Security key
40167F101
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND - COM SBI (GOF)
CUSIP: 40167F101
Q2 2023 13F Holders as of 30 Jun 2023
- Security type / class
- Equity / COM SBI
- Total 13F shares
- 17,881,653
- Total 13F value
- $284,339,886
- Share change
- +1,145,119
- SEC-reported price per share
- $15.90
- Number of holders
- 122
- Value change
- +$18,165,614
- Number of buys
- 68
- Number of sells
- 50
Report period
Q2 2023
Institutions
122
Top holders
10
GOF full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q3 2023
Previous quarter: Q1 2023
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 40167F101
Recent filing periods:
Ownership snapshot
Top reported holders of GOF - GUGGENHEIM STRATEGIC OPPORTUNITIES FUND - COM SBI (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
MORGAN STANLEY
Disclosed value leader
MORGAN STANLEY
Comparable rows
0/15
Latest evidence
31 Mar 2023
13F
Highest disclosed value: $61,381,635
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
MORGAN STANLEY has the largest disclosed position value at $61.38M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens MORGAN STANLEY's linked filing trail.
Disclosed position value
Top 5
MORGAN STANLEY
$61.38M
UBS Group AG
$24.37M
OSAIC HOLDINGS, INC.
$11.12M
Prime Capital Investment Advisors...
$8.8M
LPL Financial LLC
$8.14M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
Company
|
—
class O/S missing
|
$61,381,635
3,796,019 shares
|
— | 31 Mar 2023 |
| UBS Group AG |
13F
Company
|
—
class O/S missing
|
$24,366,767
1,506,912 shares
|
— | 31 Mar 2023 |
| OSAIC HOLDINGS, INC. |
13F
Company
|
—
class O/S missing
|
$11,115,668
687,414 shares
|
— | 31 Mar 2023 |
| Prime Capital Investment Advisors, LLC |
13F
Company
|
—
class O/S missing
|
$8,800,285
544,235 shares
|
— | 31 Mar 2023 |
| LPL Financial LLC |
13F
Company
|
—
class O/S missing
|
$8,143,275
503,604 shares
|
— | 31 Mar 2023 |
| AMERIPRISE FINANCIAL INC |
13F
Company
|
—
class O/S missing
|
$7,853,232
484,894 shares
|
— | 31 Mar 2023 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q2 2023
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
122
Shares
17,881,653
Rows available
122
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q2 2023 vs Q1 2023 Across Filers
Q1 2023 holders
125
Q2 2023 holders
122
Holder diff
-3
| Investor | Q1 2023 Shares | Q2 2023 Shares | Share Diff | Share Chg % | Q1 2023 value | Q2 2023 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend