HCW Biologics Inc. - COM (HCWB)

CUSIP: 40423R105

Q4 2023 13F Holders as of 31 Dec 2023

Share change
+50,134
SEC-reported price per share
$1.22
Number of holders
18
Value change
+$57,927
Number of buys
11
Number of sells
3

Security key

40423R105

Report period

Q4 2023

Institutions

18

Top holders

10

Ownership snapshot

Top reported holders of HCWB - HCW Biologics Inc. - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
HighTower Advisors, LLC
Disclosed value leader
HighTower Advisors, LLC
Comparable rows
0/15
Latest evidence
11 Dec 2023
13F 3/4/5 Highest disclosed value: $675,000 15 rows are not safely comparable across share classes. Showing 1-6 of 15 holder rows.

Quick read

HighTower Advisors, LLC has the largest disclosed position value at $675K.

0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens HighTower Advisors, LLC's linked filing trail.
Disclosed position value Top 5
HighTower Advisors, LLC $675K
VANGUARD GROUP INC $388.8K
GEODE CAPITAL MANAGEMENT, LLC $253.2K
Cresset Asset Management, LLC $250.8K
Peter Rhode $161.1K

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-6 of 15 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
HighTower Advisors, LLC
13F
Company
13F
class O/S missing
$675,000
354,869 shares
30 Sep 2023
VANGUARD GROUP INC
13F
Company
13F
class O/S missing
$388,776
204,619 shares
30 Sep 2023
GEODE CAPITAL MANAGEMENT, LLC
13F
Company
13F
class O/S missing
$253,171
132,503 shares
30 Sep 2023
Cresset Asset Management, LLC
13F
Company
13F
class O/S missing
$250,781
131,990 shares
30 Sep 2023
Peter Rhode
3/4/5
Title of the Officer: Chief Scientific Officer and Vice President of Clinical Operations.
mixed-class rows
$161,061
136,354 shares
mixed-class rows
11 Dec 2023
BRIDGEWAY CAPITAL MANAGEMENT, LLC
13F
Company
13F
class O/S missing
$157,766
82,600 shares
30 Sep 2023
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q4 2023

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
18
Shares
1,064,955
Rows available
18
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q4 2023 vs Q3 2023 Across Filers

Q3 2023 holders
14
Q4 2023 holders
18
Holder diff
4
Investor Q3 2023 Shares Q4 2023 Shares Share Diff Share Chg % Q3 2023 value Q4 2023 value Value change Value Chg %
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