Security key
42804T106
Herzfeld Credit Income Fund, Inc - Common Stock (HERZ)
CUSIP: 42804T106
Q4 2018 13F Holders as of 31 Dec 2018
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 19,481,394
- Total 13F shares
- 2,111,658
- Share change
- -19,036
- Total reported value
- $10,330,900
- Price per share
- $4.90
- Number of holders
- 23
- Value change
- -$130,121
- Number of buys
- 12
- Number of sells
- 12
Report period
Q4 2018
Institutions
23
Top holders
10
HERZ full security history
Newer quarter: Q1 2019
Previous quarter: Q3 2018
Herzfeld Credit Income Fund, Inc SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 42804T106
Recent filing periods:
Top shareholders of HERZ - Herzfeld Credit Income Fund, Inc - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
6.4%
|
1,252,227
|
$8,039,000 | — | 30 Sep 2018 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
2.2%
|
425,000
|
$2,739,000 | — | 30 Sep 2018 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.6%
|
117,835
|
$757,000 | — | 30 Sep 2018 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.36%
|
69,433
|
$446,000 | — | 30 Sep 2018 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.3%
|
58,144
|
$372,000 | — | 30 Sep 2018 | |
| CORNERSTONE ADVISORS INC |
13F
|
Company |
0.3%
|
57,558
|
$368,000 | — | 30 Sep 2018 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.19%
|
37,202
|
$238,000 | — | 30 Sep 2018 | |
| Curi Capital, LLC |
13F
|
Company |
0.15%
|
29,638
|
$190,000 | — | 30 Sep 2018 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.12%
|
24,306
|
$156,000 | — | 30 Sep 2018 | |
| BENNICAS & ASSOCIATES, INC. |
13F
|
Company |
0.06%
|
12,050
|
$77,000 | — | 30 Sep 2018 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.05%
|
10,160
|
$65,000 | — | 30 Sep 2018 | |
| CWM, LLC |
13F
|
Company |
0.03%
|
6,100
|
$39,000 | — | 30 Sep 2018 | |
| Certified Advisory Corp |
13F
|
Company |
0.03%
|
6,008
|
$39,000 | — | 30 Sep 2018 | |
| UBS Group AG |
13F
|
Company |
0.02%
|
4,366
|
$28,000 | — | 30 Sep 2018 | |
| IFP Advisors, Inc |
13F
|
Company |
0.02%
|
4,080
|
$26,000 | — | 30 Sep 2018 | |
| MORGAN STANLEY |
13F
|
Company |
0.02%
|
3,770
|
$24,000 | — | 30 Sep 2018 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.02%
|
3,410
|
$22,000 | — | 30 Sep 2018 | |
| Sandy Spring Bank |
13F
|
Company |
0.01%
|
2,667
|
$17,000 | — | 30 Sep 2018 | |
| FLAGSHIP HARBOR ADVISORS, LLC |
13F
|
Company |
0.01%
|
1,650
|
$11,000 | — | 30 Sep 2018 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.01%
|
1,395
|
$9,000 | — | 30 Sep 2018 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.01%
|
1,208
|
$7,000 | — | 30 Sep 2018 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.01%
|
1,006
|
$6,000 | — | 30 Sep 2018 | |
| RBC Europe Ltd |
13F
|
Company |
0.01%
|
1,000
|
$6,420 | — | 30 Sep 2018 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
689
|
$4,000 | — | 30 Sep 2018 |
Institutional Holders of Herzfeld Credit Income Fund, Inc - Common Stock (HERZ) as of Q4 2018
As of 31 Dec 2018,
Herzfeld Credit Income Fund, Inc - Common Stock (HERZ) was held by
23 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,111,658 shares.
The largest 10 holders included
Thomas J. Herzfeld Advisors, Inc., CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, Shaker Financial Services, LLC, CORNERSTONE ADVISORS INC, BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC, GUGGENHEIM CAPITAL LLC, SUSQUEHANNA INTERNATIONAL GROUP, LLP, ROYAL BANK OF CANADA, RMB Capital Management, LLC, and LANDSCAPE CAPITAL MANAGEMENT, L.L.C..
This page lists
23
institutional shareholders reporting positions in this security
for the Q4 2018 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2018 vs Q3 2018 Across Filers
Q3 2018 holders
24
Q4 2018 holders
23
Holder diff
-1
| Investor | Q3 2018 Shares | Q4 2018 Shares | Share Diff | Share Chg % | Q3 2018 Value $ | Q4 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.