Security key
48249T106
KKR Income Opportunities Fund - Common Shares (KIO)
CUSIP: 48249T106
Q3 2016 13F Holders as of 30 Sep 2016
- Type / Class
- Equity / Common Shares
- Shares outstanding
- 40,992,286
- Total 13F shares
- 2,905,827
- Share change
- +194,567
- Total reported value
- $46,545,000
- Price per share
- $16.02
- Number of holders
- 26
- Value change
- +$3,155,323
- Number of buys
- 16
- Number of sells
- 11
Report period
Q3 2016
Institutions
26
Top holders
10
KIO full security history
Newer quarter: Q4 2016
Previous quarter: Q2 2016
KKR Income Opportunities Fund SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 48249T106
Recent filing periods:
Top shareholders of KIO - KKR Income Opportunities Fund - Common Shares (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
1.6%
|
669,034
|
$10,075,000 | — | 30 Jun 2016 | |
| BESSEMER GROUP INC |
13F
|
Company |
0.6%
|
245,783
|
$3,701,000 | — | 30 Jun 2016 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.59%
|
239,951
|
$3,613,000 | — | 30 Jun 2016 | |
| Invesco Ltd. |
13F
|
Company |
0.48%
|
198,187
|
$2,985,000 | — | 30 Jun 2016 | |
| UBS Group AG |
13F
|
Company |
0.43%
|
175,729
|
$2,646,000 | — | 30 Jun 2016 | |
| Laurion Capital Management LP |
13F
|
Company |
0.43%
|
175,419
|
$2,642,000 | — | 30 Jun 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.39%
|
161,597
|
$2,433,000 | — | 30 Jun 2016 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.36%
|
147,988
|
$2,229,000 | — | 30 Jun 2016 | |
| Proficio Capital Partners LLC |
13F
|
Company |
0.33%
|
136,016
|
$2,144,000 | — | 30 Jun 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.17%
|
70,171
|
$1,057,000 | — | 30 Jun 2016 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.17%
|
69,488
|
$1,046,000 | — | 30 Jun 2016 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.15%
|
61,041
|
$919,000 | — | 30 Jun 2016 | |
| Highlander Capital Management, LLC |
13F
|
Company |
0.15%
|
60,780
|
$915,000 | — | 30 Jun 2016 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.14%
|
57,930
|
$872,000 | — | 30 Jun 2016 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.12%
|
48,900
|
$736,000 | — | 30 Jun 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.1%
|
42,116
|
$634,000 | — | 30 Jun 2016 | |
| Yorktown Management & Research Co Inc |
13F
|
Company |
0.08%
|
33,900
|
$511,000 | — | 30 Jun 2016 | |
| LPL Financial LLC |
13F
|
Company |
0.06%
|
24,680
|
$374,000 | — | 30 Jun 2016 | |
| STALEY CAPITAL ADVISERS INC |
13F
|
Company |
0.04%
|
17,020
|
$256,000 | — | 30 Jun 2016 | |
| CITIGROUP INC |
13F
|
Company |
0.04%
|
16,304
|
$246,000 | — | 30 Jun 2016 | |
| BLAIR WILLIAM & CO/IL |
13F
|
Company |
0.03%
|
14,000
|
$211,000 | — | 30 Jun 2016 | |
| Investors Capital Advisory Services |
13F
|
Company |
0.03%
|
13,900
|
$209,000 | — | 30 Jun 2016 | |
| CIBC Private Wealth Group LLC |
13F
|
Company |
0.03%
|
13,700
|
$206,000 | — | 30 Jun 2016 | |
| Peak Asset Management, LLC |
13F
|
Company |
0.03%
|
13,080
|
$197,000 | — | 30 Jun 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.03%
|
12,211
|
$184,000 | — | 30 Jun 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.01%
|
2,221
|
$33,000 | — | 30 Jun 2016 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0%
|
1,360
|
$20,000 | — | 30 Jun 2016 | |
| MSI Financial Services Inc |
13F
|
Company |
0%
|
1,200
|
$18,000 | — | 30 Jun 2016 | |
| Advisor Group, Inc. |
13F
|
Company |
0%
|
1,000
|
$15,000 | — | 30 Jun 2016 | |
| Livingston Group Asset Management CO (operating as Southport Capital Management) |
13F
|
Company |
0%
|
550
|
$8,000 | — | 30 Jun 2016 | |
| Penserra Capital Management LLC |
13F
|
Company |
0%
|
164
|
$2,000 | — | 30 Jun 2016 |
Institutional Holders of KKR Income Opportunities Fund - Common Shares (KIO) as of Q3 2016
As of 30 Sep 2016,
KKR Income Opportunities Fund - Common Shares (KIO) was held by
26 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,905,827 shares.
The largest 10 holders included
MORGAN STANLEY, GUGGENHEIM CAPITAL LLC, Invesco Ltd., BESSEMER GROUP INC, Laurion Capital Management LP, UBS Group AG, WELLS FARGO & COMPANY/MN, Proficio Capital Partners LLC, BANK OF AMERICA CORP /DE/, and Shaker Financial Services, LLC.
This page lists
26
institutional shareholders reporting positions in this security
for the Q3 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2016 vs Q2 2016 Across Filers
Q2 2016 holders
31
Q3 2016 holders
26
Holder diff
-5
| Investor | Q2 2016 Shares | Q3 2016 Shares | Share Diff | Share Chg % | Q2 2016 Value $ | Q3 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.