Herzfeld Credit Income Fund, Inc - Common Stock (HERZ)
CUSIP: 42804T106
Q1 2017 13F Holders as of 31 Mar 2017
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 19,481,394
- Total 13F shares
- 1,323,579
- Share change
- +302,786
- Total reported value
- $9,366,000
- Price per share
- $7.08
- Number of holders
- 25
- Value change
- +$2,151,367
- Number of buys
- 10
- Number of sells
- 10
Quarterly Holders Quick Answers
What is CUSIP 42804T106?
CUSIP 42804T106 identifies HERZ - Herzfeld Credit Income Fund, Inc - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 42804T106:
Top shareholders of HERZ - Herzfeld Credit Income Fund, Inc - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
3.4%
|
665,494
|
$4,472,000 | — | 31 Dec 2016 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
0.41%
|
80,000
|
$538,000 | — | 31 Dec 2016 | |
| Bulldog Investors, LLP |
13F
|
Company |
0.34%
|
65,545
|
$440,000 | — | 31 Dec 2016 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.19%
|
37,046
|
$249,000 | — | 31 Dec 2016 | |
| LPL Financial LLC |
13F
|
Company |
0.19%
|
36,768
|
$247,000 | — | 31 Dec 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.16%
|
31,850
|
$214,000 | — | 31 Dec 2016 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.1%
|
19,929
|
$134,000 | — | 31 Dec 2016 | |
| BENNICAS & ASSOCIATES, INC. |
13F
|
Company |
0.09%
|
18,050
|
$121,000 | — | 31 Dec 2016 | |
| Lombard Odier SCmA Compagnie |
13F
|
Individual |
0.08%
|
16,408
|
$110,000 | — | 31 Dec 2016 | |
| CWM, LLC |
13F
|
Company |
0.04%
|
7,100
|
$48,000 | — | 31 Dec 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.04%
|
6,847
|
$46,000 | — | 31 Dec 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.03%
|
5,982
|
$40,000 | — | 31 Dec 2016 | |
| IFP Advisors, Inc |
13F
|
Company |
0.03%
|
5,935
|
$40,000 | — | 31 Dec 2016 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.03%
|
5,080
|
$35,000 | — | 31 Dec 2016 | |
| UBS Group AG |
13F
|
Company |
0.03%
|
5,022
|
$34,000 | — | 31 Dec 2016 | |
| MORGAN STANLEY |
13F
|
Company |
0.02%
|
4,032
|
$27,000 | — | 31 Dec 2016 | |
| Sandy Spring Bank |
13F
|
Company |
0.01%
|
2,667
|
$18,000 | — | 31 Dec 2016 | |
| Gramercy Funds Management LLC |
13F
|
Company |
0.01%
|
2,390
|
$16,000 | — | 31 Dec 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.01%
|
1,301
|
$9,000 | — | 31 Dec 2016 | |
| CITIGROUP INC |
13F
|
Company |
0.01%
|
1,000
|
$7,000 | — | 31 Dec 2016 | |
| REILLY FINANCIAL ADVISORS, LLC |
13F
|
Company |
0.01%
|
1,000
|
$7,000 | — | 31 Dec 2016 | |
| Kistler-Tiffany Companies, LLC |
13F
|
Company |
0%
|
755
|
$5,000 | — | 31 Dec 2016 | |
| Creative Planning |
13F
|
Company |
0%
|
500
|
$3,000 | — | 31 Dec 2016 | |
| Acrospire Investment Management LLC |
13F
|
Company |
0%
|
300
|
$2,000 | — | 31 Dec 2016 |
Institutional Holders of Herzfeld Credit Income Fund, Inc - Common Stock (HERZ) as of Q1 2017
As of 31 Mar 2017,
Herzfeld Credit Income Fund, Inc - Common Stock (HERZ) was held by
25 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,323,579 shares.
The largest 10 holders included
Thomas J. Herzfeld Advisors, Inc., Bulldog Investors, LLC, CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, DOLIVER CAPITAL ADVISORS, INC., LPL Financial LLC, Shaker Financial Services, LLC, RAYMOND JAMES & ASSOCIATES, Alpine Global Management, LLC, BENNICAS & ASSOCIATES, INC., and Compagnie Lombard Odier SCmA.
This page lists
25
institutional shareholders reporting positions in this security
for the Q1 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2017 vs Q4 2016 Across Filers
Q4 2016 holders
24
Q1 2017 holders
25
Holder diff
1
| Investor | Q4 2016 Shares | Q1 2017 Shares | Share Diff | Share Chg % | Q4 2016 Value $ | Q1 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.