KKR Income Opportunities Fund - Common Stock (KIO)
CUSIP: 48249T106
Q3 2015 13F Holders as of 30 Sep 2015
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 41,007,047
- Total 13F shares
- 2,403,271
- Share change
- +24,320
- Total reported value
- $34,986,056
- Price per share
- $14.56
- Number of holders
- 25
- Value change
- +$271,344
- Number of buys
- 14
- Number of sells
- 11
Quarterly Holders Quick Answers
What is CUSIP 48249T106?
CUSIP 48249T106 identifies KIO - KKR Income Opportunities Fund - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 48249T106:
Top shareholders of KIO - KKR Income Opportunities Fund - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
1.8%
|
727,505
|
$11,465,000 | — | 30 Jun 2015 | |
| UBS Group AG |
13F
|
Company |
0.92%
|
378,491
|
$5,965,000 | — | 30 Jun 2015 | |
| BESSEMER GROUP INC |
13F
|
Company |
0.8%
|
327,092
|
$5,155,000 | — | 30 Jun 2015 | |
| Invesco Ltd. |
13F
|
Company |
0.33%
|
136,467
|
$2,151,000 | — | 30 Jun 2015 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.3%
|
121,720
|
$1,918,000 | — | 30 Jun 2015 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.28%
|
116,226
|
$1,832,000 | — | 30 Jun 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.19%
|
79,676
|
$1,255,000 | — | 30 Jun 2015 | |
| Yorktown Management & Research Co Inc |
13F
|
Company |
0.18%
|
75,000
|
$1,182,000 | — | 30 Jun 2015 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.17%
|
71,295
|
$1,124,000 | — | 30 Jun 2015 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.15%
|
60,912
|
$960,000 | — | 30 Jun 2015 | |
| MARINER INVESTMENT GROUP LLC |
13F
|
Company |
0.14%
|
57,554
|
$907,000 | — | 30 Jun 2015 | |
| Curi Capital, LLC |
13F
|
Company |
0.1%
|
42,127
|
$664,000 | — | 30 Jun 2015 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.09%
|
36,135
|
$569,000 | — | 30 Jun 2015 | |
| CITIGROUP INC |
13F
|
Company |
0.07%
|
30,344
|
$478,000 | — | 30 Jun 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.04%
|
15,346
|
$242,000 | — | 30 Jun 2015 | |
| LPL Financial LLC |
13F
|
Company |
0.03%
|
13,148
|
$208,000 | — | 30 Jun 2015 | |
| STALEY CAPITAL ADVISERS INC |
13F
|
Company |
0.03%
|
12,100
|
$191,000 | — | 30 Jun 2015 | |
| Peak Asset Management, LLC |
13F
|
Company |
0.03%
|
11,080
|
$175,000 | — | 30 Jun 2015 | |
| Virtu KCG Holdings LLC |
13F
|
Company |
0.03%
|
10,343
|
$163,000 | — | 30 Jun 2015 | |
| MSI Financial Services Inc |
13F
|
Company |
0.02%
|
9,711
|
$153,000 | — | 30 Jun 2015 | |
| Capital Analysts, LLC |
13F
|
Company |
0.02%
|
6,240
|
$98,342 | — | 30 Jun 2015 | |
| Highlander Capital Management, LLC |
13F
|
Company |
0.01%
|
3,445
|
$54,000 | — | 30 Jun 2015 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.01%
|
3,000
|
$47,000 | — | 30 Jun 2015 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0%
|
1,983
|
$31,000 | — | 30 Jun 2015 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0%
|
1,360
|
$21,000 | — | 30 Jun 2015 |
Institutional Holders of KKR Income Opportunities Fund - Common Stock (KIO) as of Q3 2015
As of 30 Sep 2015,
KKR Income Opportunities Fund - Common Stock (KIO) was held by
25 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,403,271 shares.
The largest 10 holders included
MORGAN STANLEY, UBS Group AG, BESSEMER GROUP INC, Invesco Ltd., Capital Investment Advisors, LLC, Shaker Financial Services, LLC, GUGGENHEIM CAPITAL LLC, RIVERNORTH CAPITAL MANAGEMENT, LLC, WELLS FARGO & COMPANY/MN, and MARINER INVESTMENT GROUP LLC.
This page lists
25
institutional shareholders reporting positions in this security
for the Q3 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2015 vs Q2 2015 Across Filers
Q2 2015 holders
25
Q3 2015 holders
25
Holder diff
0
| Investor | Q2 2015 Shares | Q3 2015 Shares | Share Diff | Share Chg % | Q2 2015 Value $ | Q3 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.