Security key
42804T106
Herzfeld Credit Income Fund, Inc - Common Stock (HERZ)
CUSIP: 42804T106
Q1 2020 13F Holders as of 31 Mar 2020
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 19,481,394
- Total 13F shares
- 1,794,909
- Share change
- +98,951
- Total reported value
- $6,226,475
- Price per share
- $3.47
- Number of holders
- 20
- Value change
- +$62,867
- Number of buys
- 9
- Number of sells
- 10
Report period
Q1 2020
Institutions
20
Top holders
10
HERZ full security history
Newer quarter: Q2 2020
Previous quarter: Q4 2019
Herzfeld Credit Income Fund, Inc SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 42804T106
Recent filing periods:
Top shareholders of HERZ - Herzfeld Credit Income Fund, Inc - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
2.8%
|
541,791
|
$3,587,000 | — | 31 Dec 2019 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
2.4%
|
464,028
|
$3,074,000 | — | 31 Dec 2019 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
1.2%
|
241,690
|
$1,600,000 | — | 31 Dec 2019 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.72%
|
139,830
|
$926,000 | — | 31 Dec 2019 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.31%
|
59,929
|
$397,000 | — | 31 Dec 2019 | |
| Cornerstone Advisors, LLC |
13F
|
Company |
0.3%
|
58,696
|
$389,000 | — | 31 Dec 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.23%
|
45,664
|
$303,000 | — | 31 Dec 2019 | |
| LINCOLN NATIONAL CORP |
13F
|
Company |
0.15%
|
29,882
|
$198,000 | — | 31 Dec 2019 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.15%
|
28,968
|
$192,000 | — | 31 Dec 2019 | |
| Centiva Capital, LP |
13F
|
Company |
0.15%
|
28,594
|
$189,000 | — | 31 Dec 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.14%
|
27,950
|
$185,000 | — | 31 Dec 2019 | |
| MORGAN STANLEY |
13F
|
Company |
0.06%
|
11,033
|
$73,000 | — | 31 Dec 2019 | |
| Certified Advisory Corp |
13F
|
Company |
0.03%
|
6,456
|
$43,000 | — | 31 Dec 2019 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.02%
|
4,545
|
$30,000 | — | 31 Dec 2019 | |
| FLAGSHIP HARBOR ADVISORS, LLC |
13F
|
Company |
0.01%
|
1,650
|
$11,000 | — | 31 Dec 2019 | |
| Wealthcare Advisory Partners LLC |
13F
|
Company |
0.01%
|
1,430
|
$9,000 | — | 31 Dec 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.01%
|
1,208
|
$8,000 | — | 31 Dec 2019 | |
| RBC Europe Ltd |
13F
|
Company |
0.01%
|
1,000
|
$6,620 | — | 31 Dec 2019 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.01%
|
994
|
$7,000 | — | 31 Dec 2019 | |
| CWM, LLC |
13F
|
Company |
0%
|
600
|
$4,000 | — | 31 Dec 2019 | |
| Advisor Group, Inc. |
13F
|
Company |
0%
|
575
|
$4,000 | — | 31 Dec 2019 | |
| OPTIMUM INVESTMENT ADVISORS |
13F
|
Company |
0%
|
253
|
$2,000 | — | 31 Dec 2019 |
Institutional Holders of Herzfeld Credit Income Fund, Inc - Common Stock (HERZ) as of Q1 2020
As of 31 Mar 2020,
Herzfeld Credit Income Fund, Inc - Common Stock (HERZ) was held by
20 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,794,909 shares.
The largest 10 holders included
Thomas J. Herzfeld Advisors, Inc., CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, RiverNorth Capital Management, LLC, Shaker Financial Services, LLC, Matisse Capital, BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC, LINCOLN NATIONAL CORP, WELLS FARGO & COMPANY/MN, ROYAL BANK OF CANADA, and Centiva Capital, LP.
This page lists
20
institutional shareholders reporting positions in this security
for the Q1 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2020 vs Q4 2019 Across Filers
Q4 2019 holders
22
Q1 2020 holders
20
Holder diff
-2
| Investor | Q4 2019 Shares | Q1 2020 Shares | Share Diff | Share Chg % | Q4 2019 Value $ | Q1 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.