Security key
42804T106
Herzfeld Credit Income Fund, Inc - Common Stock (HERZ)
CUSIP: 42804T106
Q4 2018 13F Holders as of 31 Dec 2018
- Security type / class
- Equity / Common Stock
- Total 13F shares
- 2,111,658
- Total 13F value
- $10,330,900
- Share change
- -19,036
- SEC-reported price per share
- $4.90
- Number of holders
- 23
- Value change
- -$130,121
- Number of buys
- 12
- Number of sells
- 12
- Shares outstanding
- 19,481,394
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q4 2018
Institutions
23
Top holders
10
HERZ full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q1 2019
Previous quarter: Q3 2018
Herzfeld Credit Income Fund, Inc SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 42804T106
Recent filing periods:
Ownership snapshot
Top reported holders of HERZ - Herzfeld Credit Income Fund, Inc - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Thomas J. Herzfeld Adviso...
Disclosed value leader
Thomas J. Herzfeld Adviso...
Comparable rows
15/15
Latest evidence
30 Sep 2018
13F
Lead comparable stake: 6.4%
Showing 1-6 of 15 holder rows.
Quick read
Thomas J. Herzfeld Advisors, Inc. leads the comparable SEC ownership view at 6.4%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Thomas J. Herzfeld Advisors, Inc.'s linked filing trail.
Comparable ownership
Top 5
Thomas J. Herzfeld Advisors, Inc.
6.4%
CITY OF LONDON INVESTMENT MANAGEM...
2.2%
Shaker Financial Services, LLC
0.6%
BLUE BELL PRIVATE WEALTH MANAGEME...
0.36%
GUGGENHEIM CAPITAL LLC
0.3%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Thomas J. Herzfeld Advisors, Inc. |
13F
Company
|
6.4%
|
$8,039,000
1,252,227 shares
|
— | 30 Sep 2018 |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
Company
|
2.2%
|
$2,739,000
425,000 shares
|
— | 30 Sep 2018 |
| Shaker Financial Services, LLC |
13F
Company
|
0.6%
|
$757,000
117,835 shares
|
— | 30 Sep 2018 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
Company
|
0.36%
|
$446,000
69,433 shares
|
— | 30 Sep 2018 |
| GUGGENHEIM CAPITAL LLC |
13F
Company
|
0.3%
|
$372,000
58,144 shares
|
— | 30 Sep 2018 |
| CORNERSTONE ADVISORS INC |
13F
Company
|
0.3%
|
$368,000
57,558 shares
|
— | 30 Sep 2018 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2018
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
23
Shares
2,111,658
Rows available
23
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q4 2018 vs Q3 2018 Across Filers
Q3 2018 holders
24
Q4 2018 holders
23
Holder diff
-1
| Investor | Q3 2018 Shares | Q4 2018 Shares | Share Diff | Share Chg % | Q3 2018 value | Q4 2018 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend