Security key
48249T106
KKR Income Opportunities Fund - Common Shares (KIO)
CUSIP: 48249T106
Q4 2015 13F Holders as of 31 Dec 2015
- Type / Class
- Equity / Common Shares
- Shares outstanding
- 40,992,286
- Total 13F shares
- 2,835,077
- Share change
- +386,221
- Total reported value
- $39,324,725
- Price per share
- $13.87
- Number of holders
- 34
- Value change
- +$5,358,458
- Number of buys
- 20
- Number of sells
- 9
Report period
Q4 2015
Institutions
34
Top holders
10
KIO full security history
Newer quarter: Q1 2016
Previous quarter: Q3 2015
KKR Income Opportunities Fund SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 48249T106
Recent filing periods:
Top shareholders of KIO - KKR Income Opportunities Fund - Common Shares (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
1.6%
|
660,289
|
$9,613,000 | — | 30 Sep 2015 | |
| UBS Group AG |
13F
|
Company |
0.82%
|
335,686
|
$4,887,000 | — | 30 Sep 2015 | |
| BESSEMER GROUP INC |
13F
|
Company |
0.8%
|
327,092
|
$4,762,000 | — | 30 Sep 2015 | |
| Invesco Ltd. |
13F
|
Company |
0.35%
|
143,444
|
$2,088,000 | — | 30 Sep 2015 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.3%
|
122,684
|
$1,786,000 | — | 30 Sep 2015 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.28%
|
115,121
|
$1,676,000 | — | 30 Sep 2015 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.26%
|
104,933
|
$1,528,000 | — | 30 Sep 2015 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.24%
|
98,404
|
$1,433,000 | — | 30 Sep 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.22%
|
89,015
|
$1,296,000 | — | 30 Sep 2015 | |
| MARINER INVESTMENT GROUP LLC |
13F
|
Company |
0.21%
|
86,670
|
$1,262,000 | — | 30 Sep 2015 | |
| Yorktown Management & Research Co Inc |
13F
|
Company |
0.18%
|
75,000
|
$1,092,000 | — | 30 Sep 2015 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.16%
|
66,786
|
$972,000 | — | 30 Sep 2015 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.11%
|
46,277
|
$673,000 | — | 30 Sep 2015 | |
| Highlander Capital Management, LLC |
13F
|
Company |
0.07%
|
28,780
|
$419,000 | — | 30 Sep 2015 | |
| AQR Arbitrage LLC |
13F
|
Company |
0.05%
|
21,886
|
$319,000 | — | 30 Sep 2015 | |
| CITIGROUP INC |
13F
|
Company |
0.04%
|
17,858
|
$260,000 | — | 30 Sep 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.04%
|
16,518
|
$241,000 | — | 30 Sep 2015 | |
| STALEY CAPITAL ADVISERS INC |
13F
|
Company |
0.04%
|
15,320
|
$223,000 | — | 30 Sep 2015 | |
| LPL Financial LLC |
13F
|
Company |
0.03%
|
11,898
|
$173,000 | — | 30 Sep 2015 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.01%
|
5,000
|
$72,000 | — | 30 Sep 2015 | |
| MSI Financial Services Inc |
13F
|
Company |
0.01%
|
4,703
|
$68,000 | — | 30 Sep 2015 | |
| First City Capital Management, Inc. |
13F
|
Company |
0.01%
|
3,850
|
$56,056 | — | 30 Sep 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.01%
|
2,732
|
$40,000 | — | 30 Sep 2015 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0%
|
2,013
|
$29,000 | — | 30 Sep 2015 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0%
|
1,360
|
$19,000 | — | 30 Sep 2015 |
Institutional Holders of KKR Income Opportunities Fund - Common Shares (KIO) as of Q4 2015
As of 31 Dec 2015,
KKR Income Opportunities Fund - Common Shares (KIO) was held by
34 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,835,077 shares.
The largest 10 holders included
MORGAN STANLEY, BESSEMER GROUP INC, Shaker Financial Services, LLC, UBS Group AG, RIVERNORTH CAPITAL MANAGEMENT, LLC, Invesco Ltd., GUGGENHEIM CAPITAL LLC, WELLS FARGO & COMPANY/MN, Capital Investment Advisors, LLC, and MARINER INVESTMENT GROUP LLC.
This page lists
34
institutional shareholders reporting positions in this security
for the Q4 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2015 vs Q3 2015 Across Filers
Q3 2015 holders
25
Q4 2015 holders
34
Holder diff
9
| Investor | Q3 2015 Shares | Q4 2015 Shares | Share Diff | Share Chg % | Q3 2015 Value $ | Q4 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.