Security key
42804T106
Herzfeld Credit Income Fund, Inc - Common Stock (HERZ)
CUSIP: 42804T106
Q3 2018 13F Holders as of 30 Sep 2018
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 19,481,394
- Total 13F shares
- 2,130,694
- Share change
- -98,874
- Total reported value
- $13,684,420
- Price per share
- $6.40
- Number of holders
- 24
- Value change
- -$650,138
- Number of buys
- 8
- Number of sells
- 8
Report period
Q3 2018
Institutions
24
Top holders
10
HERZ full security history
Newer quarter: Q4 2018
Previous quarter: Q2 2018
Herzfeld Credit Income Fund, Inc SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 42804T106
Recent filing periods:
Top shareholders of HERZ - Herzfeld Credit Income Fund, Inc - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with the largest verified stakes, then open the linked filing trail.
13F
Large-stake signal
No latest 13D/G holder appears in this grouped view.
Evidence coverage
26 holder rows
Latest evidence as of 30 Jun 2018.
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Thomas J. Herzfeld Advisors, Inc. |
13F
Company
|
6.5%
|
$8,339,000
1,263,464 shares
|
— | 30 Jun 2018 |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
Company
|
2.5%
|
$3,226,000
488,000 shares
|
— | 30 Jun 2018 |
| Shaker Financial Services, LLC |
13F
Company
|
0.53%
|
$683,000
103,532 shares
|
— | 30 Jun 2018 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
Company
|
0.4%
|
$518,000
78,473 shares
|
— | 30 Jun 2018 |
| Bulldog Investors, LLP |
13F
Company
|
0.35%
|
$455,000
69,005 shares
|
— | 30 Jun 2018 |
| DOLIVER ADVISORS, LP |
13F
Company
|
0.3%
|
$388,000
58,789 shares
|
— | 30 Jun 2018 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
Company
|
0.21%
|
$273,000
41,250 shares
|
— | 30 Jun 2018 |
| CORNERSTONE ADVISORS INC |
13F
Company
|
0.14%
|
$185,000
28,026 shares
|
— | 30 Jun 2018 |
| GUGGENHEIM CAPITAL LLC |
13F
Company
|
0.12%
|
$154,000
23,380 shares
|
— | 30 Jun 2018 |
| Curi Capital, LLC |
13F
Company
|
0.1%
|
$130,000
19,705 shares
|
— | 30 Jun 2018 |
| BENNICAS & ASSOCIATES, INC. |
13F
Company
|
0.06%
|
$80,000
12,050 shares
|
— | 30 Jun 2018 |
| RAYMOND JAMES & ASSOCIATES |
13F
Company
|
0.06%
|
$74,000
11,160 shares
|
— | 30 Jun 2018 |
| CWM, LLC |
13F
Company
|
0.03%
|
$40,000
6,100 shares
|
— | 30 Jun 2018 |
| Certified Advisory Corp |
13F
Company
|
0.03%
|
$40,000
6,008 shares
|
— | 30 Jun 2018 |
| IFP Advisors, Inc |
13F
Company
|
0.02%
|
$27,000
4,080 shares
|
— | 30 Jun 2018 |
| MORGAN STANLEY |
13F
Company
|
0.02%
|
$25,000
3,770 shares
|
— | 30 Jun 2018 |
| Sandy Spring Bank |
13F
Company
|
0.01%
|
$18,000
2,667 shares
|
— | 30 Jun 2018 |
| UBS Group AG |
13F
Company
|
0.01%
|
$13,000
2,038 shares
|
— | 30 Jun 2018 |
| ROYAL BANK OF CANADA |
13F
Company
|
0.01%
|
$12,000
1,910 shares
|
— | 30 Jun 2018 |
| FLAGSHIP HARBOR ADVISORS, LLC |
13F
Company
|
0.01%
|
$10,000
1,650 shares
|
— | 30 Jun 2018 |
| BANK OF AMERICA CORP /DE/ |
13F
Company
|
0.01%
|
$9,000
1,395 shares
|
— | 30 Jun 2018 |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
Company
|
0.01%
|
$8,000
1,208 shares
|
— | 30 Jun 2018 |
| WELLS FARGO & COMPANY/MN |
13F
Company
|
0.01%
|
$7,000
1,005 shares
|
— | 30 Jun 2018 |
| RBC Europe Ltd |
13F
Company
|
0.01%
|
$6,600
1,000 shares
|
— | 30 Jun 2018 |
| FNY Investment Advisers, LLC |
13F
Company
|
0%
|
$2,000
311 shares
|
— | 30 Jun 2018 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
Company
|
0%
|
$1,000
100 shares
|
— | 30 Jun 2018 |
Institutional Holders of Herzfeld Credit Income Fund, Inc - Common Stock (HERZ) as of Q3 2018
As of 30 Sep 2018,
Herzfeld Credit Income Fund, Inc - Common Stock (HERZ) was held by
24 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,130,694 shares.
The largest 10 holders included
Thomas J. Herzfeld Advisors, Inc., CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, Shaker Financial Services, LLC, BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC, GUGGENHEIM CAPITAL LLC, CORNERSTONE ADVISORS INC, SUSQUEHANNA INTERNATIONAL GROUP, LLP, RMB Capital Management, LLC, DOLIVER CAPITAL ADVISORS, LP, and BENNICAS & ASSOCIATES, INC..
This page lists
24
institutional shareholders reporting positions in this security
for the Q3 2018 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2018 vs Q2 2018 Across Filers
Q2 2018 holders
25
Q3 2018 holders
24
Holder diff
-1
| Investor | Q2 2018 Shares | Q3 2018 Shares | Share Diff | Share Chg % | Q2 2018 Value $ | Q3 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.