KKR Income Opportunities Fund - Common Stock (KIO)
CUSIP: 48249T106
Q4 2016 13F Holders as of 31 Dec 2016
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 41,007,047
- Total 13F shares
- 2,932,625
- Share change
- +26,528
- Total reported value
- $47,002,000
- Price per share
- $16.03
- Number of holders
- 27
- Value change
- +$425,533
- Number of buys
- 13
- Number of sells
- 6
Quarterly Holders Quick Answers
What is CUSIP 48249T106?
CUSIP 48249T106 identifies KIO - KKR Income Opportunities Fund - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 48249T106:
Top shareholders of KIO - KKR Income Opportunities Fund - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
1.8%
|
722,265
|
$11,571,000 | — | 30 Sep 2016 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.68%
|
279,874
|
$4,484,000 | — | 30 Sep 2016 | |
| Invesco Ltd. |
13F
|
Company |
0.6%
|
246,288
|
$3,945,000 | — | 30 Sep 2016 | |
| BESSEMER GROUP INC |
13F
|
Company |
0.59%
|
242,134
|
$3,879,000 | — | 30 Sep 2016 | |
| Laurion Capital Management LP |
13F
|
Company |
0.5%
|
204,896
|
$3,282,000 | — | 30 Sep 2016 | |
| UBS Group AG |
13F
|
Company |
0.48%
|
198,505
|
$3,180,000 | — | 30 Sep 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.39%
|
160,316
|
$2,568,000 | — | 30 Sep 2016 | |
| Proficio Capital Partners LLC |
13F
|
Company |
0.36%
|
148,181
|
$2,374,000 | — | 30 Sep 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.28%
|
114,665
|
$1,837,000 | — | 30 Sep 2016 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.24%
|
96,728
|
$1,550,000 | — | 30 Sep 2016 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.17%
|
68,453
|
$1,097,000 | — | 30 Sep 2016 | |
| Highlander Capital Management, LLC |
13F
|
Company |
0.15%
|
61,680
|
$988,000 | — | 30 Sep 2016 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.15%
|
59,614
|
$955,000 | — | 30 Sep 2016 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.14%
|
59,421
|
$947,000 | — | 30 Sep 2016 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.12%
|
48,232
|
$773,000 | — | 30 Sep 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.1%
|
42,235
|
$677,000 | — | 30 Sep 2016 | |
| Yorktown Management & Research Co Inc |
13F
|
Company |
0.08%
|
33,900
|
$543,000 | — | 30 Sep 2016 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.08%
|
32,176
|
$515,000 | — | 30 Sep 2016 | |
| LPL Financial LLC |
13F
|
Company |
0.06%
|
26,496
|
$423,000 | — | 30 Sep 2016 | |
| CIBC Private Wealth Group LLC |
13F
|
Company |
0.05%
|
19,900
|
$319,000 | — | 30 Sep 2016 | |
| STALEY CAPITAL ADVISERS INC |
13F
|
Company |
0.04%
|
16,620
|
$266,000 | — | 30 Sep 2016 | |
| CITIGROUP INC |
13F
|
Company |
0.04%
|
16,000
|
$256,000 | — | 30 Sep 2016 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0.01%
|
2,720
|
$44,000 | — | 30 Sep 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.01%
|
2,328
|
$37,000 | — | 30 Sep 2016 | |
| MSI Financial Services Inc |
13F
|
Company |
0%
|
1,200
|
$19,000 | — | 30 Sep 2016 | |
| Advisor Group, Inc. |
13F
|
Company |
0%
|
1,000
|
$16,000 | — | 30 Sep 2016 | |
| Penserra Capital Management LLC |
13F
|
Company |
0%
|
187
|
$2,000 | — | 30 Sep 2016 |
Institutional Holders of KKR Income Opportunities Fund - Common Stock (KIO) as of Q4 2016
As of 31 Dec 2016,
KKR Income Opportunities Fund - Common Stock (KIO) was held by
27 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,932,625 shares.
The largest 10 holders included
MORGAN STANLEY, Invesco Ltd., GUGGENHEIM CAPITAL LLC, BESSEMER GROUP INC, Shaker Financial Services, LLC, UBS Group AG, WELLS FARGO & COMPANY/MN, Laurion Capital Management LP, Proficio Capital Partners LLC, and BANK OF AMERICA CORP /DE/.
This page lists
27
institutional shareholders reporting positions in this security
for the Q4 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2016 vs Q3 2016 Across Filers
Q3 2016 holders
26
Q4 2016 holders
27
Holder diff
1
| Investor | Q3 2016 Shares | Q4 2016 Shares | Share Diff | Share Chg % | Q3 2016 Value $ | Q4 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.