What does CUSIP 409735206 represent in this 13F holders report?

CUSIP 409735206 is the security identifier for BTO - JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common used to aggregate holder disclosures.

How many institutions held BTO - JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common in Q1 2014?

51 institutional investors reported BTO - JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common for Q1 2014. Use the holders table for investor-level position and value details.

JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common (BTO)

CUSIP: 409735206

Q1 2014 13F Holders as of 31 Mar 2014

Type / Class: Equity / Common
Shares outstanding: 19,806,989
Total 13F shares: 2,848,956
Share change: +202,888
Total reported value: $68,271,852
Price per share: $24.07
Number of holders: 51
Value change: +$4,867,005
Number of buys: 27
Number of sells: 15

Quarterly Holders Quick Answers

What is CUSIP 409735206?
CUSIP 409735206 identifies BTO - JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common in SEC institutional holdings data.

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Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q2 2014
Previous quarter: Q4 2013

Recent filing periods for CUSIP 409735206:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of BTO - JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
MORGAN STANLEY	13F	Company	3.9%	771,813	$18,176,000	—	31 Dec 2013	13F
PATTEN & PATTEN INC/TN	13F	Company	1.9%	376,150	$8,858,000	—	31 Dec 2013	13F
NORTH STAR ASSET MANAGEMENT INC	13F	Company	1.5%	306,699	$7,223,000	—	31 Dec 2013	13F
BANK OF AMERICA CORP /DE/	13F	Company	1.4%	277,298	$6,530,000	—	31 Dec 2013	13F
ROYAL BANK OF CANADA	13F	Company	0.48%	95,603	$2,251,000	—	31 Dec 2013	13F
FCA CORP /TX	13F	Company	0.45%	88,527	$2,085,000	—	31 Dec 2013	13F
ORLEANS CAPITAL MANAGEMENT CORP/LA	13F	Company	0.43%	85,315	$2,009,000	—	31 Dec 2013	13F
WELLS FARGO & COMPANY/MN	13F	Company	0.4%	79,940	$1,883,000	—	31 Dec 2013	13F
GOLDMAN SACHS GROUP INC	13F	Company	0.29%	57,937	$1,364,000	—	31 Dec 2013	13F
HSBC HOLDINGS PLC	13F	Company	0.29%	57,110	$1,345,000	—	31 Dec 2013	13F
Aurora Investment Counsel	13F	Company	0.26%	52,481	$1,236,000	—	31 Dec 2013	13F
Point View Wealth Management, Inc.	13F	Company	0.21%	41,782	$984,000	—	31 Dec 2013	13F
WOLVERINE ASSET MANAGEMENT LLC	13F	Company	0.21%	41,646	$980,000	—	31 Dec 2013	13F
UBS AG	13F	Company	0.16%	32,296	$761,000	—	31 Dec 2013	13F
Raymond James Financial Services Advisors, Inc.	13F	Company	0.15%	29,125	$686,000	—	31 Dec 2013	13F
Shaker Financial Services, LLC	13F	Company	0.14%	28,090	$662,000	—	31 Dec 2013	13F
SG Americas Securities, LLC	13F	Company	0.12%	24,744	$583,000	—	31 Dec 2013	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	0.12%	23,139	$545,000	—	31 Dec 2013	13F
LPL Financial LLC	13F	Company	0.11%	22,465	$529,000	—	31 Dec 2013	13F
Paloma Partners Management Co	13F	Company	0.11%	21,091	$497,000	—	31 Dec 2013	13F
Concert Wealth Management Inc.	13F	Company	0.06%	11,674	$277,000	—	31 Dec 2013	13F
Virtu KCG Holdings LLC	13F	Company	0.06%	10,989	$259,000	—	31 Dec 2013	13F
OPPENHEIMER & CO INC	13F	Company	0.06%	10,988	$259,000	—	31 Dec 2013	13F
Smith Salley Wealth Management	13F	Company	0.05%	10,141	$239,000	—	31 Dec 2013	13F
Cambridge Investment Research Advisors, Inc.	13F	Company	0.05%	9,893	$233,000	—	31 Dec 2013	13F
CSS LLC/IL	13F	Company	0.04%	8,500	$200,000	—	31 Dec 2013	13F
Invesco Ltd.	13F	Company	0.04%	7,170	$169,000	—	31 Dec 2013	13F
SeaBridge Investment Advisors LLC	13F	Company	0.03%	6,280	$148,000	—	31 Dec 2013	13F
People's United Financial, Inc.	13F	Company	0.03%	5,671	$134,000	—	31 Dec 2013	13F
Winslow, Evans & Crocker, Inc.	13F	Company	0.03%	5,401	$127,000	—	31 Dec 2013	13F
D.A. DAVIDSON & CO.	13F	Company	0.03%	5,400	$127,000	—	31 Dec 2013	13F
CITIGROUP INC	13F	Company	0.02%	3,507	$83,000	—	31 Dec 2013	13F
First Horizon Advisors, Inc.	13F	Company	0.02%	3,200	$75,000	—	31 Dec 2013	13F
Tower Research Capital LLC (TRC)	13F	Company	0.02%	3,060	$72,000	—	31 Dec 2013	13F
Creative Planning	13F	Company	0.01%	2,795	$66,000	—	31 Dec 2013	13F
BANK OF MONTREAL /CAN/	13F	Company	0.01%	2,000	$47,000	—	31 Dec 2013	13F
US BANCORP \DE\	13F	Company	0.01%	1,580	$37,000	—	31 Dec 2013	13F
MONROE BANK & TRUST/MI	13F	Company	0.01%	1,493	$35,000	—	31 Dec 2013	13F
Hudock, Inc.	13F	Company	0.01%	1,118	$26,000	—	31 Dec 2013	13F
CENTRAL TRUST Co	13F	Company	0%	500	$12,000	—	31 Dec 2013	13F
Bartlett & Co. LLC	13F	Company	0%	425	$10,000	—	31 Dec 2013	13F
FIFTH THIRD BANCORP	13F	Company	0%	382	$9,000	—	31 Dec 2013	13F
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F	Company	0%	375	$9,000	—	31 Dec 2013	13F
WHITTIER TRUST CO OF NEVADA INC	13F	Company	0%	213	$5,000	—	31 Dec 2013	13F
Regal Investment Advisors LLC	13F	Company	0%	212	$5,000	—	31 Dec 2013	13F
BB&T SECURITIES, LLC	13F	Company	0.05%	10,108	$2,380	—	31 Dec 2013	13F
DEUTSCHE BANK AG\	13F	Company	0%	83	$1,000	—	31 Dec 2013	13F

Institutional Holders of JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common (BTO) as of Q1 2014

As of 31 Mar 2014, JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common (BTO) was held by 51 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 2,848,956 shares. The largest 10 holders included MORGAN STANLEY, PATTEN & PATTEN INC/TN, NORTH STAR ASSET MANAGEMENT INC, BANK OF AMERICA CORP /DE/, WELLS FARGO & COMPANY/MN, ROYAL BANK OF CANADA, FCA CORP /TX, ORLEANS CAPITAL MANAGEMENT CORP/LA, GOLDMAN SACHS GROUP INC, and Aurora Investment Counsel. This page lists 51 institutional shareholders reporting positions in this security for the Q1 2014 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q1 2014 vs Q4 2013 Across Filers

Q4 2013 holders

Q1 2014 holders

Holder diff

Investor	Q4 2013 Shares	Q1 2014 Shares	Share Diff	Share Chg %	Q4 2013 Value $	Q1 2014 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.