Security key
48249T106
KKR Income Opportunities Fund - Common Shares (KIO)
CUSIP: 48249T106
Q1 2016 13F Holders as of 31 Mar 2016
- Type / Class
- Equity / Common Shares
- Shares outstanding
- 40,992,286
- Total 13F shares
- 2,971,391
- Share change
- +185,708
- Total reported value
- $42,808,013
- Price per share
- $14.41
- Number of holders
- 33
- Value change
- +$2,746,074
- Number of buys
- 19
- Number of sells
- 17
Report period
Q1 2016
Institutions
33
Top holders
10
KIO full security history
Newer quarter: Q2 2016
Previous quarter: Q4 2015
KKR Income Opportunities Fund SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 48249T106
Recent filing periods:
Top shareholders of KIO - KKR Income Opportunities Fund - Common Shares (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
1.6%
|
649,758
|
$9,013,000 | — | 31 Dec 2015 | |
| BESSEMER GROUP INC |
13F
|
Company |
0.88%
|
360,783
|
$5,004,000 | — | 31 Dec 2015 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.53%
|
218,238
|
$3,027,000 | — | 31 Dec 2015 | |
| UBS Group AG |
13F
|
Company |
0.53%
|
216,942
|
$3,009,000 | — | 31 Dec 2015 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.38%
|
156,650
|
$2,173,000 | — | 31 Dec 2015 | |
| Invesco Ltd. |
13F
|
Company |
0.38%
|
156,508
|
$2,171,000 | — | 31 Dec 2015 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.35%
|
142,243
|
$1,973,000 | — | 31 Dec 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.28%
|
113,064
|
$1,568,000 | — | 31 Dec 2015 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.28%
|
112,894
|
$1,566,000 | — | 31 Dec 2015 | |
| MARINER INVESTMENT GROUP LLC |
13F
|
Company |
0.21%
|
87,470
|
$1,213,000 | — | 31 Dec 2015 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.2%
|
82,899
|
$1,149,000 | — | 31 Dec 2015 | |
| Yorktown Management & Research Co Inc |
13F
|
Company |
0.18%
|
75,000
|
$1,040,000 | — | 31 Dec 2015 | |
| Laurion Capital Management LP |
13F
|
Company |
0.11%
|
47,138
|
$654,000 | — | 31 Dec 2015 | |
| LPL Financial LLC |
13F
|
Company |
0.11%
|
43,966
|
$613,000 | — | 31 Dec 2015 | |
| AQR Arbitrage LLC |
13F
|
Company |
0.11%
|
43,243
|
$600,000 | — | 31 Dec 2015 | |
| Highlander Capital Management, LLC |
13F
|
Company |
0.1%
|
40,580
|
$563,000 | — | 31 Dec 2015 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
0.07%
|
30,544
|
$424,000 | — | 31 Dec 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.07%
|
29,157
|
$405,000 | — | 31 Dec 2015 | |
| ROBINSON CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.07%
|
29,150
|
$404,000 | — | 31 Dec 2015 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.07%
|
26,849
|
$372,000 | — | 31 Dec 2015 | |
| Virtu KCG Holdings LLC |
13F
|
Company |
0.06%
|
25,522
|
$354,000 | — | 31 Dec 2015 | |
| Squarepoint Ops LLC |
13F
|
Company |
0.05%
|
22,475
|
$312,000 | — | 31 Dec 2015 | |
| SG Americas Securities, LLC |
13F
|
Company |
0.05%
|
19,841
|
$275,000 | — | 31 Dec 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.05%
|
19,787
|
$274,000 | — | 31 Dec 2015 | |
| CITIGROUP INC |
13F
|
Company |
0.04%
|
16,872
|
$234,000 | — | 31 Dec 2015 | |
| Weiss Asset Management LP |
13F
|
Company |
0.04%
|
16,262
|
$226,000 | — | 31 Dec 2015 | |
| Peak Asset Management, LLC |
13F
|
Company |
0.04%
|
16,080
|
$223,000 | — | 31 Dec 2015 | |
| STALEY CAPITAL ADVISERS INC |
13F
|
Company |
0.04%
|
15,320
|
$212,000 | — | 31 Dec 2015 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.03%
|
13,830
|
$192,000 | — | 31 Dec 2015 | |
| MSI Financial Services Inc |
13F
|
Company |
0%
|
1,735
|
$24,000 | — | 31 Dec 2015 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0%
|
1,360
|
$18,000 | — | 31 Dec 2015 | |
| First City Capital Management, Inc. |
13F
|
Company |
0%
|
1,350
|
$18,725 | — | 31 Dec 2015 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0%
|
1,245
|
$17,000 | — | 31 Dec 2015 | |
| Penserra Capital Management LLC |
13F
|
Company |
0%
|
322
|
$4,000 | — | 31 Dec 2015 |
Institutional Holders of KKR Income Opportunities Fund - Common Shares (KIO) as of Q1 2016
As of 31 Mar 2016,
KKR Income Opportunities Fund - Common Shares (KIO) was held by
33 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,971,391 shares.
The largest 10 holders included
MORGAN STANLEY, Laurion Capital Management LP, BESSEMER GROUP INC, UBS Group AG, RIVERNORTH CAPITAL MANAGEMENT, LLC, GUGGENHEIM CAPITAL LLC, Invesco Ltd., Shaker Financial Services, LLC, WELLS FARGO & COMPANY/MN, and PARAMETRIC PORTFOLIO ASSOCIATES LLC.
This page lists
33
institutional shareholders reporting positions in this security
for the Q1 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2016 vs Q4 2015 Across Filers
Q4 2015 holders
34
Q1 2016 holders
33
Holder diff
-1
| Investor | Q4 2015 Shares | Q1 2016 Shares | Share Diff | Share Chg % | Q4 2015 Value $ | Q1 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.