Herzfeld Credit Income Fund, Inc - Common Stock (HERZ)
CUSIP: 42804T106
Q4 2019 13F Holders as of 31 Dec 2019
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 19,481,394
- Total 13F shares
- 1,696,558
- Share change
- -302,469
- Total reported value
- $11,236,620
- Price per share
- $6.63
- Number of holders
- 22
- Value change
- -$2,002,171
- Number of buys
- 9
- Number of sells
- 5
Quarterly Holders Quick Answers
What is CUSIP 42804T106?
CUSIP 42804T106 identifies HERZ - Herzfeld Credit Income Fund, Inc - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 42804T106:
Top shareholders of HERZ - Herzfeld Credit Income Fund, Inc - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
5.5%
|
1,063,952
|
$6,767,000 | — | 30 Sep 2019 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
2.4%
|
464,028
|
$2,949,000 | — | 30 Sep 2019 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.91%
|
177,744
|
$1,130,000 | — | 30 Sep 2019 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.25%
|
49,441
|
$314,000 | — | 30 Sep 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.23%
|
45,537
|
$289,000 | — | 30 Sep 2019 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.18%
|
35,578
|
$226,000 | — | 30 Sep 2019 | |
| Centiva Capital, LP |
13F
|
Company |
0.15%
|
28,594
|
$182,000 | — | 30 Sep 2019 | |
| LINCOLN NATIONAL CORP |
13F
|
Company |
0.14%
|
27,760
|
$177,000 | — | 30 Sep 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.12%
|
23,453
|
$149,000 | — | 30 Sep 2019 | |
| MORGAN STANLEY |
13F
|
Company |
0.05%
|
10,170
|
$65,000 | — | 30 Sep 2019 | |
| Certified Advisory Corp |
13F
|
Company |
0.03%
|
6,321
|
$40,000 | — | 30 Sep 2019 | |
| FLAGSHIP HARBOR ADVISORS, LLC |
13F
|
Company |
0.01%
|
1,650
|
$10,000 | — | 30 Sep 2019 | |
| Wealthcare Advisory Partners LLC |
13F
|
Company |
0.01%
|
1,430
|
$9,000 | — | 30 Sep 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.01%
|
1,208
|
$7,000 | — | 30 Sep 2019 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.01%
|
1,136
|
$7,000 | — | 30 Sep 2019 | |
| RBC Europe Ltd |
13F
|
Company |
0.01%
|
1,000
|
$6,360 | — | 30 Sep 2019 | |
| CWM, LLC |
13F
|
Company |
0%
|
600
|
$4,000 | — | 30 Sep 2019 | |
| Advisor Group, Inc. |
13F
|
Company |
0%
|
575
|
$4,000 | — | 30 Sep 2019 | |
| Golden State Wealth Management, LLC |
13F
|
Company |
0%
|
362
|
$2,000 | — | 30 Sep 2019 |
Institutional Holders of Herzfeld Credit Income Fund, Inc - Common Stock (HERZ) as of Q4 2019
As of 31 Dec 2019,
Herzfeld Credit Income Fund, Inc - Common Stock (HERZ) was held by
22 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,696,558 shares.
The largest 10 holders included
Thomas J. Herzfeld Advisors, Inc., CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, RIVERNORTH CAPITAL MANAGEMENT, LLC, Shaker Financial Services, LLC, BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC, Cornerstone Advisors, LLC, ROYAL BANK OF CANADA, LINCOLN NATIONAL CORP, SUSQUEHANNA INTERNATIONAL GROUP, LLP, and Centiva Capital, LP.
This page lists
22
institutional shareholders reporting positions in this security
for the Q4 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2019 vs Q3 2019 Across Filers
Q3 2019 holders
19
Q4 2019 holders
22
Holder diff
3
| Investor | Q3 2019 Shares | Q4 2019 Shares | Share Diff | Share Chg % | Q3 2019 Value $ | Q4 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.