Security key
40167F101
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND - COM SBI (GOF)
CUSIP: 40167F101
Q4 2021 13F Holders as of 31 Dec 2021
- Security type / class
- Equity / COM SBI
- Total 13F shares
- 13,977,887
- Total 13F value
- $256,065,695
- Share change
- +5,589,730
- SEC-reported price per share
- $18.32
- Number of holders
- 110
- Value change
- +$102,341,057
- Number of buys
- 90
- Number of sells
- 13
Report period
Q4 2021
Institutions
110
Top holders
10
GOF full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q1 2022
Previous quarter: Q3 2021
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 40167F101
Recent filing periods:
Ownership snapshot
Top reported holders of GOF - GUGGENHEIM STRATEGIC OPPORTUNITIES FUND - COM SBI (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
MORGAN STANLEY
Disclosed value leader
MORGAN STANLEY
Comparable rows
0/15
Latest evidence
30 Sep 2021
13F
Highest disclosed value: $46,422,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
MORGAN STANLEY has the largest disclosed position value at $46.42M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens MORGAN STANLEY's linked filing trail.
Disclosed position value
Top 5
MORGAN STANLEY
$46.42M
UBS Group AG
$11.93M
OSAIC HOLDINGS, INC.
$11.5M
AMERIPRISE FINANCIAL INC
$9.96M
Raymond James Financial Services ...
$8.6M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
Company
|
—
class O/S missing
|
$46,422,000
2,424,130 shares
|
— | 30 Sep 2021 |
| UBS Group AG |
13F
Company
|
—
class O/S missing
|
$11,933,000
623,121 shares
|
— | 30 Sep 2021 |
| OSAIC HOLDINGS, INC. |
13F
Company
|
—
class O/S missing
|
$11,496,000
600,302 shares
|
— | 30 Sep 2021 |
| AMERIPRISE FINANCIAL INC |
13F
Company
|
—
class O/S missing
|
$9,960,000
520,893 shares
|
— | 30 Sep 2021 |
| Raymond James Financial Services Advisors, Inc. |
13F
Company
|
—
class O/S missing
|
$8,599,000
449,047 shares
|
— | 30 Sep 2021 |
| BANK OF AMERICA CORP /DE/ |
13F
Company
|
—
class O/S missing
|
$5,954,000
310,906 shares
|
— | 30 Sep 2021 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2021
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
110
Shares
13,977,887
Rows available
110
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q4 2021 vs Q3 2021 Across Filers
Q3 2021 holders
83
Q4 2021 holders
110
Holder diff
27
| Investor | Q3 2021 Shares | Q4 2021 Shares | Share Diff | Share Chg % | Q3 2021 value | Q4 2021 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend