Herzfeld Credit Income Fund, Inc - Common Stock (HERZ)
CUSIP: 42804T106
Q3 2017 13F Holders as of 30 Sep 2017
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 19,481,394
- Total 13F shares
- 1,791,072
- Share change
- +282,425
- Total reported value
- $12,987,250
- Price per share
- $7.25
- Number of holders
- 23
- Value change
- +$2,050,642
- Number of buys
- 11
- Number of sells
- 2
Quarterly Holders Quick Answers
What is CUSIP 42804T106?
CUSIP 42804T106 identifies HERZ - Herzfeld Credit Income Fund, Inc - Common Stock in SEC institutional holdings data.
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Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
- Recent insider transactions for executive and insider activity.
- SEC investors directory and top value investors for manager drilldown.
- Back to full security ownership history.
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Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 42804T106:
Top shareholders of HERZ - Herzfeld Credit Income Fund, Inc - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
5.3%
|
1,025,470
|
$7,383,000 | — | 30 Jun 2017 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
0.81%
|
157,417
|
$1,134,000 | — | 30 Jun 2017 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.51%
|
98,856
|
$712,000 | — | 30 Jun 2017 | |
| Bulldog Investors, LLP |
13F
|
Company |
0.36%
|
69,940
|
$331,000 | — | 30 Jun 2017 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.18%
|
35,683
|
$257,000 | — | 30 Jun 2017 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.16%
|
31,823
|
$229,000 | — | 30 Jun 2017 | |
| BENNICAS & ASSOCIATES, INC. |
13F
|
Company |
0.09%
|
18,050
|
$130,000 | — | 30 Jun 2017 | |
| Lombard Odier SCmA Compagnie |
13F
|
Individual |
0.09%
|
16,732
|
$120,000 | — | 30 Jun 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.08%
|
15,050
|
$108,000 | — | 30 Jun 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.05%
|
9,479
|
$68,000 | — | 30 Jun 2017 | |
| MORGAN STANLEY |
13F
|
Company |
0.04%
|
7,144
|
$51,000 | — | 30 Jun 2017 | |
| CWM, LLC |
13F
|
Company |
0.04%
|
7,100
|
$51,000 | — | 30 Jun 2017 | |
| IFP Advisors, Inc |
13F
|
Company |
0.03%
|
5,648
|
$41,000 | — | 30 Jun 2017 | |
| UBS Group AG |
13F
|
Company |
0.02%
|
3,038
|
$22,000 | — | 30 Jun 2017 | |
| Sandy Spring Bank |
13F
|
Company |
0.01%
|
2,667
|
$19,000 | — | 30 Jun 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.01%
|
1,240
|
$9,000 | — | 30 Jun 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.01%
|
1,208
|
$8,000 | — | 30 Jun 2017 | |
| REILLY FINANCIAL ADVISORS, LLC |
13F
|
Company |
0.01%
|
1,000
|
$7,000 | — | 30 Jun 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0%
|
310
|
$2,000 | — | 30 Jun 2017 |
Institutional Holders of Herzfeld Credit Income Fund, Inc - Common Stock (HERZ) as of Q3 2017
As of 30 Sep 2017,
Herzfeld Credit Income Fund, Inc - Common Stock (HERZ) was held by
23 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,791,072 shares.
The largest 10 holders included
Thomas J. Herzfeld Advisors, Inc., CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, Shaker Financial Services, LLC, BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC, Bulldog Investors, LLC, DOLIVER CAPITAL ADVISORS, LP, Gramercy Funds Management LLC, BENNICAS & ASSOCIATES, INC., SUSQUEHANNA INTERNATIONAL GROUP, LLP, and Compagnie Lombard Odier SCmA.
This page lists
23
institutional shareholders reporting positions in this security
for the Q3 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2017 vs Q2 2017 Across Filers
Q2 2017 holders
18
Q3 2017 holders
23
Holder diff
5
| Investor | Q2 2017 Shares | Q3 2017 Shares | Share Diff | Share Chg % | Q2 2017 Value $ | Q3 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.