Herzfeld Credit Income Fund, Inc - Common Stock (HERZ)
CUSIP: 42804T106
Q3 2018 13F Holders as of 30 Sep 2018
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 19,481,394
- Total 13F shares
- 2,130,694
- Share change
- -98,874
- Total reported value
- $13,684,420
- Price per share
- $6.40
- Number of holders
- 24
- Value change
- -$650,138
- Number of buys
- 8
- Number of sells
- 8
Quarterly Holders Quick Answers
What is CUSIP 42804T106?
CUSIP 42804T106 identifies HERZ - Herzfeld Credit Income Fund, Inc - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 42804T106:
Top shareholders of HERZ - Herzfeld Credit Income Fund, Inc - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
6.5%
|
1,263,464
|
$8,339,000 | — | 30 Jun 2018 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
2.5%
|
488,000
|
$3,226,000 | — | 30 Jun 2018 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.53%
|
103,532
|
$683,000 | — | 30 Jun 2018 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.4%
|
78,473
|
$518,000 | — | 30 Jun 2018 | |
| Bulldog Investors, LLP |
13F
|
Company |
0.35%
|
69,005
|
$455,000 | — | 30 Jun 2018 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.3%
|
58,789
|
$388,000 | — | 30 Jun 2018 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.21%
|
41,250
|
$273,000 | — | 30 Jun 2018 | |
| CORNERSTONE ADVISORS INC |
13F
|
Company |
0.14%
|
28,026
|
$185,000 | — | 30 Jun 2018 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.12%
|
23,380
|
$154,000 | — | 30 Jun 2018 | |
| Curi Capital, LLC |
13F
|
Company |
0.1%
|
19,705
|
$130,000 | — | 30 Jun 2018 | |
| BENNICAS & ASSOCIATES, INC. |
13F
|
Company |
0.06%
|
12,050
|
$80,000 | — | 30 Jun 2018 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.06%
|
11,160
|
$74,000 | — | 30 Jun 2018 | |
| CWM, LLC |
13F
|
Company |
0.03%
|
6,100
|
$40,000 | — | 30 Jun 2018 | |
| Certified Advisory Corp |
13F
|
Company |
0.03%
|
6,008
|
$40,000 | — | 30 Jun 2018 | |
| IFP Advisors, Inc |
13F
|
Company |
0.02%
|
4,080
|
$27,000 | — | 30 Jun 2018 | |
| MORGAN STANLEY |
13F
|
Company |
0.02%
|
3,770
|
$25,000 | — | 30 Jun 2018 | |
| Sandy Spring Bank |
13F
|
Company |
0.01%
|
2,667
|
$18,000 | — | 30 Jun 2018 | |
| UBS Group AG |
13F
|
Company |
0.01%
|
2,038
|
$13,000 | — | 30 Jun 2018 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.01%
|
1,910
|
$12,000 | — | 30 Jun 2018 | |
| FLAGSHIP HARBOR ADVISORS, LLC |
13F
|
Company |
0.01%
|
1,650
|
$10,000 | — | 30 Jun 2018 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.01%
|
1,395
|
$9,000 | — | 30 Jun 2018 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.01%
|
1,208
|
$8,000 | — | 30 Jun 2018 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.01%
|
1,005
|
$7,000 | — | 30 Jun 2018 | |
| RBC Europe Ltd |
13F
|
Company |
0.01%
|
1,000
|
$6,600 | — | 30 Jun 2018 | |
| FNY Investment Advisers, LLC |
13F
|
Company |
0%
|
311
|
$2,000 | — | 30 Jun 2018 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0%
|
100
|
$1,000 | — | 30 Jun 2018 |
Institutional Holders of Herzfeld Credit Income Fund, Inc - Common Stock (HERZ) as of Q3 2018
As of 30 Sep 2018,
Herzfeld Credit Income Fund, Inc - Common Stock (HERZ) was held by
24 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,130,694 shares.
The largest 10 holders included
Thomas J. Herzfeld Advisors, Inc., CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, Shaker Financial Services, LLC, BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC, GUGGENHEIM CAPITAL LLC, CORNERSTONE ADVISORS INC, SUSQUEHANNA INTERNATIONAL GROUP, LLP, RMB Capital Management, LLC, DOLIVER CAPITAL ADVISORS, LP, and BENNICAS & ASSOCIATES, INC..
This page lists
24
institutional shareholders reporting positions in this security
for the Q3 2018 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2018 vs Q2 2018 Across Filers
Q2 2018 holders
25
Q3 2018 holders
24
Holder diff
-1
| Investor | Q2 2018 Shares | Q3 2018 Shares | Share Diff | Share Chg % | Q2 2018 Value $ | Q3 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.