Q1 2014 13F Holders as of 31 Mar 2014
-
Type / Class
-
Equity / COM
-
Number of holders
-
47
-
Total 13F shares, excl. options
-
2,134,784
-
Shares change
-
-308,895
-
Total reported value, excl. options
-
$26,708,219
-
Value change
-
-$4,425,913
-
Put/Call ratio
-
346%
-
Number of buys
-
26
-
Number of sells
-
-18
-
Price
-
$12.51
Significant Holders of Horizon Technology Finance Corp - COM (HRZN) as of Q1 2014
55 filings reported holding HRZN - Horizon Technology Finance Corp - COM as of Q1 2014.
Horizon Technology Finance Corp - COM (HRZN) has 47 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 2,134,784 shares
.
Largest 10 shareholders include CONFLUENCE INVESTMENT MANAGEMENT LLC (320,594 shares), BlackRock Fund Advisors (245,689 shares), UBS AG (240,563 shares), Advisors Asset Management, Inc. (143,893 shares), LSV ASSET MANAGEMENT (134,366 shares), State Street Corp (103,058 shares), NORTHERN TRUST CORP (98,521 shares), BlackRock Institutional Trust Company, N.A. (95,415 shares), West Family Investments, Inc. (93,750 shares), and PUTNAM INVESTMENTS LLC (81,304 shares).
This table shows the top 47 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.