Security key
40423R105
- Security type / class
- Equity / COM
- Total 13F shares
- 1,159,083
- Total 13F value
- $625,607
- Share change
- -54,940
- SEC-reported price per share
- $0.54
- Number of holders
- 16
- Value change
- -$33,688
- Number of buys
- 3
- Number of sells
- 6
Report period
Q3 2024
Institutions
16
Top holders
10
HCWB full security history
Ownership snapshot
Full 13F holder table
HCW Biologics Inc. SEC filings
HCW Biologics Inc. company facts
Broader feeds
Ownership snapshot
Top reported holders of HCWB - HCW Biologics Inc. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Avantax Planning Partners...
Disclosed value leader
Avantax Planning Partners...
Comparable rows
0/15
Latest evidence
30 Jun 2024
13F
3/4/5
Highest disclosed value: $180,863
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
Avantax Planning Partners, Inc. has the largest disclosed position value at $180.9K.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Avantax Planning Partners, Inc.'s linked filing trail.
Disclosed position value
Top 5
Avantax Planning Partners, Inc.
$180.9K
Peter Rhode
$161.1K
HighTower Advisors, LLC
$117K
GEODE CAPITAL MANAGEMENT, LLC
$110.3K
Jin-An Jiao
$93.8K
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Avantax Planning Partners, Inc. |
13F
Company
|
—
class O/S missing
|
$180,863
279,541 shares
|
— | 30 Jun 2024 |
| Peter Rhode |
3/4/5
Title of the Officer: Chief Scientific Officer and Vice President of Clinical Operations.
|
—
mixed-class rows
|
$161,061
136,354 shares
mixed-class rows
|
— | 11 Dec 2023 |
| HighTower Advisors, LLC |
13F
Company
|
—
class O/S missing
|
$117,000
180,810 shares
|
— | 30 Jun 2024 |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
Company
|
—
class O/S missing
|
$110,269
170,385 shares
|
— | 30 Jun 2024 |
| Jin-An Jiao |
3/4/5
VP of Development
|
—
mixed-class rows
|
$93,812
51,998 shares
mixed-class rows
|
— | 31 May 2022 |
| Cresset Asset Management, LLC |
13F
Company
|
—
class O/S missing
|
$85,398
131,990 shares
|
— | 30 Jun 2024 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2024
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
16
Shares
1,159,083
Rows available
16
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2024 vs Q2 2024 Across Filers
Q2 2024 holders
18
Q3 2024 holders
16
Holder diff
-2
| Investor | Q2 2024 Shares | Q3 2024 Shares | Share Diff | Share Chg % | Q2 2024 value | Q3 2024 value | Value change | Value Chg % |
|---|