Q3 2014 13F Holders as of 30 Sep 2014
-
Type / Class
-
Equity / COM
-
Total 13F shares
-
1,904,307
-
Share change
-
-153,271
-
Total reported value
-
$25,628,521
-
Put/Call ratio
-
230%
-
Price per share
-
$13.46
-
Number of holders
-
29
-
Value change
-
-$2,303,961
-
Number of buys
-
9
-
Number of sells
-
25
Institutional Holders of Horizon Technology Finance Corp - COM (HRZN) as of Q3 2014
As of 30 Sep 2014,
Horizon Technology Finance Corp - COM (HRZN) was held by
29 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,904,307 shares.
The largest 10 holders included
Advisors Asset Management, Inc., UBS AG, CONFLUENCE INVESTMENT MANAGEMENT LLC, LSV ASSET MANAGEMENT, MORGAN STANLEY, TWO SIGMA INVESTMENTS LLC, WELLS FARGO & COMPANY/MN, TWO SIGMA ADVISERS, LLC, Brown Advisory Securities, LLC, and VAN ECK ASSOCIATES CORP.
This page lists
29
institutional shareholders reporting positions in this security
for the Q3 2014 filing period.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price
|
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.