Security key
401664107
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (GBAB)
CUSIP: 401664107
Q1 2021 13F Holders as of 31 Mar 2021
- Type / Class
- Equity / Common Shares of Beneficial Interest
- Shares outstanding
- 27,790,588
- Total 13F shares
- 3,265,629
- Share change
- +112,031
- Total reported value
- $76,420,241
- Price per share
- $23.40
- Number of holders
- 52
- Value change
- +$2,527,922
- Number of buys
- 30
- Number of sells
- 16
Report period
Q1 2021
Institutions
52
Top holders
10
GBAB full security history
Newer quarter: Q2 2021
Previous quarter: Q4 2020
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 401664107
Recent filing periods:
Top shareholders of GBAB - Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| UBS Group AG |
13F
|
Company |
1.8%
|
487,128
|
$12,417,000 | — | 31 Dec 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
1.7%
|
478,696
|
$12,202,000 | — | 31 Dec 2020 | |
| MORGAN STANLEY |
13F
|
Company |
1.7%
|
473,212
|
$12,062,000 | — | 31 Dec 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.97%
|
268,464
|
$6,843,000 | — | 31 Dec 2020 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.68%
|
189,937
|
$4,842,000 | — | 31 Dec 2020 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.54%
|
151,160
|
$3,853,000 | — | 31 Dec 2020 | |
| Invesco Ltd. |
13F
|
Company |
0.46%
|
128,247
|
$3,269,000 | — | 31 Dec 2020 | |
| USCA RIA LLC |
13F
|
Company |
0.39%
|
108,425
|
$2,764,000 | — | 31 Dec 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.28%
|
79,182
|
$2,018,000 | — | 31 Dec 2020 | |
| Composition Wealth, LLC |
13F
|
Company |
0.28%
|
77,926
|
$1,986,000 | — | 31 Dec 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.27%
|
74,058
|
$1,889,000 | — | 31 Dec 2020 | |
| David J Yvars Group |
13F
|
Company |
0.24%
|
67,136
|
$1,712,000 | — | 31 Dec 2020 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.22%
|
62,292
|
$1,588,000 | — | 31 Dec 2020 | |
| WHITTIER TRUST CO |
13F
|
Company |
0.15%
|
42,212
|
$1,076,000 | — | 31 Dec 2020 | |
| Kestra Advisory Services, LLC |
13F
|
Company |
0.14%
|
38,013
|
$969,000 | — | 31 Dec 2020 | |
| Alpha Cubed Investments, LLC |
13F
|
Company |
0.12%
|
33,857
|
$863,000 | — | 31 Dec 2020 | |
| LPL Financial LLC |
13F
|
Company |
0.11%
|
30,278
|
$772,000 | — | 31 Dec 2020 | |
| AdvisorNet Financial, Inc |
13F
|
Company |
0.1%
|
29,175
|
$744,000 | — | 31 Dec 2020 | |
| RAYMOND JAMES TRUST N.A. |
13F
|
Company |
0.1%
|
28,932
|
$737,000 | — | 31 Dec 2020 | |
| Dynamic Advisor Solutions LLC |
13F
|
Company |
0.09%
|
24,932
|
$636,000 | — | 31 Dec 2020 | |
| Stratos Wealth Partners, LTD. |
13F
|
Company |
0.08%
|
21,690
|
$553,000 | — | 31 Dec 2020 | |
| MML INVESTORS SERVICES, LLC |
13F
|
Company |
0.07%
|
20,206
|
$515,000 | — | 31 Dec 2020 | |
| ELCO Management Co., LLC |
13F
|
Company |
0.07%
|
19,900
|
$507,000 | — | 31 Dec 2020 | |
| Bison Wealth, LLC |
13F
|
Company |
0.06%
|
16,000
|
$408,000 | — | 31 Dec 2020 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.05%
|
14,821
|
$378,000 | — | 31 Dec 2020 | |
| Sigma Planning Corp |
13F
|
Company |
0.05%
|
14,096
|
$359,000 | — | 31 Dec 2020 | |
| King Wealth Management Group |
13F
|
Company |
0.05%
|
13,607
|
$347,000 | — | 31 Dec 2020 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
0.05%
|
13,178
|
$335,000 | — | 31 Dec 2020 | |
| Cooper Financial Group |
13F
|
Company |
0.05%
|
12,999
|
$331,000 | — | 31 Dec 2020 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.05%
|
12,535
|
$319,000 | — | 31 Dec 2020 | |
| Cetera Advisors LLC |
13F
|
Company |
0.04%
|
12,187
|
$311,000 | — | 31 Dec 2020 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.04%
|
11,065
|
$282,000 | — | 31 Dec 2020 | |
| Busey Bank |
13F
|
Company |
0.04%
|
10,500
|
$268,000 | — | 31 Dec 2020 | |
| Cetera Investment Advisers |
13F
|
Company |
0.04%
|
9,910
|
$253,000 | — | 31 Dec 2020 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.03%
|
8,848
|
$225,000 | — | 31 Dec 2020 | |
| Avalon Investment & Advisory |
13F
|
Company |
0.03%
|
8,617
|
$220,000 | — | 31 Dec 2020 | |
| Carlton Hofferkamp & Jenks Wealth Management, LLC |
13F
|
Company |
0.03%
|
8,200
|
$203,000 | — | 31 Dec 2020 | |
| CITIGROUP INC |
13F
|
Company |
0.03%
|
7,683
|
$196,000 | — | 31 Dec 2020 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.02%
|
4,645
|
$118,000 | — | 31 Dec 2020 | |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
0.01%
|
3,799
|
$97,000 | — | 31 Dec 2020 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.01%
|
2,785
|
$64,000 | — | 31 Dec 2020 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
0.01%
|
1,700
|
$43,000 | — | 31 Dec 2020 | |
| FORT PITT CAPITAL GROUP, LLC |
13F
|
Company |
0%
|
900
|
$23,000 | — | 31 Dec 2020 | |
| FSA Wealth Management LLC |
13F
|
Company |
0%
|
833
|
$21,000 | — | 31 Dec 2020 | |
| WHITTIER TRUST CO OF NEVADA INC |
13F
|
Company |
0%
|
775
|
$20,000 | — | 31 Dec 2020 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
0%
|
582
|
$14,000 | — | 31 Dec 2020 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0%
|
533
|
$14,000 | — | 31 Dec 2020 | |
| Sound Income Strategies, LLC |
13F
|
Company |
0%
|
360
|
$9,000 | — | 31 Dec 2020 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0%
|
200
|
$5,000 | — | 31 Dec 2020 | |
| Arkadios Wealth Advisors |
13F
|
Company |
0%
|
197
|
$5,000 | — | 31 Dec 2020 |
Institutional Holders of Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (GBAB) as of Q1 2021
As of 31 Mar 2021,
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (GBAB) was held by
52 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,265,629 shares.
The largest 10 holders included
UBS Group AG, MORGAN STANLEY, BANK OF AMERICA CORP /DE/, WELLS FARGO & COMPANY/MN, RAYMOND JAMES & ASSOCIATES, Raymond James Financial Services Advisors, Inc., Invesco Ltd., USCA RIA LLC, Alpha Cubed Investments, LLC, and ADVISOR GROUP HOLDINGS, INC..
This page lists
52
institutional shareholders reporting positions in this security
for the Q1 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2021 vs Q4 2020 Across Filers
Q4 2020 holders
51
Q1 2021 holders
52
Holder diff
1
| Investor | Q4 2020 Shares | Q1 2021 Shares | Share Diff | Share Chg % | Q4 2020 Value $ | Q1 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.