Security key
41021P103
JOHN HANCOCK PREFERRED INCOME FUND III - COM (HPS)
CUSIP: 41021P103
Q1 2020 13F Holders as of 31 Mar 2020
- Security type / class
- Equity / COM
- Total 13F shares
- 3,431,164
- Total 13F value
- $46,816,403
- Share change
- +42,461
- SEC-reported price per share
- $13.66
- Number of holders
- 58
- Value change
- +$14,519
- Number of buys
- 31
- Number of sells
- 21
Report period
Q1 2020
Institutions
58
Top holders
10
HPS full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q3 2025
JOHN HANCOCK PREFERRED INCOME FUND III SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 41021P103
Recent filing periods:
Ownership snapshot
Top reported holders of HPS - JOHN HANCOCK PREFERRED INCOME FUND III - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Spectrum Asset Management...
Disclosed value leader
Spectrum Asset Management...
Comparable rows
0/15
Latest evidence
31 Dec 2019
13F
Highest disclosed value: $12,469,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
Spectrum Asset Management, Inc. has the largest disclosed position value at $12.47M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Spectrum Asset Management, Inc.'s linked filing trail.
Disclosed position value
Top 5
Spectrum Asset Management, Inc.
$12.47M
MORGAN STANLEY
$10.18M
UBS Group AG
$9.41M
Invesco Ltd.
$5.14M
Anfield Capital Management, LLC
$4.11M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Spectrum Asset Management, Inc. |
13F
Company
|
—
class O/S missing
|
$12,469,000
646,421 shares
|
— | 31 Dec 2019 |
| MORGAN STANLEY |
13F
Company
|
—
class O/S missing
|
$10,180,000
527,758 shares
|
— | 31 Dec 2019 |
| UBS Group AG |
13F
Company
|
—
class O/S missing
|
$9,410,000
487,834 shares
|
— | 31 Dec 2019 |
| Invesco Ltd. |
13F
Company
|
—
class O/S missing
|
$5,139,000
266,396 shares
|
— | 31 Dec 2019 |
| Anfield Capital Management, LLC |
13F
Company
|
—
class O/S missing
|
$4,112,000
205,872 shares
|
— | 31 Dec 2019 |
| COHEN & STEERS, INC. |
13F
Company
|
—
class O/S missing
|
$3,415,000
177,027 shares
|
— | 31 Dec 2019 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q1 2020
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
58
Shares
3,431,164
Rows available
58
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q1 2020 vs Q1 2026 Across Filers
Q1 2026 holders
60
Q1 2020 holders
58
Holder diff
-2
| Investor | Q1 2026 Shares | Q1 2020 Shares | Share Diff | Share Chg % | Q1 2026 value | Q1 2020 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend