LIGHTPATH TECHNOLOGIES INC - Class A common stock, $0.01 par value (LPTH)
CUSIP: 532257805
Q3 2021 13F Holders as of 30 Sep 2021
- Type / Class
- Equity / Class A common stock, $0.01 par value
- Shares outstanding
- 67,865,586
- Total 13F shares
- 5,483,825
- Share change
- -449,109
- Total reported value
- $11,681,105
- Price per share
- $2.13
- Number of holders
- 34
- Value change
- -$1,031,948
- Number of buys
- 10
- Number of sells
- 15
Quarterly Holders Quick Answers
What is CUSIP 532257805?
CUSIP 532257805 identifies LPTH - LIGHTPATH TECHNOLOGIES INC - Class A common stock, $0.01 par value in SEC institutional holdings data.
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Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
- Recent insider transactions for executive and insider activity.
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Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 532257805:
Top shareholders of LPTH - LIGHTPATH TECHNOLOGIES INC - Class A common stock, $0.01 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| ROYCE & ASSOCIATES LP |
13F
|
Company |
1.7%
|
1,169,984
|
$2,972,000 | — | 30 Jun 2021 | |
| Relyea Zuckerberg Hanson LLC |
13F
|
Company |
1.6%
|
1,117,405
|
$2,838,000 | — | 30 Jun 2021 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
1.6%
|
1,052,625
|
$2,674,000 | — | 30 Jun 2021 | |
| VANGUARD GROUP INC |
13F
|
Company |
1.5%
|
1,028,552
|
$2,613,000 | — | 30 Jun 2021 | |
| RIPP ROBERT |
3/4/5
|
Director |
—
class O/S missing
|
1,194,176
|
$1,480,778 | — | 12 May 2021 | |
| BlackRock Finance, Inc. |
13F
|
Company |
0.42%
|
287,029
|
$730,000 | — | 30 Jun 2021 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
0.33%
|
222,535
|
$565,000 | — | 30 Jun 2021 | |
| MARSHALL WACE, LLP |
13F
|
Company |
0.28%
|
188,784
|
$480,000 | — | 30 Jun 2021 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.27%
|
182,902
|
$464,000 | — | 30 Jun 2021 | |
| Squarepoint Ops LLC |
13F
|
Company |
0.19%
|
127,755
|
$324,000 | — | 30 Jun 2021 | |
| Game Plan Financial Advisors, LLC |
13F
|
Company |
0.18%
|
120,000
|
$305,000 | — | 30 Jun 2021 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.09%
|
58,517
|
$149,000 | — | 30 Jun 2021 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.08%
|
56,657
|
$144,000 | — | 30 Jun 2021 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.07%
|
45,086
|
$115,000 | — | 30 Jun 2021 | |
| STATE STREET CORP |
13F
|
Company |
0.06%
|
41,509
|
$105,000 | — | 30 Jun 2021 | |
| Ironwood Investment Counsel, LLC |
13F
|
Company |
0.05%
|
30,667
|
$77,000 | — | 30 Jun 2021 | |
| Virtu Financial LLC |
13F
|
Company |
0.04%
|
23,817
|
$60,000 | — | 30 Jun 2021 | |
| LPL Financial LLC |
13F
|
Company |
0.03%
|
23,500
|
$60,000 | — | 30 Jun 2021 | |
| CCG WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.03%
|
20,000
|
$51,000 | — | 30 Jun 2021 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.03%
|
18,429
|
$47,000 | — | 30 Jun 2021 | |
| GSA CAPITAL PARTNERS LLP |
13F
|
Company |
0.02%
|
16,816
|
$43,000 | — | 30 Jun 2021 | |
| PRICE T ROWE ASSOCIATES INC /MD/ |
13F
|
Company |
0.02%
|
15,300
|
$39,000 | — | 30 Jun 2021 | |
| OCCUDO QUANTITATIVE STRATEGIES LP |
13F
|
Company |
0.02%
|
14,663
|
$37,000 | — | 30 Jun 2021 | |
| SeaCrest Wealth Management, LLC |
13F
|
Company |
0.02%
|
14,000
|
$36,000 | — | 30 Jun 2021 | |
| Matisse Capital |
13F
|
Company |
0.02%
|
13,480
|
$34,000 | — | 30 Jun 2021 | |
| J.W. COLE ADVISORS, INC. |
13F
|
Company |
0.02%
|
10,248
|
$26,000 | — | 30 Jun 2021 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.01%
|
6,720
|
$17,000 | — | 30 Jun 2021 | |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC |
13F
|
Company |
0.01%
|
5,830
|
$15,000 | — | 30 Jun 2021 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.01%
|
5,000
|
$13,000 | — | 30 Jun 2021 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.01%
|
4,018
|
$9,000 | — | 30 Jun 2021 | |
| HARBOUR INVESTMENTS, INC. |
13F
|
Company |
0%
|
3,300
|
$8,000 | — | 30 Jun 2021 | |
| Atlas Private Wealth Advisors |
13F
|
Company |
0%
|
3,206
|
$8,000 | — | 30 Jun 2021 | |
| American Portfolios Advisors |
13F
|
Company |
0%
|
1,627
|
$4,133 | — | 30 Jun 2021 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0%
|
1,000
|
$2,000 | — | 30 Jun 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0%
|
375
|
$1,000 | — | 30 Jun 2021 | |
| West Oak Capital, LLC |
13F
|
Company |
0%
|
300
|
$1,000 | — | 30 Jun 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0%
|
206
|
$1,000 | — | 30 Jun 2021 | |
| Parkside Financial Bank & Trust |
13F
|
Company |
0%
|
200
|
$1,000 | — | 30 Jun 2021 | |
| Federation Des Caisses Desjardins du Quebec |
13F
|
Individual |
0%
|
300
|
$762 | — | 30 Jun 2021 |
Institutional Holders of LIGHTPATH TECHNOLOGIES INC - Class A common stock, $0.01 par value (LPTH) as of Q3 2021
As of 30 Sep 2021,
LIGHTPATH TECHNOLOGIES INC - Class A common stock, $0.01 par value (LPTH) was held by
34 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
5,483,825 shares.
The largest 10 holders included
ROYCE & ASSOCIATES LP, Relyea Zuckerberg Hanson LLC, VANGUARD GROUP INC, RENAISSANCE TECHNOLOGIES LLC, GEODE CAPITAL MANAGEMENT, LLC, BlackRock Inc., DIMENSIONAL FUND ADVISORS LP, Game Plan Financial Advisors, LLC, MARSHALL WACE, LLP, and Squarepoint Ops LLC.
This page lists
34
institutional shareholders reporting positions in this security
for the Q3 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2021 vs Q2 2021 Across Filers
Q2 2021 holders
35
Q3 2021 holders
34
Holder diff
-1
| Investor | Q2 2021 Shares | Q3 2021 Shares | Share Diff | Share Chg % | Q2 2021 Value $ | Q3 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.