Security key
48249T106
KKR Income Opportunities Fund - Common Shares (KIO)
CUSIP: 48249T106
Q2 2016 13F Holders as of 30 Jun 2016
- Type / Class
- Equity / Common Shares
- Shares outstanding
- 40,992,286
- Total 13F shares
- 2,725,324
- Share change
- -247,067
- Total reported value
- $41,136,000
- Price per share
- $15.06
- Number of holders
- 31
- Value change
- -$3,465,382
- Number of buys
- 15
- Number of sells
- 18
Report period
Q2 2016
Institutions
31
Top holders
10
KIO full security history
Newer quarter: Q3 2016
Previous quarter: Q1 2016
KKR Income Opportunities Fund SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 48249T106
Recent filing periods:
Top shareholders of KIO - KKR Income Opportunities Fund - Common Shares (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
1.5%
|
607,529
|
$8,754,000 | — | 31 Mar 2016 | |
| Laurion Capital Management LP |
13F
|
Company |
0.72%
|
295,391
|
$4,257,000 | — | 31 Mar 2016 | |
| BESSEMER GROUP INC |
13F
|
Company |
0.64%
|
260,783
|
$3,758,000 | — | 31 Mar 2016 | |
| UBS Group AG |
13F
|
Company |
0.51%
|
209,037
|
$3,012,000 | — | 31 Mar 2016 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.49%
|
199,137
|
$2,870,000 | — | 31 Mar 2016 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.46%
|
190,434
|
$2,744,000 | — | 31 Mar 2016 | |
| Invesco Ltd. |
13F
|
Company |
0.39%
|
161,646
|
$2,329,000 | — | 31 Mar 2016 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.37%
|
152,870
|
$2,203,000 | — | 31 Mar 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.37%
|
150,374
|
$2,167,000 | — | 31 Mar 2016 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
0.27%
|
112,187
|
$1,617,000 | — | 31 Mar 2016 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.2%
|
83,442
|
$1,202,000 | — | 31 Mar 2016 | |
| MARINER INVESTMENT GROUP LLC |
13F
|
Company |
0.19%
|
79,423
|
$1,144,000 | — | 31 Mar 2016 | |
| Yorktown Management & Research Co Inc |
13F
|
Company |
0.18%
|
75,000
|
$1,081,000 | — | 31 Mar 2016 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.12%
|
50,510
|
$728,000 | — | 31 Mar 2016 | |
| Highlander Capital Management, LLC |
13F
|
Company |
0.12%
|
49,080
|
$707,000 | — | 31 Mar 2016 | |
| LPL Financial LLC |
13F
|
Company |
0.11%
|
44,316
|
$631,000 | — | 31 Mar 2016 | |
| AQR Arbitrage LLC |
13F
|
Company |
0.1%
|
40,879
|
$589,000 | — | 31 Mar 2016 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.08%
|
33,505
|
$482,000 | — | 31 Mar 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.07%
|
30,609
|
$441,000 | — | 31 Mar 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.06%
|
25,220
|
$363,000 | — | 31 Mar 2016 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.06%
|
24,690
|
$356,000 | — | 31 Mar 2016 | |
| Proficio Capital Partners LLC |
13F
|
Company |
0.05%
|
19,958
|
$288,000 | — | 31 Mar 2016 | |
| Peak Asset Management, LLC |
13F
|
Company |
0.04%
|
18,080
|
$261,000 | — | 31 Mar 2016 | |
| STALEY CAPITAL ADVISERS INC |
13F
|
Company |
0.04%
|
17,020
|
$245,000 | — | 31 Mar 2016 | |
| CITIGROUP INC |
13F
|
Company |
0.04%
|
16,888
|
$243,000 | — | 31 Mar 2016 | |
| BLAIR WILLIAM & CO/IL |
13F
|
Company |
0.03%
|
14,000
|
$202,000 | — | 31 Mar 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.01%
|
2,159
|
$31,000 | — | 31 Mar 2016 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0%
|
2,000
|
$29,000 | — | 31 Mar 2016 | |
| MSI Financial Services Inc |
13F
|
Company |
0%
|
1,450
|
$21,000 | — | 31 Mar 2016 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0%
|
1,360
|
$19,000 | — | 31 Mar 2016 | |
| First City Capital Management, Inc. |
13F
|
Company |
0%
|
1,250
|
$18,013 | — | 31 Mar 2016 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0%
|
1,000
|
$14,000 | — | 31 Mar 2016 | |
| Penserra Capital Management LLC |
13F
|
Company |
0%
|
164
|
$2,000 | — | 31 Mar 2016 |
Institutional Holders of KKR Income Opportunities Fund - Common Shares (KIO) as of Q2 2016
As of 30 Jun 2016,
KKR Income Opportunities Fund - Common Shares (KIO) was held by
31 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,725,324 shares.
The largest 10 holders included
MORGAN STANLEY, BESSEMER GROUP INC, GUGGENHEIM CAPITAL LLC, Invesco Ltd., UBS Group AG, Laurion Capital Management LP, WELLS FARGO & COMPANY/MN, RIVERNORTH CAPITAL MANAGEMENT, LLC, Proficio Capital Partners LLC, and BANK OF AMERICA CORP /DE/.
This page lists
31
institutional shareholders reporting positions in this security
for the Q2 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2016 vs Q1 2016 Across Filers
Q1 2016 holders
33
Q2 2016 holders
31
Holder diff
-2
| Investor | Q1 2016 Shares | Q2 2016 Shares | Share Diff | Share Chg % | Q1 2016 Value $ | Q2 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.