Security key
42804T106
Herzfeld Credit Income Fund, Inc - Common Stock (HERZ)
CUSIP: 42804T106
Q4 2017 13F Holders as of 31 Dec 2017
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 19,481,394
- Total 13F shares
- 2,147,180
- Share change
- +350,100
- Total reported value
- $15,353,150
- Price per share
- $7.15
- Number of holders
- 24
- Value change
- +$2,499,079
- Number of buys
- 12
- Number of sells
- 7
Report period
Q4 2017
Institutions
24
Top holders
10
HERZ full security history
Newer quarter: Q1 2018
Previous quarter: Q3 2017
Herzfeld Credit Income Fund, Inc SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 42804T106
Recent filing periods:
Top shareholders of HERZ - Herzfeld Credit Income Fund, Inc - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
5.4%
|
1,047,942
|
$7,598,000 | — | 30 Sep 2017 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
1.6%
|
306,004
|
$2,223,000 | — | 30 Sep 2017 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.54%
|
105,296
|
$763,000 | — | 30 Sep 2017 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.43%
|
82,835
|
$601,000 | — | 30 Sep 2017 | |
| Bulldog Investors, LLP |
13F
|
Company |
0.36%
|
69,940
|
$507,000 | — | 30 Sep 2017 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.19%
|
36,977
|
$268,000 | — | 30 Sep 2017 | |
| Gramercy Funds Management LLC |
13F
|
Company |
0.17%
|
32,572
|
$236,000 | — | 30 Sep 2017 | |
| BENNICAS & ASSOCIATES, INC. |
13F
|
Company |
0.09%
|
18,050
|
$131,000 | — | 30 Sep 2017 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.09%
|
17,510
|
$127,000 | — | 30 Sep 2017 | |
| Lombard Odier SCmA Compagnie |
13F
|
Individual |
0.09%
|
16,732
|
$121,000 | — | 30 Sep 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.08%
|
16,020
|
$116,000 | — | 30 Sep 2017 | |
| Virtu Financial LLC |
13F
|
Company |
0.06%
|
10,940
|
$79,000 | — | 30 Sep 2017 | |
| CWM, LLC |
13F
|
Company |
0.04%
|
7,100
|
$51,000 | — | 30 Sep 2017 | |
| IFP Advisors, Inc |
13F
|
Company |
0.03%
|
5,648
|
$41,000 | — | 30 Sep 2017 | |
| MORGAN STANLEY |
13F
|
Company |
0.02%
|
3,599
|
$26,000 | — | 30 Sep 2017 | |
| UBS Group AG |
13F
|
Company |
0.02%
|
3,588
|
$26,000 | — | 30 Sep 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.02%
|
3,284
|
$23,000 | — | 30 Sep 2017 | |
| Sandy Spring Bank |
13F
|
Company |
0.01%
|
2,667
|
$19,000 | — | 30 Sep 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.01%
|
1,440
|
$10,000 | — | 30 Sep 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.01%
|
1,208
|
$9,000 | — | 30 Sep 2017 | |
| RBC Europe Ltd |
13F
|
Company |
0.01%
|
1,000
|
$7,250 | — | 30 Sep 2017 | |
| REILLY FINANCIAL ADVISORS, LLC |
13F
|
Company |
0.01%
|
1,000
|
$7,000 | — | 30 Sep 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0%
|
313
|
$2,000 | — | 30 Sep 2017 |
Institutional Holders of Herzfeld Credit Income Fund, Inc - Common Stock (HERZ) as of Q4 2017
As of 31 Dec 2017,
Herzfeld Credit Income Fund, Inc - Common Stock (HERZ) was held by
24 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,147,180 shares.
The largest 10 holders included
Thomas J. Herzfeld Advisors, Inc., CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC, Shaker Financial Services, LLC, Bulldog Investors, LLC, DOLIVER CAPITAL ADVISORS, LP, BOOTHBAY FUND MANAGEMENT, LLC, SUSQUEHANNA INTERNATIONAL GROUP, LLP, RMB Capital Management, LLC, and BENNICAS & ASSOCIATES, INC..
This page lists
24
institutional shareholders reporting positions in this security
for the Q4 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2017 vs Q3 2017 Across Filers
Q3 2017 holders
23
Q4 2017 holders
24
Holder diff
1
| Investor | Q3 2017 Shares | Q4 2017 Shares | Share Diff | Share Chg % | Q3 2017 Value $ | Q4 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.