What does CUSIP 41021P103 represent in this 13F holders report?

CUSIP 41021P103 is the security identifier for HPS - JOHN HANCOCK PREFERRED INCOME FUND III - COM used to aggregate holder disclosures.

How many institutions held HPS - JOHN HANCOCK PREFERRED INCOME FUND III - COM in Q2 2020?

52 institutional investors reported HPS - JOHN HANCOCK PREFERRED INCOME FUND III - COM for Q2 2020. Use the holders table for investor-level position and value details.

JOHN HANCOCK PREFERRED INCOME FUND III - COM (HPS)

CUSIP: 41021P103

Q2 2020 13F Holders as of 30 Jun 2020

Type / Class: Equity / COM
Total 13F shares: 3,203,973
Share change: -312,325
Total reported value: $50,276,727
Price per share: $15.69
Number of holders: 52
Value change: -$4,530,755
Number of buys: 20
Number of sells: 34

Quarterly Holders Quick Answers

What is CUSIP 41021P103?
CUSIP 41021P103 identifies HPS - JOHN HANCOCK PREFERRED INCOME FUND III - COM in SEC institutional holdings data.

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Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q3 2020
Previous quarter: Q1 2020

Recent filing periods for CUSIP 41021P103:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of HPS - JOHN HANCOCK PREFERRED INCOME FUND III - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
Spectrum Asset Management, Inc.	13F	Company	— class O/S missing	646,421	$8,830,000	—	31 Mar 2020	13F
MORGAN STANLEY	13F	Company	— class O/S missing	477,511	$6,523,000	—	31 Mar 2020	13F
UBS Group AG	13F	Company	— class O/S missing	424,644	$5,801,000	—	31 Mar 2020	13F
Invesco Ltd.	13F	Company	— class O/S missing	284,168	$3,882,000	—	31 Mar 2020	13F
Anfield Capital Management, LLC	13F	Company	— class O/S missing	200,180	$2,734,000	—	31 Mar 2020	13F
COHEN & STEERS, INC.	13F	Company	— class O/S missing	172,434	$2,355,000	—	31 Mar 2020	13F
BURNEY CO/	13F	Company	— class O/S missing	118,040	$1,612,000	—	31 Mar 2020	13F
Cetera Advisor Networks LLC	13F	Company	— class O/S missing	100,270	$1,370,000	—	31 Mar 2020	13F
OSAIC HOLDINGS, INC.	13F	Company	— class O/S missing	71,451	$978,000	—	31 Mar 2020	13F
AMERIPRISE FINANCIAL INC	13F	Company	— class O/S missing	66,620	$910,000	—	31 Mar 2020	13F
NWAM LLC	13F	Company	— class O/S missing	62,256	$850,000	—	31 Mar 2020	13F
COMMONWEALTH EQUITY SERVICES, LLC	13F	Company	— class O/S missing	58,238	$795,000	—	31 Mar 2020	13F
ROYAL BANK OF CANADA	13F	Company	— class O/S missing	57,915	$791,000	—	31 Mar 2020	13F
GUGGENHEIM CAPITAL LLC	13F	Company	— class O/S missing	56,424	$771,000	—	31 Mar 2020	13F
BANK OF AMERICA CORP /DE/	13F	Company	— class O/S missing	53,263	$728,000	—	31 Mar 2020	13F
Stratos Wealth Partners, LTD.	13F	Company	— class O/S missing	47,325	$646,000	—	31 Mar 2020	13F
WELLS FARGO & COMPANY/MN	13F	Company	— class O/S missing	46,216	$632,000	—	31 Mar 2020	13F
Raymond James Financial Services Advisors, Inc.	13F	Company	— class O/S missing	43,838	$599,000	—	31 Mar 2020	13F
Selway Asset Management	13F	Company	— class O/S missing	40,075	$547,000	—	31 Mar 2020	13F
FOUNDATIONS INVESTMENT ADVISORS, LLC	13F	Company	— class O/S missing	38,396	$478,000	—	31 Mar 2020	13F
WEDBUSH SECURITIES INC	13F	Company	— class O/S missing	33,964	$464,000	—	31 Mar 2020	13F
LPL Financial LLC	13F	Company	— class O/S missing	31,819	$435,000	—	31 Mar 2020	13F
Atria Investments, Inc	13F	Company	— class O/S missing	31,023	$424,000	—	31 Mar 2020	13F
Western Wealth Management, LLC	13F	Company	— class O/S missing	28,939	$399,000	—	31 Mar 2020	13F
OLD NATIONAL BANCORP /IN/	13F	Company	— class O/S missing	21,277	$290,000	—	31 Mar 2020	13F
Janney Montgomery Scott LLC	13F	Company	— class O/S missing	20,765	$284,000	—	31 Mar 2020	13F
MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV	13F	Company	— class O/S missing	20,675	$282,000	—	31 Mar 2020	13F
Arkfeld Wealth Strategies, L.L.C.	13F	Company	— class O/S missing	19,000	$260,000	—	31 Mar 2020	13F
Partnervest Advisory Services LLC	13F	Company	— class O/S missing	18,575	$254,000	—	31 Mar 2020	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	— class O/S missing	17,517	$239,000	—	31 Mar 2020	13F
Brown Advisory Securities, LLC	13F	Company	— class O/S missing	12,680	$162,000	—	31 Mar 2020	13F
CITIGROUP INC	13F	Company	— class O/S missing	11,194	$153,000	—	31 Mar 2020	13F
PHILADELPHIA TRUST CO	13F	Company	— class O/S missing	11,000	$150,000	—	31 Mar 2020	13F
CONCOURSE FINANCIAL GROUP SECURITIES, INC.	13F	Company	— class O/S missing	9,441	$129,000	—	31 Mar 2020	13F
Ameritas Investment Company, LLC	13F	Company	— class O/S missing	7,960	$109,000	—	31 Mar 2020	13F
Rockefeller Capital Management L.P.	13F	Company	— class O/S missing	6,600	$90,000	—	31 Mar 2020	13F
PNC FINANCIAL SERVICES GROUP, INC.	13F	Company	— class O/S missing	6,022	$82,000	—	31 Mar 2020	13F
American Portfolios Advisors	13F	Company	— class O/S missing	5,732	$78,305	—	31 Mar 2020	13F
Steward Partners Investment Advisory, LLC	13F	Company	— class O/S missing	3,422	$46,000	—	31 Mar 2020	13F
Geneos Wealth Management Inc.	13F	Company	— class O/S missing	3,125	$43,000	—	31 Mar 2020	13F
FIFTH THIRD BANCORP	13F	Company	— class O/S missing	2,972	$41,000	—	31 Mar 2020	13F
Allworth Financial LP	13F	Company	— class O/S missing	2,000	$27,000	—	31 Mar 2020	13F
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	13F	Company	— class O/S missing	1,481	$20,000	—	31 Mar 2020	13F
REILLY FINANCIAL ADVISORS, LLC	13F	Company	— class O/S missing	1,446	$20,000	—	31 Mar 2020	13F
North Star Investment Management Corp.	13F	Company	— class O/S missing	1,370	$19,000	—	31 Mar 2020	13F
Key FInancial Inc	13F	Company	— class O/S missing	1,342	$19,000	—	31 Mar 2020	13F
NEXT Financial Group, Inc	13F	Company	— class O/S missing	1,300	$18,000	—	31 Mar 2020	13F
BESSEMER GROUP INC	13F	Company	— class O/S missing	900	$12,000	—	31 Mar 2020	13F
Joseph P. Lucia & Associates, LLC	13F	Company	— class O/S missing	850	$12,000	—	31 Mar 2020	13F
Global Retirement Partners, LLC	13F	Company	— class O/S missing	764	$10,000	—	31 Mar 2020	13F

Institutional Holders of JOHN HANCOCK PREFERRED INCOME FUND III - COM (HPS) as of Q2 2020

As of 30 Jun 2020, JOHN HANCOCK PREFERRED INCOME FUND III - COM (HPS) was held by 52 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 3,203,973 shares. The largest 10 holders included Spectrum Asset Management, Inc., MORGAN STANLEY, UBS Group AG, Invesco Ltd., COHEN & STEERS, INC., BURNEY CO/, Cetera Advisor Networks LLC, AMERIPRISE FINANCIAL INC, ADVISOR GROUP HOLDINGS, INC., and NWAM LLC. This page lists 52 institutional shareholders reporting positions in this security for the Q2 2020 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q2 2020 vs Q1 2020 Across Filers

Q1 2020 holders

Q2 2020 holders

Holder diff

-6

Investor	Q1 2020 Shares	Q2 2020 Shares	Share Diff	Share Chg %	Q1 2020 Value $	Q2 2020 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.