Herzfeld Credit Income Fund, Inc - Common Stock (HERZ)
CUSIP: 42804T106
Q2 2017 13F Holders as of 30 Jun 2017
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 19,481,394
- Total 13F shares
- 1,437,707
- Share change
- +210,434
- Total reported value
- $10,350,000
- Price per share
- $7.19
- Number of holders
- 18
- Value change
- +$1,528,674
- Number of buys
- 8
- Number of sells
- 10
Quarterly Holders Quick Answers
What is CUSIP 42804T106?
CUSIP 42804T106 identifies HERZ - Herzfeld Credit Income Fund, Inc - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 42804T106:
Top shareholders of HERZ - Herzfeld Credit Income Fund, Inc - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
4.7%
|
914,782
|
$6,477,000 | — | 31 Mar 2017 | |
| Bulldog Investors, LLP |
13F
|
Company |
0.49%
|
96,306
|
$682,000 | — | 31 Mar 2017 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
0.42%
|
80,850
|
$573,000 | — | 31 Mar 2017 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.18%
|
35,182
|
$249,000 | — | 31 Mar 2017 | |
| LPL Financial LLC |
13F
|
Company |
0.18%
|
34,985
|
$243,000 | — | 31 Mar 2017 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.15%
|
29,128
|
$206,000 | — | 31 Mar 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.14%
|
26,350
|
$187,000 | — | 31 Mar 2017 | |
| Alpine Global Management, LLC |
13F
|
Company |
0.11%
|
21,191
|
$150,000 | — | 31 Mar 2017 | |
| BENNICAS & ASSOCIATES, INC. |
13F
|
Company |
0.09%
|
18,050
|
$128,000 | — | 31 Mar 2017 | |
| Lombard Odier SCmA Compagnie |
13F
|
Individual |
0.09%
|
16,732
|
$119,000 | — | 31 Mar 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.05%
|
9,479
|
$67,000 | — | 31 Mar 2017 | |
| MORGAN STANLEY |
13F
|
Company |
0.04%
|
7,692
|
$54,000 | — | 31 Mar 2017 | |
| CWM, LLC |
13F
|
Company |
0.04%
|
7,100
|
$50,000 | — | 31 Mar 2017 | |
| IFP Advisors, Inc |
13F
|
Company |
0.03%
|
5,935
|
$42,000 | — | 31 Mar 2017 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.03%
|
4,930
|
$35,000 | — | 31 Mar 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.02%
|
3,208
|
$22,000 | — | 31 Mar 2017 | |
| Sandy Spring Bank |
13F
|
Company |
0.01%
|
2,667
|
$19,000 | — | 31 Mar 2017 | |
| Gramercy Funds Management LLC |
13F
|
Company |
0.01%
|
2,390
|
$17,000 | — | 31 Mar 2017 | |
| UBS Group AG |
13F
|
Company |
0.01%
|
2,038
|
$14,000 | — | 31 Mar 2017 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.01%
|
1,538
|
$10,000 | — | 31 Mar 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.01%
|
1,150
|
$8,000 | — | 31 Mar 2017 | |
| REILLY FINANCIAL ADVISORS, LLC |
13F
|
Company |
0.01%
|
1,000
|
$7,000 | — | 31 Mar 2017 | |
| Creative Planning |
13F
|
Company |
0%
|
500
|
$4,000 | — | 31 Mar 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0%
|
304
|
$2,000 | — | 31 Mar 2017 | |
| Acrospire Investment Management LLC |
13F
|
Company |
0%
|
300
|
$2,000 | — | 31 Mar 2017 |
Institutional Holders of Herzfeld Credit Income Fund, Inc - Common Stock (HERZ) as of Q2 2017
As of 30 Jun 2017,
Herzfeld Credit Income Fund, Inc - Common Stock (HERZ) was held by
18 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,437,707 shares.
The largest 10 holders included
Thomas J. Herzfeld Advisors, Inc., CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, Shaker Financial Services, LLC, DOLIVER CAPITAL ADVISORS, LP, BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC, BENNICAS & ASSOCIATES, INC., Compagnie Lombard Odier SCmA, RAYMOND JAMES & ASSOCIATES, BANK OF AMERICA CORP /DE/, and MORGAN STANLEY.
This page lists
18
institutional shareholders reporting positions in this security
for the Q2 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2017 vs Q1 2017 Across Filers
Q1 2017 holders
25
Q2 2017 holders
18
Holder diff
-7
| Investor | Q1 2017 Shares | Q2 2017 Shares | Share Diff | Share Chg % | Q1 2017 Value $ | Q2 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.