Holder diff
-5
| Investor | Q2 2014 Shares | Q3 2014 Shares | Share Diff | Share Chg % | Q2 2014 Value $ | Q3 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.