What does CUSIP 409735206 represent in this 13F holders report?

CUSIP 409735206 is the security identifier for BTO - JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common used to aggregate holder disclosures.

How many institutions held BTO - JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common in Q4 2013?

45 institutional investors reported BTO - JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common for Q4 2013. Use the holders table for investor-level position and value details.

JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common (BTO)

CUSIP: 409735206

Q4 2013 13F Holders as of 31 Dec 2013

Type / Class: Equity / Common
Shares outstanding: 19,806,989
Total 13F shares: 2,626,218
Share change: +5,843
Total reported value: $61,850,000
Price per share: $23.55
Number of holders: 45
Value change: +$137,255
Number of buys: 3

Quarterly Holders Quick Answers

What is CUSIP 409735206?
CUSIP 409735206 identifies BTO - JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common in SEC institutional holdings data.

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Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q1 2014
Previous quarter: Q3 2013

Recent filing periods for CUSIP 409735206:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of BTO - JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
FCA CORP /TX	13F	Company	0.45%	88,376	$1,895,000	—	30 Sep 2013	13F
WELLS FARGO & COMPANY/MN	13F	Company	0.39%	77,448	$1,663,000	—	30 Sep 2013	13F
BANK OF MONTREAL /CAN/	13F	Company	0.01%	2,000	$43,000	—	30 Sep 2013	13F

Institutional Holders of JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common (BTO) as of Q4 2013

As of 31 Dec 2013, JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common (BTO) was held by 45 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 2,626,218 shares. The largest 10 holders included MORGAN STANLEY, PATTEN & PATTEN INC/TN, NORTH STAR ASSET MANAGEMENT INC, BANK OF AMERICA CORP /DE/, ROYAL BANK OF CANADA, FCA CORP /TX, ORLEANS CAPITAL MANAGEMENT CORP/LA, WELLS FARGO & COMPANY/MN, GOLDMAN SACHS GROUP INC, and HSBC HOLDINGS PLC. This page lists 45 institutional shareholders reporting positions in this security for the Q4 2013 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q4 2013 vs Q3 2013 Across Filers

Q3 2013 holders

Q4 2013 holders

Holder diff

Investor	Q3 2013 Shares	Q4 2013 Shares	Share Diff	Share Chg %	Q3 2013 Value $	Q4 2013 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.