Security key
42804T106
Herzfeld Credit Income Fund, Inc - Common Stock (HERZ)
CUSIP: 42804T106
Q3 2019 13F Holders as of 30 Sep 2019
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 19,481,394
- Total 13F shares
- 1,940,331
- Share change
- -50,206
- Total reported value
- $12,336,360
- Price per share
- $6.35
- Number of holders
- 19
- Value change
- -$318,402
- Number of buys
- 4
- Number of sells
- 10
Report period
Q3 2019
Institutions
19
Top holders
10
HERZ full security history
Newer quarter: Q4 2019
Previous quarter: Q2 2019
Herzfeld Credit Income Fund, Inc SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 42804T106
Recent filing periods:
Top shareholders of HERZ - Herzfeld Credit Income Fund, Inc - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
5.4%
|
1,049,144
|
$6,671,000 | — | 30 Jun 2019 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
2.4%
|
464,028
|
$2,949,000 | — | 30 Jun 2019 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.75%
|
145,932
|
$928,000 | — | 30 Jun 2019 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.39%
|
76,876
|
$488,000 | — | 30 Jun 2019 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.29%
|
56,319
|
$358,000 | — | 30 Jun 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.28%
|
53,663
|
$341,000 | — | 30 Jun 2019 | |
| Centiva Capital, LP |
13F
|
Company |
0.15%
|
29,094
|
$185,000 | — | 30 Jun 2019 | |
| Matisse Capital |
13F
|
Company |
0.14%
|
27,700
|
$176,000 | — | 30 Jun 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.13%
|
24,453
|
$155,000 | — | 30 Jun 2019 | |
| LINCOLN NATIONAL CORP |
13F
|
Company |
0.1%
|
18,730
|
$119,000 | — | 30 Jun 2019 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.09%
|
16,661
|
$106,000 | — | 30 Jun 2019 | |
| MORGAN STANLEY |
13F
|
Company |
0.06%
|
11,018
|
$70,000 | — | 30 Jun 2019 | |
| Certified Advisory Corp |
13F
|
Company |
0.03%
|
6,188
|
$39,000 | — | 30 Jun 2019 | |
| UBS Group AG |
13F
|
Company |
0.01%
|
2,864
|
$18,000 | — | 30 Jun 2019 | |
| FLAGSHIP HARBOR ADVISORS, LLC |
13F
|
Company |
0.01%
|
1,650
|
$10,000 | — | 30 Jun 2019 | |
| Wealthcare Advisory Partners LLC |
13F
|
Company |
0.01%
|
1,430
|
$9,000 | — | 30 Jun 2019 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.01%
|
1,250
|
$8,000 | — | 30 Jun 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.01%
|
1,208
|
$7,000 | — | 30 Jun 2019 | |
| RBC Europe Ltd |
13F
|
Company |
0.01%
|
1,000
|
$6,358 | — | 30 Jun 2019 | |
| CWM, LLC |
13F
|
Company |
0%
|
600
|
$4,000 | — | 30 Jun 2019 | |
| Advisor Group, Inc. |
13F
|
Company |
0%
|
575
|
$4,000 | — | 30 Jun 2019 | |
| Golden State Wealth Management, LLC |
13F
|
Company |
0%
|
362
|
$2,000 | — | 30 Jun 2019 |
Institutional Holders of Herzfeld Credit Income Fund, Inc - Common Stock (HERZ) as of Q3 2019
As of 30 Sep 2019,
Herzfeld Credit Income Fund, Inc - Common Stock (HERZ) was held by
19 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,940,331 shares.
The largest 10 holders included
Thomas J. Herzfeld Advisors, Inc., CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, Shaker Financial Services, LLC, BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC, ROYAL BANK OF CANADA, SUSQUEHANNA INTERNATIONAL GROUP, LLP, Centiva Capital, LP, LINCOLN NATIONAL CORP, WELLS FARGO & COMPANY/MN, and MORGAN STANLEY.
This page lists
19
institutional shareholders reporting positions in this security
for the Q3 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2019 vs Q2 2019 Across Filers
Q2 2019 holders
22
Q3 2019 holders
19
Holder diff
-3
| Investor | Q2 2019 Shares | Q3 2019 Shares | Share Diff | Share Chg % | Q2 2019 Value $ | Q3 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.