Security key
42804T106
Herzfeld Credit Income Fund, Inc - Common Stock (HERZ)
CUSIP: 42804T106
Q1 2019 13F Holders as of 31 Mar 2019
- Security type / class
- Equity / Common Stock
- Total 13F shares
- 1,993,237
- Total 13F value
- $12,145,850
- Share change
- -121,253
- SEC-reported price per share
- $5.85
- Number of holders
- 23
- Value change
- -$694,144
- Number of buys
- 8
- Number of sells
- 8
- Shares outstanding
- 19,481,394
Holder snapshot
6 signals
Security identity
1 source field
Report period
Q1 2019
Institutions
23
Top holders
10
HERZ full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q2 2019
Previous quarter: Q4 2018
Herzfeld Credit Income Fund, Inc SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 42804T106
Recent filing periods:
Ownership snapshot
Top reported holders of HERZ - Herzfeld Credit Income Fund, Inc - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Thomas J. Herzfeld Adviso...
Disclosed value leader
Thomas J. Herzfeld Adviso...
Comparable rows
15/15
Latest evidence
31 Dec 2018
13F
Lead comparable stake: 6%
Showing 1-6 of 15 holder rows.
Quick read
Thomas J. Herzfeld Advisors, Inc. leads the comparable SEC ownership view at 6%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Comparable ownership
Top 5
Thomas J. Herzfeld Advisors, Inc.
6%
CITY OF LONDON INVESTMENT MANAGEM...
2.3%
Shaker Financial Services, LLC
0.62%
CORNERSTONE ADVISORS INC
0.42%
BLUE BELL PRIVATE WEALTH MANAGEME...
0.34%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Thomas J. Herzfeld Advisors, Inc. |
13F
Company
|
6%
|
$5,720,000
1,167,360 shares
|
— | 31 Dec 2018 |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
Company
|
2.3%
|
$2,173,000
445,223 shares
|
— | 31 Dec 2018 |
| Shaker Financial Services, LLC |
13F
Company
|
0.62%
|
$592,000
120,906 shares
|
— | 31 Dec 2018 |
| CORNERSTONE ADVISORS INC |
13F
Company
|
0.42%
|
$395,000
81,372 shares
|
— | 31 Dec 2018 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
Company
|
0.34%
|
$325,000
66,243 shares
|
— | 31 Dec 2018 |
| GUGGENHEIM CAPITAL LLC |
13F
Company
|
0.32%
|
$302,000
62,038 shares
|
— | 31 Dec 2018 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q1 2019
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
23
Shares
1,993,237
Rows available
23
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q1 2019 vs Q4 2018 Across Filers
Q4 2018 holders
23
Q1 2019 holders
23
Holder diff
0
| Investor | Q4 2018 Shares | Q1 2019 Shares | Share Diff | Share Chg % | Q4 2018 value | Q1 2019 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend