Security key
401664107
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (GBAB)
CUSIP: 401664107
Q2 2021 13F Holders as of 30 Jun 2021
- Type / Class
- Equity / Common Shares of Beneficial Interest
- Shares outstanding
- 27,790,588
- Total 13F shares
- 3,500,641
- Share change
- +235,061
- Total reported value
- $86,397,014
- Price per share
- $24.68
- Number of holders
- 51
- Value change
- +$5,818,260
- Number of buys
- 28
- Number of sells
- 17
Report period
Q2 2021
Institutions
51
Top holders
10
GBAB full security history
Newer quarter: Q3 2021
Previous quarter: Q1 2021
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 401664107
Recent filing periods:
Top shareholders of GBAB - Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| UBS Group AG |
13F
|
Company |
1.8%
|
508,890
|
$11,908,000 | — | 31 Mar 2021 | |
| MORGAN STANLEY |
13F
|
Company |
1.8%
|
504,451
|
$11,805,000 | — | 31 Mar 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
1.5%
|
427,932
|
$10,013,000 | — | 31 Mar 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.94%
|
262,349
|
$6,139,000 | — | 31 Mar 2021 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.66%
|
182,279
|
$4,265,000 | — | 31 Mar 2021 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.51%
|
141,599
|
$3,313,000 | — | 31 Mar 2021 | |
| Invesco Ltd. |
13F
|
Company |
0.51%
|
141,237
|
$3,305,000 | — | 31 Mar 2021 | |
| USCA RIA LLC |
13F
|
Company |
0.39%
|
107,725
|
$2,521,000 | — | 31 Mar 2021 | |
| Alpha Cubed Investments, LLC |
13F
|
Company |
0.31%
|
85,210
|
$1,994,000 | — | 31 Mar 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.29%
|
80,401
|
$1,881,000 | — | 31 Mar 2021 | |
| Composition Wealth, LLC |
13F
|
Company |
0.29%
|
79,391
|
$1,858,000 | — | 31 Mar 2021 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.28%
|
77,360
|
$1,810,000 | — | 31 Mar 2021 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.26%
|
71,289
|
$1,668,000 | — | 31 Mar 2021 | |
| David J Yvars Group |
13F
|
Company |
0.24%
|
67,857
|
$1,583,000 | — | 31 Mar 2021 | |
| Fiera Capital Corp |
13F
|
Company |
0.16%
|
43,829
|
$1,026,000 | — | 31 Mar 2021 | |
| WHITTIER TRUST CO |
13F
|
Company |
0.15%
|
42,212
|
$987,000 | — | 31 Mar 2021 | |
| Kestra Advisory Services, LLC |
13F
|
Company |
0.14%
|
38,657
|
$905,000 | — | 31 Mar 2021 | |
| LPL Financial LLC |
13F
|
Company |
0.14%
|
38,591
|
$903,000 | — | 31 Mar 2021 | |
| AdvisorNet Financial, Inc |
13F
|
Company |
0.11%
|
31,475
|
$737,000 | — | 31 Mar 2021 | |
| RAYMOND JAMES TRUST N.A. |
13F
|
Company |
0.1%
|
28,932
|
$677,000 | — | 31 Mar 2021 | |
| Stratos Wealth Partners, LTD. |
13F
|
Company |
0.08%
|
21,690
|
$508,000 | — | 31 Mar 2021 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.07%
|
19,960
|
$467,000 | — | 31 Mar 2021 | |
| ELCO Management Co., LLC |
13F
|
Company |
0.07%
|
19,900
|
$466,000 | — | 31 Mar 2021 | |
| Dynamic Advisor Solutions LLC |
13F
|
Company |
0.06%
|
17,933
|
$420,000 | — | 31 Mar 2021 | |
| Bison Wealth, LLC |
13F
|
Company |
0.06%
|
16,000
|
$374,000 | — | 31 Mar 2021 | |
| Carlton Hofferkamp & Jenks Wealth Management, LLC |
13F
|
Company |
0.06%
|
15,450
|
$366,000 | — | 31 Mar 2021 | |
| King Wealth Management Group |
13F
|
Company |
0.05%
|
14,607
|
$342,000 | — | 31 Mar 2021 | |
| WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC |
13F
|
Company |
0.05%
|
14,000
|
$328,000 | — | 31 Mar 2021 | |
| Hennion & Walsh Asset Management, Inc. |
13F
|
Company |
0.05%
|
13,990
|
$327,000 | — | 31 Mar 2021 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
0.05%
|
13,678
|
$320,000 | — | 31 Mar 2021 | |
| Sigma Planning Corp |
13F
|
Company |
0.05%
|
13,135
|
$307,000 | — | 31 Mar 2021 | |
| Spire Wealth Management |
13F
|
Company |
0.05%
|
12,980
|
$304,000 | — | 31 Mar 2021 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.05%
|
12,956
|
$303,000 | — | 31 Mar 2021 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.05%
|
12,601
|
$294,000 | — | 31 Mar 2021 | |
| Cetera Advisors LLC |
13F
|
Company |
0.04%
|
12,394
|
$290,000 | — | 31 Mar 2021 | |
| Busey Bank |
13F
|
Company |
0.04%
|
11,000
|
$257,000 | — | 31 Mar 2021 | |
| SCHNIEDERS CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.04%
|
10,600
|
$248,000 | — | 31 Mar 2021 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.03%
|
9,696
|
$226,000 | — | 31 Mar 2021 | |
| Private Portfolio Partners LLC |
13F
|
Company |
0.03%
|
9,047
|
$211,700 | — | 31 Mar 2021 | |
| Avalon Investment & Advisory |
13F
|
Company |
0.03%
|
8,617
|
$202,000 | — | 31 Mar 2021 | |
| CITIGROUP INC |
13F
|
Company |
0.02%
|
4,810
|
$113,000 | — | 31 Mar 2021 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.02%
|
4,645
|
$108,693 | — | 31 Mar 2021 | |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
0.01%
|
3,799
|
$97,000 | — | 31 Mar 2021 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.01%
|
3,504
|
$81,000 | — | 31 Mar 2021 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.01%
|
2,791
|
$66,000 | — | 31 Mar 2021 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
0.01%
|
1,700
|
$40,000 | — | 31 Mar 2021 | |
| WHITTIER TRUST CO OF NEVADA INC |
13F
|
Company |
0%
|
875
|
$20,000 | — | 31 Mar 2021 | |
| Sound Income Strategies, LLC |
13F
|
Company |
0%
|
720
|
$16,848 | — | 31 Mar 2021 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
0%
|
591
|
$13,000 | — | 31 Mar 2021 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0%
|
200
|
$5,000 | — | 31 Mar 2021 |
Institutional Holders of Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (GBAB) as of Q2 2021
As of 30 Jun 2021,
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (GBAB) was held by
51 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,500,641 shares.
The largest 10 holders included
UBS Group AG, MORGAN STANLEY, BANK OF AMERICA CORP /DE/, WELLS FARGO & COMPANY/MN, RAYMOND JAMES & ASSOCIATES, Raymond James Financial Services Advisors, Inc., Invesco Ltd., USCA RIA LLC, Miracle Mile Advisors, LLC, and OSAIC HOLDINGS, INC..
This page lists
51
institutional shareholders reporting positions in this security
for the Q2 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2021 vs Q1 2021 Across Filers
Q1 2021 holders
52
Q2 2021 holders
51
Holder diff
-1
| Investor | Q1 2021 Shares | Q2 2021 Shares | Share Diff | Share Chg % | Q1 2021 Value $ | Q2 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.