Q2 2014 13F Holders as of 30 Jun 2014
-
Type / Class
-
Equity / COM
-
Number of holders
-
37
-
Total 13F shares, excl. options
-
2.06M
-
Shares change
-
-78.1K
-
Total reported value, excl. options
-
$30.1M
-
Value change
-
+$485K
-
Put/Call ratio
-
3.34
-
Number of buys
-
23
-
Number of sells
-
-28
-
Price
-
$14.62
Significant Holders of Horizon Technology Finance Corp - COM (HRZN) as of Q2 2014
58 filings reported holding HRZN - Horizon Technology Finance Corp - COM as of Q2 2014.
Horizon Technology Finance Corp - COM (HRZN) has 37 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 2.06M shares
.
Largest 10 shareholders include Advisors Asset Management, Inc. (504K shares), UBS AG (409K shares), CONFLUENCE INVESTMENT MANAGEMENT LLC (332K shares), LSV ASSET MANAGEMENT (137K shares), MORGAN STANLEY (82.9K shares), NORTHERN TRUST CORP (70.1K shares), TWO SIGMA INVESTMENTS LLC (69.6K shares), TWO SIGMA ADVISERS, LLC (60K shares), WELLS FARGO & COMPANY/MN (55K shares), and DEUTSCHE BANK AG\ (54.2K shares).
This table shows the top 37 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.