NASDAQ PREM INCM & GRW FD IN - COM (QQQX)

CUSIP: 63110R105

Q3 2016 13F Holders as of 30 Sep 2016

Share change
-2,083
SEC-reported price per share
$19.15
Number of holders
1
Value change
-$39,893
Number of sells
1

Security key

63110R105

Report period

Q3 2016

Institutions

1

Top holders

1

Ownership snapshot

Top reported holders of QQQX - NASDAQ PREM INCM & GRW FD IN - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
MORGAN STANLEY
Disclosed value leader
MORGAN STANLEY
Comparable rows
0/15
Latest evidence
30 Jun 2016
13F Highest disclosed value: $16,661,000 15 rows are not safely comparable across share classes. Showing 1-6 of 15 holder rows.

Quick read

MORGAN STANLEY has the largest disclosed position value at $16.66M.

0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens MORGAN STANLEY's linked filing trail.
Disclosed position value Top 5
MORGAN STANLEY $16.66M
UBS Group AG $12.27M
Advisors Asset Management, Inc. $11.68M
GUGGENHEIM CAPITAL LLC $8.65M
ROYAL BANK OF CANADA $7.59M

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-6 of 15 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
MORGAN STANLEY
13F
Company
13F
—
denominator unverified
$16,661,000
932,873 shares
— 30 Jun 2016
UBS Group AG
13F
Company
13F
—
denominator unverified
$12,268,000
686,904 shares
— 30 Jun 2016
Advisors Asset Management, Inc.
13F
Company
13F
—
denominator unverified
$11,677,000
653,823 shares
— 30 Jun 2016
GUGGENHEIM CAPITAL LLC
13F
Company
13F
—
denominator unverified
$8,654,000
484,566 shares
— 30 Jun 2016
ROYAL BANK OF CANADA
13F
Company
13F
—
denominator unverified
$7,590,000
424,908 shares
— 30 Jun 2016
Invesco Ltd.
13F
Company
13F
—
denominator unverified
$7,482,000
418,890 shares
— 30 Jun 2016
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q3 2016

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
1
Shares
1,462
Rows available
1
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q3 2016 vs Q2 2016 Across Filers

Q2 2016 holders
1
Q3 2016 holders
1
Holder diff
0
Investor Q2 2016 Shares Q3 2016 Shares Share Diff Share Chg % Q2 2016 value Q3 2016 value Value change Value Chg %
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