Herzfeld Credit Income Fund, Inc - Common Stock (HERZ)
CUSIP: 42804T106
Q2 2019 13F Holders as of 30 Jun 2019
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 19,481,394
- Total 13F shares
- 1,990,537
- Share change
- +78,672
- Total reported value
- $12,652,358
- Price per share
- $6.35
- Number of holders
- 22
- Value change
- +$32,467
- Number of buys
- 9
- Number of sells
- 10
Quarterly Holders Quick Answers
What is CUSIP 42804T106?
CUSIP 42804T106 identifies HERZ - Herzfeld Credit Income Fund, Inc - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 42804T106:
Top shareholders of HERZ - Herzfeld Credit Income Fund, Inc - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
5.4%
|
1,044,789
|
$6,112,000 | — | 31 Mar 2019 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
2.3%
|
445,223
|
$2,609,000 | — | 31 Mar 2019 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.77%
|
150,081
|
$878,000 | — | 31 Mar 2019 | |
| Joseph P. Lucia & Associates, LLC |
13F
|
Company |
0.02%
|
2,970
|
$500,000 | — | 31 Mar 2019 | |
| CORNERSTONE ADVISORS INC |
13F
|
Company |
0.42%
|
81,372
|
$476,000 | — | 31 Mar 2019 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.33%
|
64,843
|
$379,000 | — | 31 Mar 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.28%
|
54,624
|
$320,000 | — | 31 Mar 2019 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.27%
|
51,649
|
$302,000 | — | 31 Mar 2019 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.12%
|
22,563
|
$132,000 | — | 31 Mar 2019 | |
| LINCOLN NATIONAL CORP |
13F
|
Company |
0.09%
|
17,974
|
$105,000 | — | 31 Mar 2019 | |
| Curi Capital, LLC |
13F
|
Company |
0.07%
|
14,538
|
$85,000 | — | 31 Mar 2019 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.07%
|
14,113
|
$83,000 | — | 31 Mar 2019 | |
| MORGAN STANLEY |
13F
|
Company |
0.05%
|
10,170
|
$59,000 | — | 31 Mar 2019 | |
| Certified Advisory Corp |
13F
|
Company |
0.03%
|
6,188
|
$36,000 | — | 31 Mar 2019 | |
| UBS Group AG |
13F
|
Company |
0.02%
|
4,476
|
$26,000 | — | 31 Mar 2019 | |
| FLAGSHIP HARBOR ADVISORS, LLC |
13F
|
Company |
0.01%
|
1,650
|
$9,000 | — | 31 Mar 2019 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.01%
|
1,266
|
$7,000 | — | 31 Mar 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.01%
|
1,208
|
$7,000 | — | 31 Mar 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.01%
|
1,003
|
$6,000 | — | 31 Mar 2019 | |
| RBC Europe Ltd |
13F
|
Company |
0.01%
|
1,000
|
$5,850 | — | 31 Mar 2019 | |
| CWM, LLC |
13F
|
Company |
0%
|
600
|
$4,000 | — | 31 Mar 2019 | |
| Advisor Group, Inc. |
13F
|
Company |
0%
|
575
|
$3,000 | — | 31 Mar 2019 | |
| Golden State Wealth Management, LLC |
13F
|
Company |
0%
|
362
|
$2,000 | — | 31 Mar 2019 |
Institutional Holders of Herzfeld Credit Income Fund, Inc - Common Stock (HERZ) as of Q2 2019
As of 30 Jun 2019,
Herzfeld Credit Income Fund, Inc - Common Stock (HERZ) was held by
22 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,990,537 shares.
The largest 10 holders included
Thomas J. Herzfeld Advisors, Inc., CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, Shaker Financial Services, LLC, SUSQUEHANNA INTERNATIONAL GROUP, LLP, BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC, ROYAL BANK OF CANADA, Centiva Capital, LP, Matisse Capital, WELLS FARGO & COMPANY/MN, and LINCOLN NATIONAL CORP.
This page lists
22
institutional shareholders reporting positions in this security
for the Q2 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2019 vs Q1 2019 Across Filers
Q1 2019 holders
23
Q2 2019 holders
22
Holder diff
-1
| Investor | Q1 2019 Shares | Q2 2019 Shares | Share Diff | Share Chg % | Q1 2019 Value $ | Q2 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.