SEC ownership of Netcapital Inc.

Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0001414767.

Comparable stake leader

Rivetz Corp.

Disclosed value leader

INTRACOASTAL CAPITAL, LLC

Comparable rows

14/24

Latest evidence

31 Mar 2026

Top shareholders Insider holders Latest transactions

Public ticker: NCPL, NCPLW on Nasdaq
Parsed ownership sources: 13D/G, 3/4/5, and 13F
Source: Parsed SEC ownership filingsUse: Compare filing families carefully
Largest SEC-reported holder: Rivetz Corp.
Ranking: Comparable ownership first, then disclosed value
Comparable ownership rows: 14 of 24
Meaning: Rows with safely comparable ownership %
Latest 13D/G holder: Rivetz Corp.
Source: Latest parsed Schedule 13D/G stake
Latest parsed ownership date: 31 Mar 2026
Freshness: Most recent filing date in this holder set
Issuer CIK: 0001414767
Issuer location: Boston, MA

Ownership snapshot

Top shareholders of Netcapital Inc. (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader

Rivetz Corp.

Disclosed value leader

INTRACOASTAL CAPITAL, LLC

Comparable rows

14/24

Latest evidence

31 Mar 2026

13D/G 3/4/5 13F Lead comparable stake: 12% 10 rows are not safely comparable across share classes. 13D/G row: Rivetz Corp. Showing 1-8 of 24 holder rows.

Quick read

Rivetz Corp. leads the comparable SEC ownership view at 12%.

14 of 24 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens Rivetz Corp.'s linked filing trail.

Comparable ownership Top 5

Rivetz Corp. 12%

GlobexUS Holdings Corp. 10%

INTRACOASTAL CAPITAL, LLC 9.3%

3i, LP 6.1%

Lind Global Fund II LP 4.9%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-8 of 24 holder rows

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
Rivetz Corp.	13D/G 13D/G	12%	$513,000 950,000 shares	$0	03 Dec 2025
GlobexUS Holdings Corp.	3/4/5 13D/G 10%+ Owner 3/4/5 13D/G	10% from 13D/G	$1,120,000 500,000 shares	—	26 Jun 2025
INTRACOASTAL CAPITAL, LLC	13D/G Mitchell P. Kopin 13D/G	9.3%	$1,194,239 501,781 shares	+$509,092	30 Sep 2025
3i, LP	13D/G 13D/G	6.1%	$197,315 505,935 shares	-$5,052	31 Mar 2026
Lind Global Fund II LP	13D/G 13D/G	4.9%	$226,609 112,741 shares	-$180,416	31 Mar 2025
GEODE CAPITAL MANAGEMENT, LLC	13F Company 13F	0.87%	$23,295 72,214 shares	—	31 Mar 2026
CITADEL ADVISORS LLC	13F Company 13F	0.46%	$12,439 38,560 shares	—	31 Mar 2026
VANGUARD FIDUCIARY TRUST CO	13F Company 13F	0.37%	$9,932 30,749 shares	—	31 Mar 2026

How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Forms 3/4/5 flow

Insider trading overview

Insider buy and sell flow is broadly balanced over the last 12 months. No Buy or Sell transactions have been reported since 29 Jun 2025.

Buys

Insiders: 0

Sells

Insiders: 0

Net

Shares: 0

Window

Last 12 months

4 rolling buckets

Buy value Sell value

Shares: 0 Shares: 0

Window (months)	Buy value	Sell value	Net value
0-3	$0	$0	$0
3-6	$0	$0	$0
6-9	$0	$0	$0
9-12	$0	$0	$0

Reporting owners

Insider holders from Forms 3/4/5

Showing 1-8 of 8 reporting-owner rows connected to Netcapital Inc.. Open a relationship link for the CIK-to-CIK filing trail.

Rows

Largest Forms 3/4/5 holder

GlobexUS Holdings Corp.

Net 12M change

Latest report

13 Apr 2026

Name	Relationship	Holdings Value	Valuation	Report Date
GlobexUS Holdings Corp.	10%+ Owner	$1,120,000	Mixed	26 Jun 2025
Steven F. Geary	Director	$33,044	Filing P/S	24 Apr 2024
Avi Liss	Director		Mixed	25 Apr 2023
Martin Robert Kay	CEO, Director		Mixed	03 Jan 2023
Arnold Scott	Director		Mixed	25 Apr 2023
Coreen Sarah Kraysler	Chief Financial Officer		Mixed	03 Jan 2023
Todd A. Violette	Ceo		Mixed	13 Apr 2026
Cecilia Lenk	Director		Mixed	25 Apr 2023

Recent insider transactions for Netcapital Inc.

Showing up to 300 recent insider transactions from the last 12 months.

Insider	Symbol	Class	Transaction	%	SEC-reported value	SEC-reported price	Shares	Shares owned	Date	Ownership
No insider transactions were found in the last 12 months for this issuer.

^* marks a reported price that did not pass the local price check.