What does CUSIP 64113L103 represent in this 13F holders report?

CUSIP 64113L103 is the security identifier for NCPL - NETCAPITAL INC - COM used to aggregate holder disclosures.

How many institutions held NCPL - NETCAPITAL INC - COM in Q3 2023?

13 institutional investors reported NCPL - NETCAPITAL INC - COM for Q3 2023. Use the holders table for investor-level position and value details.

NETCAPITAL INC - COM (NCPL)

CUSIP: 64113L103

Q3 2023 13F Holders as of 30 Sep 2023

Security type / class: Equity / COM
Total 13F shares: 1,871,398
Total 13F value: $767,254
Share change: +25,926
SEC-reported price per share: $0.41
Number of holders: 13
Value change: +$2,167
Number of buys: 6
Number of sells: 5

Security key

64113L103

Report period

Q3 2023

Institutions

Top holders

NCPL full security history Ownership snapshot Full 13F holder table Netcapital Inc. SEC filings Netcapital Inc. company facts

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Ownership snapshot

Top reported holders of NCPL - NETCAPITAL INC - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader

BARD ASSOCIATES INC

Disclosed value leader

BARD ASSOCIATES INC

Comparable rows

0/15

Latest evidence

30 Jun 2023

13F Highest disclosed value: $1,432,763 15 rows are not safely comparable across share classes. Showing 1-6 of 15 holder rows.

Quick read

BARD ASSOCIATES INC has the largest disclosed position value at $1.43M.

0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens BARD ASSOCIATES INC's linked filing trail.

Disclosed position value Top 5

BARD ASSOCIATES INC $1.43M

SABBY MANAGEMENT, LLC $422.5K

Winthrop Advisory Group LLC $101K

VANGUARD GROUP INC $50.2K

SHEETS SMITH WEALTH MANAGEMENT $33.2K

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-6 of 15 holder rows

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
BARD ASSOCIATES INC	13F Company 13F	— mixed-class rows	$1,432,763 1,511,560 shares mixed-class rows	—	30 Jun 2023
SABBY MANAGEMENT, LLC	13F Company 13F	— denominator unverified	$422,482 381,301 shares	—	30 Jun 2023
Winthrop Advisory Group LLC	13F Company 13F	— denominator unverified	$101,048 91,199 shares	—	30 Jun 2023
VANGUARD GROUP INC	13F Company 13F	— denominator unverified	$50,197 45,304 shares	—	30 Jun 2023
SHEETS SMITH WEALTH MANAGEMENT	13F Company 13F	— denominator unverified	$33,240 30,000 shares	—	30 Jun 2023
Walleye Capital LLC	13F Company 13F	— denominator unverified	$17,098 133,680 shares	—	30 Jun 2023

How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q3 2023

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions

1,871,398

Rows available

Investor	Option	Weight %	Change %	SEC-reported value	* Price	Shares	Share Change	Activity	Report Period

^* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q3 2023 vs Q2 2023 Across Filers

Q2 2023 holders

Q3 2023 holders

Holder diff

Investor	Q2 2023 Shares	Q3 2023 Shares	Share Diff	Share Chg %	Q2 2023 value	Q3 2023 value	Value change	Value Chg %