Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (GBAB)
CUSIP: 401664107
Q3 2021 13F Holders as of 30 Sep 2021
- Type / Class
- Equity / Common Shares of Beneficial Interest
- Shares outstanding
- 26,916,500
- Total 13F shares
- 3,764,916
- Share change
- +264,275
- Total reported value
- $92,154,241
- Price per share
- $24.48
- Number of holders
- 53
- Value change
- +$6,465,539
- Number of buys
- 29
- Number of sells
- 17
Quarterly Holders Quick Answers
What is CUSIP 401664107?
CUSIP 401664107 identifies GBAB - Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest in SEC institutional holdings data.
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Recent filing periods for CUSIP 401664107:
Top shareholders of GBAB - Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| UBS Group AG |
13F
|
Company |
2.2%
|
603,077
|
$14,884,000 | — | 30 Jun 2021 | |
| MORGAN STANLEY |
13F
|
Company |
2%
|
549,438
|
$13,560,000 | — | 30 Jun 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
1.3%
|
346,507
|
$8,552,000 | — | 30 Jun 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.94%
|
253,446
|
$6,255,000 | — | 30 Jun 2021 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.78%
|
208,663
|
$5,150,000 | — | 30 Jun 2021 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.59%
|
158,901
|
$3,922,000 | — | 30 Jun 2021 | |
| Invesco Ltd. |
13F
|
Company |
0.55%
|
148,790
|
$3,672,000 | — | 30 Jun 2021 | |
| USCA RIA LLC |
13F
|
Company |
0.4%
|
107,725
|
$2,659,000 | — | 30 Jun 2021 | |
| Composition Wealth, LLC |
13F
|
Company |
0.34%
|
90,344
|
$2,230,000 | — | 30 Jun 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.33%
|
89,969
|
$2,221,000 | — | 30 Jun 2021 | |
| Alpha Cubed Investments, LLC |
13F
|
Company |
0.32%
|
85,210
|
$2,103,000 | — | 30 Jun 2021 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.32%
|
84,840
|
$2,094,000 | — | 30 Jun 2021 | |
| David J Yvars Group |
13F
|
Company |
0.29%
|
77,710
|
$1,922,000 | — | 30 Jun 2021 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.26%
|
69,747
|
$1,721,000 | — | 30 Jun 2021 | |
| Fiera Capital Corp |
13F
|
Company |
0.22%
|
58,697
|
$1,449,000 | — | 30 Jun 2021 | |
| Kestra Advisory Services, LLC |
13F
|
Company |
0.17%
|
46,928
|
$1,158,000 | — | 30 Jun 2021 | |
| LPL Financial LLC |
13F
|
Company |
0.17%
|
46,285
|
$1,142,000 | — | 30 Jun 2021 | |
| WHITTIER TRUST CO |
13F
|
Company |
0.16%
|
42,212
|
$1,042,000 | — | 30 Jun 2021 | |
| AdvisorNet Financial, Inc |
13F
|
Company |
0.12%
|
30,975
|
$764,000 | — | 30 Jun 2021 | |
| RAYMOND JAMES TRUST N.A. |
13F
|
Company |
0.11%
|
30,244
|
$747,000 | — | 30 Jun 2021 | |
| Dynamic Advisor Solutions LLC |
13F
|
Company |
0.1%
|
28,208
|
$696,000 | — | 30 Jun 2021 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.1%
|
26,671
|
$658,000 | — | 30 Jun 2021 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.08%
|
22,531
|
$556,000 | — | 30 Jun 2021 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
0.08%
|
22,412
|
$553,000 | — | 30 Jun 2021 | |
| Stratos Wealth Partners, LTD. |
13F
|
Company |
0.08%
|
20,515
|
$506,000 | — | 30 Jun 2021 | |
| ELCO Management Co., LLC |
13F
|
Company |
0.07%
|
19,700
|
$486,000 | — | 30 Jun 2021 | |
| Bison Wealth, LLC |
13F
|
Company |
0.06%
|
16,000
|
$395,000 | — | 30 Jun 2021 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
0.06%
|
15,778
|
$389,000 | — | 30 Jun 2021 | |
| Carlton Hofferkamp & Jenks Wealth Management, LLC |
13F
|
Company |
0.06%
|
15,450
|
$380,000 | — | 30 Jun 2021 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.06%
|
15,412
|
$380,000 | — | 30 Jun 2021 | |
| King Wealth Management Group |
13F
|
Company |
0.05%
|
14,307
|
$353,000 | — | 30 Jun 2021 | |
| Private Portfolio Partners LLC |
13F
|
Company |
0.05%
|
14,073
|
$347,334 | — | 30 Jun 2021 | |
| WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC |
13F
|
Company |
0.05%
|
14,000
|
$346,000 | — | 30 Jun 2021 | |
| Hennion & Walsh Asset Management, Inc. |
13F
|
Company |
0.05%
|
13,943
|
$344,000 | — | 30 Jun 2021 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.05%
|
13,772
|
$339,000 | — | 30 Jun 2021 | |
| Sigma Planning Corp |
13F
|
Company |
0.05%
|
13,286
|
$328,000 | — | 30 Jun 2021 | |
| Spire Wealth Management |
13F
|
Company |
0.05%
|
12,480
|
$308,000 | — | 30 Jun 2021 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.04%
|
12,078
|
$298,000 | — | 30 Jun 2021 | |
| AE Wealth Management LLC |
13F
|
Company |
0.04%
|
11,025
|
$272,000 | — | 30 Jun 2021 | |
| SCHNIEDERS CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.04%
|
10,600
|
$262,000 | — | 30 Jun 2021 | |
| Cetera Advisors LLC |
13F
|
Company |
0.04%
|
10,047
|
$248,000 | — | 30 Jun 2021 | |
| Avalon Investment & Advisory |
13F
|
Company |
0.03%
|
8,617
|
$213,000 | — | 30 Jun 2021 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.02%
|
5,294
|
$131,000 | — | 30 Jun 2021 | |
| CITIGROUP INC |
13F
|
Company |
0.02%
|
4,590
|
$113,000 | — | 30 Jun 2021 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0.01%
|
3,880
|
$96,000 | — | 30 Jun 2021 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.01%
|
1,788
|
$43,000 | — | 30 Jun 2021 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
0.01%
|
1,700
|
$42,000 | — | 30 Jun 2021 | |
| American Portfolios Advisors |
13F
|
Company |
0%
|
1,000
|
$24,680 | — | 30 Jun 2021 | |
| WHITTIER TRUST CO OF NEVADA INC |
13F
|
Company |
0%
|
775
|
$19,000 | — | 30 Jun 2021 | |
| Arkadios Wealth Advisors |
13F
|
Company |
0%
|
707
|
$17,000 | — | 30 Jun 2021 |
Institutional Holders of Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (GBAB) as of Q3 2021
As of 30 Sep 2021,
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (GBAB) was held by
53 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,764,916 shares.
The largest 10 holders included
UBS Group AG, MORGAN STANLEY, BANK OF AMERICA CORP /DE/, WELLS FARGO & COMPANY/MN, RAYMOND JAMES & ASSOCIATES, Invesco Ltd., Raymond James Financial Services Advisors, Inc., U.S. Capital Wealth Advisors, LLC, Miracle Mile Advisors, LLC, and ROYAL BANK OF CANADA.
This page lists
53
institutional shareholders reporting positions in this security
for the Q3 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2021 vs Q2 2021 Across Filers
Q2 2021 holders
51
Q3 2021 holders
53
Holder diff
2
| Investor | Q2 2021 Shares | Q3 2021 Shares | Share Diff | Share Chg % | Q2 2021 Value $ | Q3 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.