Security key
43010E404
HIGHLAND OPPORTUNITIES & INCOME FUND - Common Shares, par value $0.001 per share (HFRO)
CUSIP: 43010E404
Q3 2019 13F Holders as of 30 Sep 2019
- Security type / class
- Equity / Common Shares, par value $0.001 per share
- Total 13F shares
- 32,475,836
- Total 13F value
- $433,598,027
- Share change
- +1,174,832
- SEC-reported price per share
- $13.35
- Number of holders
- 84
- Value change
- +$15,564,307
- Number of buys
- 44
- Number of sells
- 29
- Shares outstanding
- 54,363,289
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q3 2019
Institutions
84
Top holders
10
HFRO full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q3 2025
HIGHLAND OPPORTUNITIES & INCOME FUND SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 43010E404
Recent filing periods:
Ownership snapshot
Top reported holders of HFRO - HIGHLAND OPPORTUNITIES & INCOME FUND - Common Shares, par value $0.001 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
MORGAN STANLEY
Disclosed value leader
MORGAN STANLEY
Comparable rows
15/15
Latest evidence
30 Jun 2019
13F
Lead comparable stake: 8.8%
Showing 1-6 of 15 holder rows.
Quick read
MORGAN STANLEY leads the comparable SEC ownership view at 8.8%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens MORGAN STANLEY's linked filing trail.
Comparable ownership
Top 5
MORGAN STANLEY
8.8%
RIVERNORTH CAPITAL MANAGEMENT, LLC
5.9%
UNITED CAPITAL FINANCIAL ADVISORS...
4.6%
RAYMOND JAMES & ASSOCIATES
3.4%
BlackRock Finance, Inc.
3.1%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
Company
|
8.8%
|
$66,370,000
4,795,484 shares
|
— | 30 Jun 2019 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
Company
|
5.9%
|
$44,443,000
3,218,154 shares
|
— | 30 Jun 2019 |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
Company
|
4.6%
|
$34,593,000
2,499,513 shares
|
— | 30 Jun 2019 |
| RAYMOND JAMES & ASSOCIATES |
13F
Company
|
3.4%
|
$25,240,000
1,823,666 shares
|
— | 30 Jun 2019 |
| BlackRock Finance, Inc. |
13F
Company
|
3.1%
|
$23,020,000
1,663,293 shares
|
— | 30 Jun 2019 |
| Burford Capital Investment Management LLC |
13F
Company
|
2.8%
|
$21,153,000
1,528,420 shares
|
— | 30 Jun 2019 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2019
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
84
Shares
32,475,836
Rows available
84
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2019 vs Q1 2026 Across Filers
Q1 2026 holders
95
Q3 2019 holders
84
Holder diff
-11
| Investor | Q1 2026 Shares | Q3 2019 Shares | Share Diff | Share Chg % | Q1 2026 value | Q3 2019 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend