SEC ownership of Netcapital Inc.

Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0001414767.

Comparable stake leader

Rivetz Corp.

Disclosed value leader

INTRACOASTAL CAPITAL, LLC

Comparable rows

6/27

Latest evidence

09 Oct 2026

Ownership snapshot CIK-linked ownership evidence from parsed SEC filings. 3 signals
Comparable ownership rows
6 of 27
Meaning: Rows with safely comparable ownership %
Latest 13D/G holder
Rivetz Corp.
Source: Latest parsed Schedule 13D/G stake
Latest parsed ownership date
09 Oct 2026
Freshness: Most recent filing date in this holder set
Issuer Names, identifiers, and filing context for this profile. 2 identity fields
Issuer CIK
0001414767
Issuer location
Boston, MA

Ownership snapshot

Top shareholders of Netcapital Inc. (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
Rivetz Corp.
Disclosed value leader
INTRACOASTAL CAPITAL, LLC
Comparable rows
6/27
Latest evidence
09 Oct 2026
13D/G 3/4/5 13F Lead comparable stake: 12% 21 rows are not safely comparable across share classes. 13D/G row: Rivetz Corp. Showing 1-8 of 27 holder rows.

Quick read

Rivetz Corp. leads the comparable SEC ownership view at 12%.

6 of 27 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens Rivetz Corp.'s linked filing trail.
Comparable ownership Top 5
Rivetz Corp. 12%
GlobexUS Holdings Corp. 10%
INTRACOASTAL CAPITAL, LLC 9.3%
3i, LP 6.1%
JANE STREET GROUP, LLC 5.4%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-8 of 27 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
Rivetz Corp.
13D/G
12%
Reported 13D/G · 03 Dec 2025
$513,000
950,000 shares
$0 03 Dec 2025
GlobexUS Holdings Corp.
3/4/5 13D/G
10%+ Owner
10%
Reported 13D/G · 26 Jun 2025
$1,120,000
500,000 shares
— 26 Jun 2025
INTRACOASTAL CAPITAL, LLC
13D/G
Mitchell P. Kopin
9.3%
Reported 13D/G · 30 Sep 2025
$1,194,239
501,781 shares
+$509,092 30 Sep 2025
3i, LP
13D/G
6.1%
Reported 13D/G · 31 Mar 2026
$197,315
505,935 shares
-$5,052 31 Mar 2026
JANE STREET GROUP, LLC
13D/G 13F
Company
5.4%
Reported 13D/G · 09 Oct 2026
$512,977
420,473 shares
$0 09 Oct 2026
Lind Global Fund II LP
13D/G
4.9%
Reported 13D/G · 31 Mar 2025
$226,609
112,741 shares
-$180,416 31 Mar 2025
HRT FINANCIAL LP
13F
Company
13F
—
denominator unverified
$55,000
103,850 shares
— 30 Jun 2026
Steven F. Geary
3/4/5
Director
—
mixed-class rows
$33,044
274,574 shares
mixed-class rows
— 24 Apr 2024
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Forms 3/4/5 flow

Insider trading overview

No eligible buy or sell activity is available for this window. No eligible Buy or Sell transactions are available in this dataset since 20 Oct 2025.

Buys
$0
Insiders: 0
Sells
$0
Insiders: 0
Net
$0
Shares: 0
Window
Last 12 months
4 rolling buckets
Buy value Sell value
Shares: 0 Shares: 0
Window (months) Buy shares Sell shares Buy value Sell value Net value
0-3 0 0 $0 $0 $0
3-6 0 0 $0 $0 $0
6-9 0 0 $0 $0 $0
9-12 0 0 $0 $0 $0

Reporting owners

Insider holders from Forms 3/4/5

Showing 1-8 of 8 reporting-owner rows connected to Netcapital Inc.. Open a relationship link for the CIK-to-CIK filing trail.

Rows
8
Largest Forms 3/4/5 holder
GlobexUS Holdings Corp.
Net 12M change
$0
Latest report
13 Apr 2026
Name Relationship Holdings Value Past Year Net Change Change % Valuation Report Date
GlobexUS Holdings Corp. 10%+ Owner $1,120,000 Mixed 26 Jun 2025
Steven F. Geary Director $33,044 Filing P/S 24 Apr 2024
Avi Liss Director Mixed 25 Apr 2023
Martin Robert Kay CEO, Director Mixed 03 Jan 2023
Arnold Scott Director Mixed 25 Apr 2023
Coreen Sarah Kraysler Chief Financial Officer Mixed 03 Jan 2023
Violette Todd A. Ceo Mixed 13 Apr 2026
Cecilia Lenk Director Mixed 25 Apr 2023

Recent insider transactions for Netcapital Inc.

Showing up to 300 recent insider transactions from the last 12 months.

Insider Symbol Class Transaction % SEC-reported value SEC-reported price Shares Shares owned Date Ownership
No insider transactions were found in the last 12 months for this issuer.
* marks a reported price that did not pass the local price check.
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